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Original filing (PDF)20251028140113NAL0006969585001
MARINER WEALTH ADVISORS, LLC
Form 5500
FILING_RECEIVED
MARINER WEALTH ADVISORS, LLC 401(K) PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
1,870
Accounts w/ balance
1,911
Plan assets (EOY)
$278.3M
Net assets (EOY)
$278.3M
How this plan invests
This plan
1 pooled trust
Schedule D
53 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for MARINER WEALTH ADVISORS, LLC.
Plan sponsor
Name
MARINER WEALTH ADVISORS, LLC
EIN
26-2766689
Address
5700 W.112TH ST, SUITE 500 · OVERLAND PARK, KS · 66211
Phone
(913) 647-9700
Industry
Commercial Banking· Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-28
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
MARKSNELSON, LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsOther
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SCHWAB RETIREMENT PLAN SERVICES,INC | 34-1479833 | — | NONE | $186K | — |
| MARINER LLC | 20-4553256 | — | NONE | $11K | — |
| CHARLES SCHWAB & CO., INC. | 94-1737782 | — | NONE | $3K | — |
Investments
52 direct securities · 1 pooled fund· $272.2M(98% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$269.2M
52 holdings
Common Collective Trust
$3.0M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| VANGUARD 500 INDEX ADMIRAL | — | — | — | $51.1M | 18.3% | |
| PCRA | — | — | — | $38.7M | 13.9% | |
| VANGUARD GROWTH INDEX ADMIRAL | — | — | — | $14.8M | 5.3% | |
| AMERICAN FUNDS TRGTDT 2050 R6 | — | — | — | $12.1M | 4.4% | |
| AMERICAN FUNDS TRGTDT 2035 R6 | — | — | — | $10.4M | 3.7% | |
| AMERICAN FUNDS TRGTDT 2045 R6 | — | — | — | $8.9M | 3.2% | |
| VANGUARD SMALL CAP INDEX ADMRL | — | — | — | $8.7M | 3.1% | |
| VANGUARD VALUE INDEX ADM | — | — | — | $8.3M | 3.0% | |
| AMERICAN FUNDS TRGTDT 2030 R6 | — | — | — | $8.2M | 2.9% | |
| VANGUARD DEVELOPED MKT IDX ADM | — | — | — | $6.7M | 2.4% | |
| AMERICAN FUNDS TRGTDT 2060 R6 | — | — | — | $6.3M | 2.3% | |
| VANGUARD TTL WLDSTK INDEX ADM | — | — | — | $6.2M | 2.2% | |
| AMERICAN FUNDS TRGTDT 2055 R6 | — | — | — | $6.0M | 2.2% | |
| VANGUARD EMRG MKTS INDEX ADM | — | — | — | $6.0M | 2.1% | |
| AMERICAN FUNDS TRGTDT 2025 R6 | — | — | — | $5.8M | 2.1% | |
| AMERICAN FUNDS TRGTDT 2040 R6 | — | — | — | $5.4M | 2.0% | |
| MFS GROWTH R6 | — | — | — | $5.1M | 1.8% | |
| NUANCE CONCENTRATED VAL INST | — | — | — | $3.9M | 1.4% | |
| DODGE & COX STOCK FUND | — | — | — | $3.8M | 1.4% | |
| VANGUARD MDCP GRTH INDEX ADM | — | — | — | $3.1M | 1.1% | |
| TROWE PRICE SV COM TRUST A | — | — | — | $3.0M | 1.1% | |
| T. ROWE PRICE STB VAL COMMON TR FD T. ROWE PRICE TRUST COMPANY · EIN 52-1309931 / PN 001 | Common Collective Trust | — | — | $3.0M | 1.1% | |
| T ROWE PRICE OVERSEAS STOCK | — | — | — | $2.9M | 1.0% | |
| COHEN & STEERS REAL ESTATE Z | — | — | — | $2.8M | 1.0% | |
| DODGE & COX INCOME | — | — | — | $2.7M | 1.0% | |
| AMERICAN FUNDS TRGTDT 2065 R6 | — | — | — | $2.5M | 0.9% | |
| DOUBLELINE SCHILLER ENH CAPE I | — | — | — | $2.5M | 0.9% | |
| HARDING LOEVNER INTL EQ INSTL | — | — | — | $2.4M | 0.9% | |
| VANGUARD SM CAP VAL INDEX ADM | — | — | — | $2.3M | 0.8% | |
| PRIMECAP ODYSSEY GROWTH | — | — | — | $2.3M | 0.8% | |
| CONESTOGA SMALL CAP | — | — | — | $2.3M | 0.8% | |
| PARNASSUS CORE EQUITY INSTL | — | — | — | $2.1M | 0.8% | |
| PARTICIPANT LOANS | — | — | — | $2.0M | 0.7% | |
| VANGUARD TTL BOND MKT IDX ADM | — | — | — | $2.0M | 0.7% | |
| VANGUARD ST INVEST GRD ADMIRAL | — | — | — | $1.9M | 0.7% | |
| VANGUARD SHORT TERM TREAS ADM | — | — | — | $1.9M | 0.7% | |
| MFS MID CAP VALUE R6 | — | — | — | $1.8M | 0.6% | |
| UNDISCOVERED MGRS BEHAV VAL R6 | — | — | — | $1.8M | 0.6% | |
| PALMER SQUARE INCOME PLUS FD I | — | — | — | $1.6M | 0.6% | |
| VANGUARD REAL ESTATE INDEX ADM | — | — | — | $1.6M | 0.6% | |
| EATON VANCE ATL CP SMID CAP R6 | — | — | — | $1.5M | 0.5% | |
| TWEEDY BROWNE GLOBAL VALUE | — | — | — | $1.4M | 0.5% | |
| METROPOLITAN WEST TOTAL RET BD | — | — | — | $950K | 0.3% | |
| VANGUARD INFLATION PROTECT ADM | — | — | — | $706K | 0.3% | |
| AMERICAN FUNDS TRGTDT 2020 R6 | — | — | — | $667K | 0.2% | |
| BAIRD AGGREGATE BOND INST | — | — | — | $629K | 0.2% | |
| NUANCE MID CAP VALUE FD INST | — | — | — | $565K | 0.2% | |
| VANGUARD FED MONEY MARKET FUND | — | — | — | $279K | 0.1% | |
| PALMER SQ ULTRA SHRT DUR INV | — | — | — | $198K | <0.1% | |
| AMERICAN FUNDS TRGTDT 2015 R6 | — | — | — | $140K | <0.1% | |
| LIMITED PARTNERSHIP | — | — | — | $91K | <0.1% | |
| AMERICAN FUNDS TRGTDT 2010 R6 | — | — | — | $15K | <0.1% | |
| INFINITY Q DIVERSIFIED ALPHA I | — | — | — | $1K | <0.1% |
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