Original filing (PDF)20251013091402NAL0000407027001

ROKU, INC.

Name: ROKU, INC. — ROKU, INC. 401(K) PLAN, Form 5500 (2024)
Creator: ROKU, INC.

Form 5500

FILING_RECEIVED

ROKU, INC. 401(K) PLAN

401(k) retirement plan

Signals · 1

1 failed disclosure

Active participants

2,427

Accounts w/ balance

2,879

Plan assets (EOY)

$363.0M

Net assets (EOY)

$363.0M

How this plan invests

This plan

33 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score (directional)

/ 100

Grade A

Top-tier plan health

Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.

Compliance & disclosures

Concentration risk

100

Total plan cost

100

Vendor stack

100

Participation health

100

Knocking points off

1 Schedule C provider failed to disclose compensation.

Helping the score

Below-peer total fees (2 bps vs 10 bps peer median).

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ROKU, INC..

Plan sponsor

Name

ROKU, INC.

EIN

26-2087865

Address

1701 JUNCTION COURT, SUITE 100 · SAN JOSE, CA · 95112

Phone

(408) 556-9391

Industry

Information / Tech / Mediasee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-10-13

Pension benefit codes

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2T · Default investment account (QDIA)

2E · Profit-sharing

3D · Pre-approved plan (master / prototype / VS)

Audit & trust (Schedule H)

Auditor

BAKER TILLY US, LLP

Trustee / custodian

—

Trustee phone

—

Service providers (Schedule C)

1 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
FIDELITY INVESTMENTS INSTITUTIONAL	04-2647786	—	RECORDKEEPER	$70K	—

Failed / refused disclosures (Sched C Part 2)

Provider	Nondisclosure info
—	—

Investments

33 direct securities· $363.0M(100% of reported assets)

Investment	Type	Shares / units	Cost	Current value	% of plan
FID 500 INDEX Mutual Fund	—	—	—	$74.7M	20.6%
VANG TARGET RET 2055 Mutual Fund	—	—	—	$50.9M	14.0%
VANG TARGET RET 2050 Mutual Fund	—	—	—	$39.7M	10.9%
VANG TARGET RET 2045 Mutual Fund	—	—	—	$34.4M	9.5%
VANG TARGET RET 2040 Mutual Fund	—	—	—	$25.0M	6.9%
FID CONTRAFUND Mutual Fund	—	—	—	$24.2M	6.7%
VANG TARGET RET 2035 Mutual Fund	—	—	—	$21.5M	5.9%
VANG TARGET RET 2030 Mutual Fund	—	—	—	$12.3M	3.4%
FID GOVT MMKT Mutual Fund	—	—	—	$8.9M	2.5%
FID MID CAP IDX Mutual Fund	—	—	—	$8.5M	2.3%
VANG TARGET RET 2025 Mutual Fund	—	—	—	$6.2M	1.7%
FID SM CAP IDX Mutual Fund	—	—	—	$6.0M	1.7%
AF NEW PERSPECT R5 Mutual Fund	—	—	—	$5.5M	1.5%
FID INTL INDEX Mutual Fund	—	—	—	$4.8M	1.3%
PUTNAM SM CAP GR R6 Mutual Fund	—	—	—	$4.4M	1.2%
FID US BOND IDX Mutual Fund	—	—	—	$4.3M	1.2%
TRP DIV GROWTH ADV Mutual Fund	—	—	—	$4.2M	1.2%
DODGE & COX STOCK I Mutual Fund	—	—	—	$3.5M	1.0%
JH DSCPL VAL MDCP I Mutual Fund	—	—	—	$3.1M	0.8%
BAIRD MID CAP INV Mutual Fund	—	—	—	$2.6M	0.7%
FID INTL GROWTH Mutual Fund	—	—	—	$2.5M	0.7%
DFA US TARGET VAL I Mutual Fund	—	—	—	$2.5M	0.7%
PGIM HIGH YIELD Z Mutual Fund	—	—	—	$2.5M	0.7%
maturing through August 2034 -$0-	—	—	—	$2.0M	0.6%
FID INFL PR BD IDX Mutual Fund	—	—	—	$1.5M	0.4%
VANG TARGET RET 2060 Mutual Fund	—	—	—	$1.4M	0.4%
AF NEW WORLD R5 Mutual Fund	—	—	—	$1.3M	0.4%
PIMCO DIVRSD INC ADM Mutual Fund	—	—	—	$1.1M	0.3%
NATIXIS AEW GF RE Y Mutual Fund	—	—	—	$959K	0.3%
VANG TARGET RET INC Mutual Fund	—	—	—	$859K	0.2%
VANG TARGET RET 2020 Mutual Fund	—	—	—	$826K	0.2%
VANG TARGET RET 2065 Mutual Fund	—	—	—	$737K	0.2%
VANG TARGET RET 2070 Mutual Fund	—	—	—	$123K	<0.1%