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Original filing (PDF)20251015230852NAL0003071491001
ROSEWOOD CORPORATE INVESTMENTS,
Form 5500
FILING_RECEIVED
ROSEWOOD FAMILY OF COMPANIES 401(K) RETIREMENT PLAN
401(k) retirement plan
Signals · 1
30% in single holding
Active participants
113
Accounts w/ balance
301
Plan assets (EOY)
$2.7M
Net assets (EOY)
$2.7M
How this plan invests
This plan
1 pooled trust
Schedule D
27 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
92
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
85
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "AMERFUNDS 2045 TARG DATERET R6" is 30% of plan.
- 68 bps in Schedule C fees — modestly above peer band of 52 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ROSEWOOD CORPORATE INVESTMENTS,.
Plan sponsor
Name
ROSEWOOD CORPORATE INVESTMENTS,
EIN
26-2911313
Address
150 PENMARC DRIVE, · SUITE 110 · RALEIGH, NC · 27603
Phone
(919) 600-6160
Industry
Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-16
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
THOMAS JUDY & TUCKER P.A
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADP, INC. | 13-3036745 | — | RECORD KEEPER | $9K | — |
| ADP BROKER-DEALER | 22-3319984 | — | RECORD KEEPER | $0 | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CHARTER WEALTH MANAGEMENT | 45-4433073 | — | INVESTMENT/FINANCIAL ADVI | $10K | — |
Investments
26 direct securities · 1 pooled fund· $2.7M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Registered Investment Companies
$2.7M
26 holdings
Common Collective Trust
$8K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| AMERFUNDS 2045 TARG DATERET R6 | Registered Investment Companies | — | — | $818K | 29.8% | |
| AMERFUNDS 2040 TARG DATERET R6 | Registered Investment Companies | — | — | $440K | 16.0% | |
| AMERFUNDS 2050 TARG DATERET R6 | Registered Investment Companies | — | — | $264K | 9.6% | |
| AMERFUNDS 2035 TARG DATERET R6 | Registered Investment Companies | — | — | $261K | 9.5% | |
| AMERICAN FUNDS 2055 TARGET R6 | Registered Investment Companies | — | — | $216K | 7.9% | |
| AMERFUNDS 2030 TARG DATERET R6 | Registered Investment Companies | — | — | $96K | 3.5% | |
| AMERFUNDS 2025 TARG DATERET R6 | Registered Investment Companies | — | — | $80K | 2.9% | |
| VANGUARD SMALL CAP INDEX ADMRL | Registered Investment Companies | — | — | $63K | 2.3% | |
| AMF CONS GRTH INC PORT R6 | Registered Investment Companies | — | — | $61K | 2.2% | |
| AMERFUNDS 2060 TARG DATERET R6 | Registered Investment Companies | — | — | $58K | 2.1% | |
| AMERFUNDS AMER BALANCED - R6 | Registered Investment Companies | — | — | $57K | 2.1% | |
| AMERICAN FUNDS NEW WORLD R6 | Registered Investment Companies | — | — | $51K | 1.9% | |
| SCHWAB S&P 500 INDEX FUND | Registered Investment Companies | — | — | $42K | 1.5% | |
| INVESCO EQUAL WEIGHT SP 500 R6 | Registered Investment Companies | — | — | $39K | 1.4% | |
| VANG HI YLD CORP ADM | Registered Investment Companies | — | — | $37K | 1.3% | |
| DFA REAL ESTATE SEC PORT INST | Registered Investment Companies | — | — | $30K | 1.1% | |
| PIMCO STOCKSPLUS INTL I | Registered Investment Companies | — | — | $30K | 1.1% | |
| PIM GLOB BD OPP USDHDG - INST | Registered Investment Companies | — | — | $28K | 1.0% | |
| AMF GROWTH AND INCOME PORT R6 | Registered Investment Companies | — | — | $13K | 0.5% | |
| VANGUARD MID CAP INDEX - ADM | Registered Investment Companies | — | — | $10K | 0.4% | |
| WCM FOCUSED INTL GROWTH INST | Registered Investment Companies | — | — | $10K | 0.3% | |
| AMERFUNDS 2065 TARG DATERET R6 | Registered Investment Companies | — | — | $9K | 0.3% | |
| TRP SV COMMON TR A T. ROWE PRICE TRUST COMPANY · EIN 52-1309931 / PN 001 | Common Collective Trust | — | — | $8K | 0.3% | |
| AMERFUNDS 2020 TARG DATERET R6 | Registered Investment Companies | — | — | $8K | 0.3% | |
| MFS AGG GRTH ALLOC - R4 | Registered Investment Companies | — | — | $6K | 0.2% | |
| GUGGENHEIM TOTAL RETURN BD R6 | Registered Investment Companies | — | — | $5K | 0.2% | |
| AMERFUNDS 2015 TARG DATERET R6 | Registered Investment Companies | — | — | $4K | 0.2% |