| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE CO | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $20K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES, INC |
The Schedule of Assets is filed as a free-form PDF attachment on EFAST2; we parse these offline and coverage is partial (priority is the largest plans by EOY assets). This plan also reports no pooled (Schedule D) interests, so its holdings aren’t hidden on a master-trust filing. The line-item data lives on DOL EFAST2 under the same ACK_ID.
See Methodology > Data linkages for how Form 5500 / Schedule H / Schedule D / Schedule of Assets fit together.
| — |
| WEEHAWKEN, NJ |
| INVESTMENT ADVISOR |
| $68K |
| — |
| AMERIPRISE FINANCIAL SERVICES | — | MINNEAPOLIS, MN | INVESTMENT ADVISOR | $64K | — |
| MORGAN STANLEY SMITH BARNEY | — | NEW YORK, NY | INVESTMENT ADVISOR | $35K | — |
| MERRILL LYNCH PIERCE FENNER & SMITH | — | PENNINGTON, NJ | INVESTMENT ADVISOR | $27K | — |
| KEY BANK NATIONAL ASSOCIATION | — | CLEVELAND, OH | INVESTMENT ADVISOR | $13K | — |
| EMPOWER ADVISORY GROUP | — | GREENWOOD VILLAGE, CO | INVESTMENT MANAGEMENT | $13K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRENGER & PROFITT LLC | — | DAYTON, OH | CONTRACT ADMIN | $2K | — |
