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Original filing (PDF)20251009153832NAL0004049731001
BALDWIN & SONS, LLC
Form 5500
FILING_RECEIVED
BALDWIN & SONS, LLC 401(K) PLAN
401(k) retirement plan
Signals · 1
39% in single holding
Active participants
112
Accounts w/ balance
131
Plan assets (EOY)
$14.5M
Net assets (EOY)
$14.5M
How this plan invests
This plan
5 pooled trusts
Schedule D
14 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
96
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
81
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "BlackRock Strategic Global Bond Fund ** 387 Fidelity Investments S&P 500 Index Fund" is 39% of plan.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for BALDWIN & SONS, LLC.
Plan sponsor
Name
BALDWIN & SONS, LLC
EIN
26-2161618
Address
20 CORPORATE PLAZA DRIVE · NEWPORT BEACH, CA · 92660
Phone
(949) 640-8300
Industry
Real Estatesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-09
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
OZUROVICH & ASSOCIATES
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $2K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDUCIARY BENEFITS GROUP INC | — | SAN DIEGO, CA | INVESTMENT ADVISOR | $40K | — |
Investments
9 direct securities · 5 pooled funds· $13.2M(91% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$11.8M
9 holdings
Common Collective Trust
$1.3M
5 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| BlackRock Strategic Global Bond Fund ** 387 Fidelity Investments S&P 500 Index Fund | — | — | — | $5.1M | 35.3% | |
| Fidelity Investments Total Bond Fund | — | — | — | $3.2M | 21.8% | |
| Great West S&P Mid Cap 400 Index Fund | — | — | — | $1.2M | 8.5% | |
| INTERNATIONAL GROWTH FUND II CLAS I GREAT GRAY · EIN 38-4139842 / PN 619 | Common Collective Trust | — | — | $648K | 4.5% | |
| Putnam International Value Fund | — | — | — | $643K | 4.4% | |
| Fidelity Investments International Index Fund | — | — | — | $633K | 4.4% | |
| American Funds New World Fund | — | — | — | $539K | 3.7% | |
| SMALL CAP VALUE FUND II CL GREAT GRAY · EIN 38-4097325 / PN 488 | Common Collective Trust | — | — | $478K | 3.3% | |
| Prudential High Yield Bond Fund | — | — | — | $322K | 2.2% | |
| Alliance Bernstein Large Cap Growth Fund | — | — | — | $122K | 0.8% | |
| SMALL CAP GROWTH FUND II FEE CLASS GREAT GRAY · EIN 38-4126288 / PN 592 | Common Collective Trust | — | — | $113K | 0.8% | |
| LARGE CAP VALUE I1 GREAT GRAY · EIN 38-4065329 / PN 426 | Common Collective Trust | — | — | $78K | 0.5% | |
| Fidelity Investments Small Cap Index Fund | — | — | — | $44K | 0.3% | |
| MID CAP GROWTH I1 GREAT GRAY · EIN 38-4126247 / PN 001 | Common Collective Trust | — | — | $31K | 0.2% |
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