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Original filing (PDF)20251015200137NAL0007232288002
HIGHTOWER HOLDING, LLC
Form 5500
FILING_RECEIVED
HIGHTOWER 401(K) PLAN
401(k) retirement plan
Active participants
1,550
Accounts w/ balance
1,571
Plan assets (EOY)
$206.7M
Net assets (EOY)
$206.7M
How this plan invests
This plan
1 pooled trust
Schedule D
41 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (1 bps vs 10 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for HIGHTOWER HOLDING, LLC.
Plan sponsor
Name
HIGHTOWER HOLDING, LLC
EIN
26-2270729
Address
200 WEST MADISON STREET · SUITE 2500 · CHICAGO, IL · 60606
Phone
(312) 962-3829
Industry
Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
DELOITTE & TOUCHE LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TRANSAMERICA RETIREMENT SOLUTIONS | 13-3689044 | — | RECORD KEEPER | $21K | — |
Broker
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NATIONAL FINANCIAL SERVICES | 04-3523567 | — | SECURITIES BROKER | $0 | — |
Investments
36 direct securities · 1 pooled fund· $206.3M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$201.4M
36 holdings
Common Collective Trust
$4.9M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Instl Index Mutual Fund | — | — | — | $48.3M | 23.4% | |
| T. Rowe Price Lrg Cp Gr I Mutual Fund | — | — | — | $21.1M | 10.2% | |
| Vanguard Target Retrmnt 2035 Mutual Fund | — | — | — | $11.8M | 5.7% | |
| Vanguard Target Retrmnt 2050 Mutual Fund | — | — | — | $9.7M | 4.7% | |
| Vanguard Target Retrmnt 2045 Mutual Fund | — | — | — | $9.3M | 4.5% | |
| JPMorgan Equity Inc R6 Mutual Fund | — | — | — | $8.8M | 4.2% | |
| American Funds Intl Vntg R6 Mutual Fund | — | — | — | $8.1M | 3.9% | |
| Vanguard LifeStrategy Growth Mutual Fund | — | — | — | $7.2M | 3.5% | |
| Vanguard Target Retrmnt 2030 Mutual Fund | — | — | — | $7.0M | 3.4% | |
| Vanguard Target Retrmnt 2040 Mutual Fund | — | — | — | $6.7M | 3.2% | |
| Delaware Ivy Systematic Em Mkts Eq R6 Mutual Fund | — | — | — | $5.4M | 2.6% | |
| American Funds American Balanced R6 Mutual Fund | — | — | — | $5.0M | 2.4% | |
| RELIANCE/METLIFE STABLE 25053 CL 0 METLIFE · EIN 46-6625485 / PN 001 | Common Collective Trust | — | — | $4.9M | 2.4% | |
| Vanguard Target Retrmnt 2025 Mutual Fund | — | — | — | $4.8M | 2.3% | |
| Fidelity Small Cap Index | — | — | — | $4.5M | 2.2% | |
| JPMorgan Mid Cap Growth R6 Mutual Fund | — | — | — | $3.8M | 1.8% | |
| JHancock3 Disciplined Val Md cp R6 Mutual Fund | — | — | — | $3.7M | 1.8% | |
| Federated Hermes MDT Sm cp Core IS Mutual Fund | — | — | — | $3.6M | 1.8% | |
| Lord Abbett Short Duration Inc R6 Mutual Fund | — | — | — | $3.3M | 1.6% | |
| Vanguard Target Retrmnt 2055 Mutual Fund | — | — | — | $3.1M | 1.5% | |
| Voya Intermediate Bond R6 Mutual Fund | — | — | — | $2.9M | 1.4% | |
| American Century Small Cap Value R6 Mutual Fund | — | — | — | $2.6M | 1.3% | |
| Vanguard LifeStrategy Moderate Gr Mutual Fund | — | — | — | $2.6M | 1.3% | |
| Thrivent Mid Cap Stock S Mutual Fund | — | — | — | $2.6M | 1.2% | |
| Vanguard Target Retrmnt 2065 Inv Mutual Fund | — | — | — | $2.6M | 1.2% | |
| Fidelity Real Estate Index Mutual Fund | — | — | — | $2.1M | 1.0% | |
| PIMCO Real Return Instl Mutual Fund | — | — | — | $2.0M | 1.0% | |
| Vanguard Target Retrmnt 2060 Mutual Fund | — | — | — | $2.0M | 1.0% | |
| Various participants Participant loans (maturing through 2050 at interest rates of 4.25% – 9.50%)*** N/A | — | — | — | $1.8M | 0.9% | |
| Vanguard LifeStrategy Consv Gr Mutual Fund | — | — | — | $1.5M | 0.7% | |
| 2021 participant contribution transferred late to the Plan | — | — | — | $1.4M | 0.7% | |
| Vanguard Target Retrmnt 2020 Mutual Fund | — | — | — | $1.1M | 0.5% | |
| Loomis Sayles Global Bond Instl Mutual Fund | — | — | — | $660K | 0.3% | |
| Vanguard Target Retrmnt Inc Mutual Fund | — | — | — | $440K | 0.2% | |
| State Street Instl US Govt Money Market Premier Mutual Fund | — | — | — | $39K | <0.1% | |
| 2020 participant contribution transferred late to the Plan | — | — | — | $2K | <0.1% | |
| State Street Bank & Trust Co. Cash Reserve Account | — | — | — | $1K | <0.1% |