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Original filing (PDF)20251014134136NAL0001439555001
TUV RHEINLAND OF NORTH AMERICA, INC.
Form 5500
FILING_RECEIVED
TUV RHEINLAND 401(K) PROFIT SHARING PLAN
401(k) retirement plan
Signals · 1
28% in single holding
Active participants
339
Accounts w/ balance
415
Plan assets (EOY)
$52.6M
Net assets (EOY)
$52.6M
How this plan invests
This plan
1 pooled trust
Schedule D
30 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
88
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
86
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "s Vanguard 500 Index Fund" is 28% of plan.
- 28 bps in Schedule C fees — 74% above peer band of 16 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for TUV RHEINLAND OF NORTH AMERICA, INC..
Plan sponsor
Name
TUV RHEINLAND OF NORTH AMERICA, INC.
EIN
26-2797284
Address
400 BEAVER BROOK ROAD · BOXBOROUGH, MA · 01719
Phone
(978) 266-9500
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3F · Sponsor used leased employees
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
COHN REZNICK LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
5 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $83K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| WORLD INVESTMENT ADVISORS LLC | — | SANTA BARBARA, CA | INVESTMENT ADVISOR | $36K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| COHNREZNICK LLP | — | BOSTON, MA | AUDITOR | $16K | — |
Legal counsel
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| JACKSON LEWIS PC | — | WEST HARRISON, NY | ATTORNEY | $11K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CHARLES SCHWABB & CO., INC. | 94-1737782 | — | NONE | $6 | — |
Investments
29 direct securities · 1 pooled fund· $52.6M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$27.5M
27 holdings
Mutual Funds
$14.6M
1 holding
Guaranteed Income / GIC
$9.1M
1 holding
Common Collective Trust
$1.4M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard 500 Index Fund | Mutual Funds | — | — | $14.6M | 27.7% | |
| * Empower Annuity Insurance Company of America Guaranteed Interest Account | Guaranteed Income / GIC | — | — | $9.1M | 17.3% | |
| Vanguard Total International Stock Index Fund | — | — | — | $6.6M | 12.5% | |
| JP Morgan Core Plus Bond Fund | — | — | — | $5.0M | 9.5% | |
| Vanguard Mid Cap Index Fund | — | — | — | $4.0M | 7.6% | |
| MassMutual William Blair Large Cap Growth Fund | — | — | — | $2.7M | 5.2% | |
| Vanguard Small Cap Index Fund | — | — | — | $2.5M | 4.8% | |
| LARGE CAP VALUE FUND CLASS R1 GREAT GRAY · EIN 38-4065329 / PN 426 | Common Collective Trust | — | — | $1.4M | 2.6% | |
| T. Rowe Price Health Sciences Fund | — | — | — | $1.0M | 1.9% | |
| American Funds 2035 Target Date Retirement Fund | — | — | — | $950K | 1.8% | |
| American Funds EuroPacific Growth Fund | — | — | — | $734K | 1.4% | |
| Empower American Century Small Cap Growth Fund | — | — | — | $569K | 1.1% | |
| Dimensional Fund Advisors Emerging Markets Core Equity Portfolio Fund | — | — | — | $534K | 1.0% | |
| Empower Invesco Discovery Mid Cap Growth Fund | — | — | — | $501K | 1.0% | |
| Dimensional Fund Advisors US Targeted Value Fund | — | — | — | $435K | 0.8% | |
| various dates, secured by participant account balance | — | — | — | $352K | 0.7% | |
| Vanguard Mid Cap Value Index Fund | — | — | — | $339K | 0.6% | |
| Vanguard Total International Bond Index Fund | — | — | — | $324K | 0.6% | |
| PIMCO Income Institutional Fund | — | — | — | $309K | 0.6% | |
| American Funds 2045 Target Date Retirement Fund | — | — | — | $203K | 0.4% | |
| American Funds 2030 Target Date Retirement Fund | — | — | — | $140K | 0.3% | |
| American Funds 2055 Target Date Retirement Fund | — | — | — | $131K | 0.2% | |
| Fidelity U.S. Sustainability Index Institutional Fund | — | — | — | $73K | 0.1% | |
| American Funds 2040 Target Date Retirement Fund | — | — | — | $26K | <0.1% | |
| American Funds 2060 Target Date Retirement Fund | — | — | — | $18K | <0.1% | |
| Self-directed brokerage account Charles Schwab Bank Various investments held with Charles Schwab Bank | — | — | — | $18K | <0.1% | |
| American Funds 2010 Target Date Retirement Fund | — | — | — | $14K | <0.1% | |
| American Funds 2050 Target Date Retirement Fund | — | — | — | $9K | <0.1% | |
| American Funds Inflation Linked Bond Fund | — | — | — | $8K | <0.1% | |
| American Funds 2065 Target Date Retirement Fund | — | — | — | $2K | <0.1% |