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Original filing (PDF)20251015103910NAL0002258163001
AUGEO AFFINITY MARKETING, INC.
Form 5500
FILING_RECEIVED
AUGEO AFFINITY MARKETING MULTIPLE EMPLOYER PLAN
401(k) retirement plan
Active participants
496
Accounts w/ balance
437
Plan assets (EOY)
$33.9M
Net assets (EOY)
$33.9M
How this plan invests
This plan
5 pooled trusts
Schedule D
31 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- 39 bps in Schedule C fees — modestly above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for AUGEO AFFINITY MARKETING, INC..
Plan sponsor
Name
AUGEO AFFINITY MARKETING, INC.
EIN
26-2331983
Address
2561 TERRITORIAL RD · ST. PAUL, MN · 55114
Phone
(651) 204-5763
Industry
Finance & Insurancesee all
Plan administrator
Name
PENTEGRA SERVICES, INC.
EIN
13-3745616
City
WHITE PLAINS, NY
Phone
(914) 367-0322
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
Audit & trust (Schedule H)
Auditor
EISNERAMPER LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | 84-0467907 | GREENWOOD VILLAGE, CO | RECORDKEEPER | $32K | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ALLIANCEBERNSTEIN LP | — | NASHVILLE, TN | INVESTMENT ADVISOR | $53K | — |
| MORGAN STANLEY | — | NEW YORK, NY | INVESTMENT ADVISOR | $11K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PENTEGRA SERVICES INC | — | WHITE PLAINS, NY | TPA | $37K | — |
Investments
30 direct securities · 5 pooled funds· $35.3M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$33.6M
30 holdings
Common Collective Trust
$1.6M
5 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| American Funds | — | — | — | $6.8M | 20.1% | |
| American Funds | — | — | — | $5.3M | 15.5% | |
| American Funds | — | — | — | $4.3M | 12.7% | |
| Fidelity | — | — | — | $3.4M | 10.1% | |
| American Funds | — | — | — | $2.8M | 8.3% | |
| American Funds | — | — | — | $2.6M | 7.6% | |
| American Funds | — | — | — | $1.8M | 5.4% | |
| American Funds | — | — | — | $1.4M | 4.0% | |
| American Funds | — | — | — | $1.2M | 3.6% | |
| AllianceBernstein L.P. | — | — | — | $779K | 2.3% | |
| AB US LARGE CAP GROWTH CIT W SERIES GREAT GRAY COLLECTIVE INVESTMENT TRUST · EIN 38-4116831 / PN 509 | Common Collective Trust | — | — | $779K | 2.3% | |
| JPMorgan | — | — | — | $470K | 1.4% | |
| American Funds | — | — | — | $345K | 1.0% | |
| PGIM TOTAL RETURN BOND FUND CIT CLA GREAT GRAY COLLECTIVE INVESTMENT TRUST · EIN 38-4097323 / PN 471 | Common Collective Trust | — | — | $320K | 0.9% | |
| AllianceBernstein L.P. | — | — | — | $320K | 0.9% | |
| AB US SMALL & MID CAP GR W SERIES C GREAT GRAY COLLECTIVE INVESTMENT TRUST · EIN 38-4116871 / PN 536 | Common Collective Trust | — | — | $320K | 0.9% | |
| Pimco | — | — | — | $286K | 0.8% | |
| Blackrock | — | — | — | $240K | 0.7% | |
| American Funds | — | — | — | $220K | 0.6% | |
| Fidelity | — | — | — | $218K | 0.6% | |
| American Funds | — | — | — | $204K | 0.6% | |
| Fidelity | — | — | — | $191K | 0.6% | |
| Fidelity | — | — | — | $149K | 0.4% | |
| American Funds | — | — | — | $136K | 0.4% | |
| AllianceBernstein L.P. | — | — | — | $127K | 0.4% | |
| AB US SMALL & MID CAP VAL W SERIES GREAT GRAY COLLECTIVE INVESTMENT TRUST · EIN 38-4116868 / PN 532 | Common Collective Trust | — | — | $127K | 0.4% | |
| AllianceBernstein L.P. | — | — | — | $90K | 0.3% | |
| AB GLBL COR EQ CIT W SERIES FEE CLA GREAT GRAY COLLECTIVE INVESTMENT TRUST · EIN 38-4139849 / PN 627 | Common Collective Trust | — | — | $90K | 0.3% | |
| Notes receivable from participants | — | — | — | $64K | 0.2% | |
| Empower | — | — | — | $60K | 0.2% | |
| iShares | — | — | — | $49K | 0.1% | |
| American Funds | — | — | — | $34K | <0.1% | |
| Empower Annuity Insurance Company of America | — | — | — | $32K | <0.1% | |
| Fidelity | — | — | — | $2K | <0.1% | |
| American Funds | — | — | — | $1K | <0.1% |