Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INS. CO OF AMERICA | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $30K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| USI ADVISORS | — | GLASTONBURY, CT | BROKER/ADVISOR | $6K | — |
| Name | EIN | Location | Relation | Direct comp |
|---|
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Empower Annuity Insurance Company of America Vanguard Equity-Income Adm 25,198.8251 units | — | — | $25K | $2.2M | 19.4% | |
| Empower Annuity Insurance Company of America American Funds New Perspective R6 22,787.5314 units | — | — | $23K | $1.4M | 12.4% | |
| Empower Annuity Insurance Company of America JPMorgan Large-Cap Growth R6 16,874.0992 units |
| Indirect comp |
|---|
| OAKWOOD CAPITAL SECURITIES, INC | — | MINNEAPOLIS, MN | BROKER/ADVISER | $0 | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TRUOG-RYDING COMPANY, INC. | — | WESTLAKE VILLAGE, CA | CONTRACT ADMIN | $21K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $722 | — |
| — |
| — |
| $17K |
| $1.4M |
| 12.3% |
| Empower Annuity Insurance Company of America Key Guaranteed Portfolio Fund | — | — | — | $1.4M | 11.9% |
| Empower Annuity Insurance Company of America Allspring Core Bond R6 114,259.2100 units | — | — | $114K | $1.2M | 10.9% |
| Empower Annuity Insurance Company of America American Funds US Government Sec R6 62,580.6226 units | — | — | $63K | $735K | 6.4% |
| Empower Annuity Insurance Company of America Vanguard Explorer Adm 5,223.4514 units | — | — | $5K | $558K | 4.9% |
| Empower Annuity Insurance Company of America American Funds 2050 Target Date Retire R6 16,031.4912 units | — | — | $16K | $335K | 2.9% |
| Empower Annuity Insurance Company of America American Funds 2040 Target Date Retire R6 13,437.2888 units | — | — | $13K | $276K | 2.4% |
| Empower Annuity Insurance Company of America Vanguard Information Technology Index Adm 828.7745 units | — | — | — | $264K | 2.3% |
| Empower Annuity Insurance Company of America Fidelity 500 Index 1,106.1913 units | — | — | $1K | $226K | 2.0% |
| Empower Annuity Insurance Company of America T. Rowe Price U.S. Equity Research I 3,830.9339 units | — | — | $4K | $224K | 2.0% |
| Participant Loans Interest Rates Between 4.25% and 9.50%, with Maturity | Participant loans | — | — | $210K | 1.8% |
| Empower Annuity Insurance Company of America Vanguard Real Estate Index Admiral 1,601.5309 units | — | — | $2K | $202K | 1.8% |
| Empower Annuity Insurance Company of America Vanguard Emerging Markets Stock IDX Adm 4,386.0099 units | — | — | $4K | $161K | 1.4% |
| Empower Annuity Insurance Company of America Fidelity Mid-Cap Index 3,460.7211 units | — | — | $3K | $117K | 1.0% |
| Empower Annuity Insurance Company of America American Funds 2030 Target Date Retire R6 6,295.4174 units | — | — | $6K | $109K | 0.9% |
| Empower Annuity Insurance Company of America Fidelity Small-Cap Index 2,989.2584 units | — | — | $3K | $83K | 0.7% |
| Empower Annuity Insurance Company of America JPMorgan Mid-Cap Growth R6 1,532.1839 units | — | — | $2K | $79K | 0.7% |
| Empower Annuity Insurance Company of America Nuveen Quant Small-Cap Equity Instl 3,970.2149 units | — | — | $4K | $73K | 0.6% |
| Empower Annuity Insurance Company of America American Funds 2020 Target Date Retire R6 4,101.7156 units | — | — | $4K | $55K | 0.5% |
| Empower Annuity Insurance Company of America MFS International Growth R6 1,044.6618 units | — | — | $1K | $43K | 0.4% |
| Empower Annuity Insurance Company of America Blackrock Health Sciences Opps K 528.9528 units | — | — | — | $36K | 0.3% |
| Empower Annuity Insurance Company of America Franklin Small-Cap Value R6 222.1013 units | — | — | — | $13K | 0.1% |
