Back to filter
Original filing (PDF)20251014143444NAL0001553187001
AESTHETIC PHYSICIANS P.C.
Form 5500
FILING_RECEIVED
FUTURE SAVINGS 401(K) RETIREMENT PLAN
401(k) retirement plan
Signals · 2
25% in single holdingNo recordkeeper disclosed
Active participants
160
Accounts w/ balance
194
Plan assets (EOY)
$12.5M
Net assets (EOY)
$12.5M
How this plan invests
This plan
3 pooled trusts
Schedule D
21 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
87
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
87
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "11 TIAA NUVEEN LIFECYCL INDEX 2030" is 25% of plan.
- 54 bps in Schedule C fees — 86% above peer band of 29 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for AESTHETIC PHYSICIANS P.C..
Plan sponsor
Name
AESTHETIC PHYSICIANS P.C.
EIN
26-2453337
Address
5250 CARILLON PT · KIRKLAND, WA · 980337378
Phone
(425) 602-7764
Industry
Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
MANSPERGER PATTERSON & MCMULLIN PLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| GLOBAL RETIREMENT PARTNERS LLC | 47-1411118 | — | INVESTMENT ADVISORY | $0 | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $67K | — |
Investments
18 direct securities · 3 pooled funds· $12.4M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$11.9M
17 holdings
Common Collective Trust
$281K
1 holding
Pooled Separate Account
$208K
2 holdings
Mutual Funds
$78K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| 11 TIAA NUVEEN LIFECYCL INDEX 2030 | — | — | — | $3.2M | 25.3% | |
| 12 TIAA NUVEEN LIFECYCL INDEX 2040 | — | — | — | $2.4M | 19.6% | |
| 10 TIAA NUVEEN LIFECYCL INDEX 2020 | — | — | — | $1.7M | 13.9% | |
| 13 TIAA NUVEEN LIFECYCL INDEX 2050 | — | — | — | $1.2M | 9.7% | |
| 5 FIDELITY INVESTMENTS FIDELITY 500 INDEX FUND | — | — | — | $1.1M | 9.1% | |
| 17 VANGUARD US GROWTH ADMIRAL FD | — | — | — | $736K | 5.9% | |
| 9 TIAA NUVEEN LIFECYCL INDEX 2010 | — | — | — | $620K | 5.0% | |
| PRINCIPAL STABLE VALUE Z FUND PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 93-6274328 / PN 001 | Common Collective Trust | — | — | $281K | 2.3% | |
| 2 DIMENSIONAL FUND ADVISORS DFA US TARGETED VALUE I FUND | — | — | — | $244K | 2.0% | |
| PRIN SMCAP S&P 600 INDEX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 028 | Pooled Separate Account | — | — | $149K | 1.2% | |
| 15 TIAA NUVEEN LFCY INX RETIREMENT INCOME FUND | — | — | — | $123K | 1.0% | |
| Participant Loans INTEREST RATES RANGING FROM 7.25% TO 9.50% | — | — | — | $108K | 0.9% | |
| 16 VANGUARD EXPLORER ADMIRAL FUND | — | — | — | $91K | 0.7% | |
| 6 FIDELITY INVESTMENTS INTERNATIONAL INDEX FUND | — | — | — | $83K | 0.7% | |
| S 1 AMERICAN FUNDS AMERICAN FUNDS AMERMUT R6 FD | Mutual Funds | — | — | $78K | 0.6% | |
| 4 DIMENSIONAL FUND ADVISORS REAL ESTATE SECS I FD | — | — | — | $69K | 0.6% | |
| PRIN MIDCAP S&P 400 IDX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 023 | Pooled Separate Account | — | — | $59K | 0.5% | |
| 14 TIAA NUVEEN LIFECYCL INDEX 2060 | — | — | — | $43K | 0.3% | |
| 7 PRUDENTIAL INVESTMENTS PGIM HIGH YIELD R6 FUND | — | — | — | $21K | 0.2% | |
| 8 ROBERT W. BAIRD & CO. BAIRD CORE PLUS BOND I FUND | — | — | — | $19K | 0.2% | |
| 3 DIMENSIONAL FUND ADVISORS INFL PROTECTED SEC I FUND | — | — | — | $10K | <0.1% |
Related plans
Other plans using PRINCIPAL LIFE INSURANCE COMPANY
BOARD OF TRUSTEES OF THE I.A.M. NATIONAL PENSION FUND
IAM NATIONAL PENSION FUND
$15.0B · 102,863 participants
CHEVRON CORPORATION
CHEVRON MASTER PENSION TRUST
$12.2B
AMERICAN EXPRESS COMPANY AND ITS PARTICIPATING SUBSIDIARIES
AMERICAN EXPRESS RETIREMENT SAVINGS PLAN
$9.1B · 25,049 participants
LOWE'S COMPANIES, INC.
LOWES 401(K) PLAN
$8.6B · 263,650 participants
HDR, INC.
HDR, INC. BEST PLAN AND ESOP
$7.7B · 12,137 participants
BURNS & MCDONNELL, INC
BURNS & MCDONNELL, INC. EMPLOYEE STOCK OWNERSHIP PLAN
$5.5B · 10,567 participants
Similar-size Health Care & Social Assistance plans
SOLARI, INC.
SOLARI, INC. 401(K) PLAN
$12.5M · 670 participants
TALLAHASSEE EAR, NOSE, THROAT, HEAD AND NECK SURGERY, PA
TALLAHASSEE EAR, NOSE, THROAT, HEAD AND NECK SURGERY, P.A. PROFIT SHARING AND 401(K) PLAN
$12.5M · 41 participants
SUFFOLK RESTORATIVE THERAPY & NURSING LLC
EMPLOYEES 401(K) RETIREMENT PLAN
$12.5M · 1,028 participants
THE FULCRUM GROUP, INC.
THE FULCRUM GROUP, INC. 401(K) PROFIT SHARING PLAN
$12.6M · 1 participants
STAMFORD PATHOLOGY GROUP, P.C.
STAMFORD PATHOLOGY GROUP, P.C. CASH BALANCE PENSION PLAN
$12.3M · 5 participants
NETMD BUSINESS, INC.
ER ONE 401(K) PLAN AND TRUST
$12.3M
Large plans in Washington
THE BOEING CO. AND CONSOLIDATED SUBSIDIARIES
THE BOEING COMPANY 401(K) RETIREMENT PLAN
$73.9B · 143,146 participants
THE BOEING CO. AND CONSOLIDATED SUBSIDIARIES
THE BOEING COMPANY EMPLOYEE SAVINGS PLANS MASTER TRUST INVESTMENT ACCOUNT
$73.5B
MICROSOFT CORPORATION
MICROSOFT CORPORATION SAVINGS PLUS 401K PLAN
$65.6B · 123,878 participants
WESTERN CONFERENCE OF TEAMSTERS PENSION TRUST FUND BOARD OF TRUSTEES
WESTERN CONFERENCE OF TEAMSTERS PENSION PLAN
$56.4B · 231,353 participants
THE BOEING CO. AND CONSOLIDATED SUBSIDIARIES
THE BOEING COMPANY EMPLOYEE RETIREMENT PLANS MASTER TRUST
$46.2B
COSTCO WHOLESALE CORPORATION
COSTCO 401K RETIREMENT PLAN
$41.0B · 212,976 participants