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Original filing (PDF)20251014103333NAL0003642896001
LOCKSTEP TECHNOLOGY GROUP, LLC
Form 5500
FILING_RECEIVED
LOCKSTEP TECHNOLOGY 401(K) PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
260
Accounts w/ balance
169
Plan assets (EOY)
$11.4M
Net assets (EOY)
$11.4M
How this plan invests
This plan
17 pooled trusts
Schedule D
36 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
86
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
80
Knocking points off
- 52 bps in Schedule C fees — 81% above peer band of 29 bps.
- No recordkeeper disclosed on Schedule C.
- 65% balance-to-active ratio — below typical for a healthy 401(k).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for LOCKSTEP TECHNOLOGY GROUP, LLC.
Plan sponsor
Name
LOCKSTEP TECHNOLOGY GROUP, LLC
EIN
26-2991351
Address
190 TECHNOLOGY PARKWAY · SUITE 125 · PEACHTREE CORNERS, GA · 30092
Phone
(678) 444-4590
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
SMITH AND HOWARD
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsAdvisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| HAUSER RETIREMENT SOLUTIONS 2 LLC | 36-4906731 | — | INVESTMENT ADVISORY | $0 | — |
| WILSHIRE ADVISORS LLC | 95-2755361 | — | INVESTMENT ADVISORY | $0 | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $60K | — |
Investments
20 direct securities · 17 pooled funds· $11.3M(99% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$7.1M
12 holdings
Uncategorized
$4.1M
20 holdings
Pooled Separate Account
$135K
5 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| PRIN LIFETIME HYBR 2040 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 007 | Common Collective Trust | — | — | $2.0M | 17.5% | |
| Fidelity 500 Index Fund | — | — | — | $1.3M | 11.7% | |
| PRIN LIFETIME HYBR 2035 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 006 | Common Collective Trust | — | — | $1.1M | 9.4% | |
| PRIN LIFETIME HYBR 2030 CIT Z PRINCIPAL GLOBAL INVESTORS CO · EIN 26-6447575 / PN 005 | Common Collective Trust | — | — | $883K | 7.8% | |
| PRIN LIFETIME HYBR 2045 CIT Z PRIINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 008 | Common Collective Trust | — | — | $783K | 6.9% | |
| Vanguard Growth Index Adm Fund | — | — | — | $711K | 6.2% | |
| PRIN LIFETIME HYBR 2050 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 009 | Common Collective Trust | — | — | $655K | 5.7% | |
| PRIN LIFETIMY HYBR 2055 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 010 | Common Collective Trust | — | — | $530K | 4.7% | |
| PRIN LIFETIME HYBR 2060 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 012 | Common Collective Trust | — | — | $459K | 4.0% | |
| PRIN LIFETIME HYBR 2020 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 42-2667574 / PN 003 | Common Collective Trust | — | — | $434K | 3.8% | |
| Vanguard TI Stk Mkt Inx Adm Fd | — | — | — | $236K | 2.1% | |
| American Funds Bd Fd of Am R6 Fd ** 315 Fidelity US Bond Index Fund | — | — | — | $210K | 1.8% | |
| PRIN LIFETIMY HYBR 2025 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 004 | Common Collective Trust | — | — | $203K | 1.8% | |
| DFA US Targeted Value I Fund | — | — | — | $176K | 1.5% | |
| American Century SC Gr R6 Fd | — | — | — | $171K | 1.5% | |
| Vanguard Value Index Adm Fund | — | — | — | $169K | 1.5% | |
| Vanguard Sm Cap Val Idx Adm Fd | — | — | — | $169K | 1.5% | |
| Carillon Eagle MidCaGwth R6 Fd | — | — | — | $127K | 1.1% | |
| DFA International Value I Fund | — | — | — | $126K | 1.1% | |
| DFA Emerg Mkt Core Eqty I Fd | — | — | — | $116K | 1.0% | |
| Participant loans Interest rates ranging from 5.25% to 9.50% 0 | — | — | — | $103K | 0.9% | |
| PRIN MIDCAP S&P 400 IDX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 023 | Pooled Separate Account | — | — | $92K | 0.8% | |
| Principal Fixed Inc Guar Option | — | — | — | $89K | 0.8% | |
| Vanguard Intl Growth Adm Fd | — | — | — | $84K | 0.7% | |
| Vanguard Explorer Admiral Fund | — | — | — | $82K | 0.7% | |
| American Funds Am Hi-Inc Trust R6 Fund | — | — | — | $70K | 0.6% | |
| Allspring Spec M Cap Value R6 | — | — | — | $62K | 0.5% | |
| PRIN LIFETIME HYBR 2065 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 013 | Common Collective Trust | — | — | $57K | 0.5% | |
| JanusHenderson Triton N | — | — | — | $38K | 0.3% | |
| PRIN INTL EQUITY INDEX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 121 | Pooled Separate Account | — | — | $27K | 0.2% | |
| Vanguard Infl-Prot Sec Adm Fund | — | — | — | $24K | 0.2% | |
| PRIN LIFETIME HYBR 2015 CIT Z PRINCIPAL GLOBAL LINVESTORS TRUST CO · EIN 26-6447574 / PN 002 | Common Collective Trust | — | — | $22K | 0.2% | |
| PRIN DIVERSIFIED INTL SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 015 | Pooled Separate Account | — | — | $12K | 0.1% | |
| PIMCO Glbl Bd (USD-Hdg) I Fd | — | — | — | $3K | <0.1% | |
| PRIN SMCAP S&P 600 INDEX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 028 | Pooled Separate Account | — | — | $3K | <0.1% | |
| PRIN REAL ESTATE SECS SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 095 | Pooled Separate Account | — | — | $1K | <0.1% | |
| PRIN LIFETIME HYBR INC CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 011 | Common Collective Trust | — | — | $16 | <0.1% |
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