Original filing (PDF)20250627160407NAL0009529265001

CAROLINA ESPINOZA INSURANCE & FINANCIAL SERVICES, INC.

Name: CAROLINA ESPINOZA INSURANCE & FINANCIAL SERVICES, INC. — CAROLINA ESPINOZA INSURANCE & FINANCIAL SERVICES, INC. 401(K) PLAN, Form 5500 (2024)
Creator: CAROLINA ESPINOZA INSURANCE & FINANCIAL SERVICES, INC.

Form 5500-SF

FILING_RECEIVED

CAROLINA ESPINOZA INSURANCE & FINANCIAL SERVICES, INC. 401(K) PLAN

401(k) retirement plan

Active participants

Accounts w/ balance

Plan assets (EOY)

$1.0M

Net assets (EOY)

$1.0M

Plan health score (directional)

/ 100

Grade A

Top-tier plan health

Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.

Compliance & disclosures

100

Concentration risk

Total plan cost

Vendor stack

100

Participation health

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for CAROLINA ESPINOZA INSURANCE & FINANCIAL SERVICES, INC..

Plan sponsor

Name

CAROLINA ESPINOZA INSURANCE & FINANCIAL SERVICES, INC.

EIN

26-2282018

Address

80 WINDSOR ROAD · NORTH LIBERTY, IA · 52317

Phone

(319) 337-7000

Industry

Insurance Agencies & Brokerages· Finance & Insurancesee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-06-27

Pension benefit codes

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2R · Participant-directed brokerage (SDBA)

3D · Pre-approved plan (master / prototype / VS)

Audit & trust (Schedule H)

Service providers (Schedule C)

Small plans don't disclose service providers

Related plans

Similar-size Insurance Agencies & Brokerages plans

SATANOFF INSURANCE AGENCY

SATANOFF INSURANCE AGENCY 401(K) PLAN

$1.0M · 29 participants

MOSSE & MOSSE SCHOOL & MUNICIPAL INSURANCE SERVICES, LLC.

MOSSE & MOSSE SCHOOL & MUNICIPAL INSURANCE SERVICES, LLC. 401(K) & PROFIT SHARING PLAN

$1.0M · 2 participants

CARUSO INSURANCE SERVICES, INC.

CARUSO INSURANCE SERVICES, INC. 401(K) PLAN

$1.0M · 10 participants

IGO CHATTANOOGA

IGO CHATTANOOGA 401(K) PROFIT SHARING PLAN

$1.0M · 4 participants

SUMMIT BENEFITS INSURANCE ASSOCIATES, INC.