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Original filing (PDF)20251015143257NAL0004847185001
PVI HOLDINGS, INC.
Form 5500
FILING_RECEIVED
PVI HOLDINGS, INC.401(K) PROFIT SHARING PLAN
401(k) retirement plan
Signals · 2
26% in single holdingNo recordkeeper disclosed
Active participants
1,006
Accounts w/ balance
1,121
Plan assets (EOY)
$107.8M
Net assets (EOY)
$107.8M
How this plan invests
This plan
9 pooled trusts
Schedule D
31 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
87
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
87
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "JPMorgan Large Cap Growth Fund Mutual fund" is 26% of plan.
- 19 bps in Schedule C fees — 95% above peer band of 10 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for PVI HOLDINGS, INC..
Plan sponsor
Name
PVI HOLDINGS, INC.
EIN
26-2137253
Address
13801 NORTH FREEWAY · HOUSTON, TX · 77090
Phone
(225) 753-3290
Industry
Management of Companies / Holdingssee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
COHNREZNICK
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsAdvisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SECURITIES AMERICA ADVISORS, INC. | 47-0648506 | — | INVESTMENT ADVISORY | $0 | — |
| OSAIC WEALTH INC | 93-0987232 | — | INVESTMENT ADVISORY | $0 | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $210K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MORNINGSTAR INVESTMENT MANAGEMENT L | 36-4317381 | — | INV ADV, PARTICIPANTS | $0 | — |
Investments
27 direct securities · 9 pooled funds· $114.9M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$99.8M
26 holdings
Pooled Separate Account
$15.0M
9 holdings
Real Estate
$164K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| JPMorgan Large Cap Growth Fund Mutual fund | — | — | — | $28.1M | 26.1% | |
| Vanguard Tgt Rmt 2040 Inv Fund Mutual fund | — | — | — | $8.0M | 7.4% | |
| Principal Guaranteed Option Investment Contracts | — | — | — | $7.8M | 7.3% | |
| Vanguard Tgt Rmt 2050 Inv Fund Mutual fund | — | — | — | $5.4M | 5.0% | |
| Vanguard Tgt Rmt 2030 Inv Fund Mutual fund | — | — | — | $5.4M | 5.0% | |
| Vanguard Tgt Rmt 2045 Inv Fund Mutual fund | — | — | — | $5.4M | 5.0% | |
| Vanguard Tgt Rmt 2035 Inv Fund Mutual fund | — | — | — | $5.2M | 4.8% | |
| Core Fixed Income Separate Account Pooled separate account | — | — | — | $3.9M | 3.6% | |
| PRIN CORE FIX INC SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 118 | Pooled Separate Account | — | — | $3.9M | 3.6% | |
| Vanguard Tgt Rmt 2055 Inv Fund Mutual fund | — | — | — | $3.6M | 3.4% | |
| NB Mid Cap Grwth R6 Fund Mutual fund | — | — | — | $3.4M | 3.2% | |
| Capital Appreciation Separate Account Pooled separate account | — | — | — | $3.1M | 2.9% | |
| PRIN CAPITAL APPR SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 119 | Pooled Separate Account | — | — | $3.1M | 2.9% | |
| Thornburg International Equity Fund Mutual fund | — | — | — | $3.1M | 2.9% | |
| PRIN MIDCAP S&P 400 IDX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 023 | Pooled Separate Account | — | — | $3.1M | 2.8% | |
| American Funds NewPrsp R6 Fnd Mutual fund | — | — | — | $2.9M | 2.7% | |
| PRIN SMCAP S&P 600 INDEX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 028 | Pooled Separate Account | — | — | $2.7M | 2.5% | |
| Vanguard Tgt Rmt 2025 Inv Fund Mutual fund | — | — | — | $2.7M | 2.5% | |
| Vanguard Tgt Rmt 2060 Inv Fund Mutual fund | — | — | — | $2.2M | 2.0% | |
| maturing at various dates, secured by participant account * Participant loans balance | — | — | — | $2.2M | 2.0% | |
| T. Rowe Price Cap Appr Fund Mutual fund | — | — | — | $1.8M | 1.7% | |
| PRIN MIDCAP VALUE I SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 043 | Pooled Separate Account | — | — | $1.5M | 1.4% | |
| Vanguard Tgt Rmt 2020 Inv Fund Mutual fund | — | — | — | $1.2M | 1.1% | |
| DFA Int'I Small Company I Fd Mutual fund | — | — | — | $903K | 0.8% | |
| Vanguard Ttl Bd Mkt Idx Adm Fd Mutual fund | — | — | — | $858K | 0.8% | |
| BlackRock Advantage Small Cap Growth Fund Mutual fund | — | — | — | $710K | 0.7% | |
| PRIN EQUITY INCOME SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 120 | Pooled Separate Account | — | — | $571K | 0.5% | |
| Vanguard Tgt Rmt 2065 Inv Fund Mutual fund | — | — | — | $546K | 0.5% | |
| Delaware SmCap Value I Fund Mutual fund | — | — | — | $546K | 0.5% | |
| Vanguard Wellesley Inc Adm Fd Mutual fund | — | — | — | $530K | 0.5% | |
| Vanguard Tgt Rmt Inc Inv Fund Mutual fund | — | — | — | $263K | 0.2% | |
| Secs Separate Account Pooled separate account | Real Estate | — | — | $164K | 0.2% | |
| PRIN REAL ESTATE SECS SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 095 | Pooled Separate Account | — | — | $164K | 0.2% | |
| Vanguard Tgt Rmt 2070 Inv Fund Mutual fund | — | — | — | $79K | <0.1% | |
| PRIN LGCP S&P 500 INDEX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 016 | Pooled Separate Account | — | — | $0 | <0.1% | |
| PRIN LARGECAP GROWTH I SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 066 | Pooled Separate Account | — | — | $0 | <0.1% |