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Original filing (PDF)20260311085446NAL0005173731001
ALLIANCE FOR ENERGY INNOVATION, LLC
Form 5500
FILING_RECEIVED
NATIONAL LABORATORY OF THE ROCKIES SHARED SECURITY PENSION PLAN
Defined-benefit pension plan
Signals · 2
31% in single holdingNo recordkeeper disclosed
Active participants
3,197
Accounts w/ balance
—
Plan assets (EOY)
$435.5M
Net assets (EOY)
$435.5M
How this plan invests
This plan
12 pooled trusts
Schedule D
13 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
86
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
85
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "Ritc 25 Plus Yr Strips Fixed Income Fd Collective Investment Fund" is 31% of plan.
- 30 bps in Schedule C fees — 200% above peer band of 10 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ALLIANCE FOR ENERGY INNOVATION, LLC.
Plan sponsor
Name
ALLIANCE FOR ENERGY INNOVATION, LLC
EIN
26-1939342
Address
15013 DENVER WEST PARKWAY · MAIL STOP RSF024 · GOLDEN, CO · 80401
Phone
(303) 275-3000
Industry
All Other Professional Services· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
005
Plan year
2024
Plan year begin
2024-06-01
Tax period
2025-05-31
Filed
2026-03-11
Pension benefit codes
1A · Pay-related DB formula
Audit & trust (Schedule H)
Auditor
FORVIS MAZARS LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsTrustee
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| US BANK NATIONAL ASSOCIATION | 84-0892519 | — | TRUSTEE | $241K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FORVIS MAZARS LLP | 44-0160260 | SPRINGFIELD, MO | AUDITOR | $22K | — |
Actuary
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MERCER (US) INC. | 13-2834414 | — | ACTUARY | $245K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| RUSSELL INVESTMENTS | — | SEATTLE, WA | INVESTMENT | $801K | — |
Investments
1 direct security · 12 pooled funds· $427.0M(98% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$425.3M
12 holdings
Uncategorized
$1.7M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| RITC 25 PLUS YR STRIPS FIXED INC FD RUSSELL INVESTMENTS TRUST COMPANY CEBFT · EIN 26-6609096 / PN 001 | Common Collective Trust | — | $165.5M | $131.2M | 30.1% | |
| RITC WORLD EQUITY FUND RUSSELL INVESTMENTS TRUST COMPANY CEBFT · EIN 91-1117282 / PN 046 | Common Collective Trust | — | $59.6M | $86.7M | 19.9% | |
| RITC MULTI MANAGER BD FD RUSSELL INVESTMENTS TRUST COMPANY CEBFT · EIN 91-1117282 / PN 038 | Common Collective Trust | — | $55.7M | $58.7M | 13.5% | |
| RITC INTL INDEX FD SR I RUSSELL INVESTMENTS TRUST COMPANY CEBFT · EIN 91-1117282 / PN 081 | Common Collective Trust | — | $19.0M | $26.0M | 6.0% | |
| RIIFL HIGH YIELD BOND FUND RUSSELL INVESTMENTS INSTITUTIONAL FUNDS LLC · EIN 32-0245912 / PN 001 | Common Collective Trust | — | $18.9M | $23.5M | 5.4% | |
| RITC RUSS INV RUSS 1000 IND FD SR I RUSSELL INVESTMENTS TRUST COMPANY CEBFT · EIN 91-1117282 / PN 033 | Common Collective Trust | — | $15.2M | $21.9M | 5.0% | |
| RITC GLOBAL LISTED INFRASTRUCTURE F RUSSELL INVESTMENTS TRUST COMPANY CEBFT · EIN 91-1117282 / PN 073 | Common Collective Trust | — | $15.3M | $20.3M | 4.7% | |
| RITC GLOBAL REAL ESTATE SECS FD RUSSELL INVESTMENTS TRUST COMPANY CEBFT · EIN 91-1117282 / PN 041 | Common Collective Trust | — | $17.5M | $20.3M | 4.7% | |
| RITC 14 YR LDI FIXED INCOME FD RUSSELL INVESTMENTS TRUST COMPANY CEBFT · EIN 26-6609096 / PN 008 | Common Collective Trust | — | $13.8M | $13.4M | 3.1% | |
| RITC REAL ESTATE EQUITY FUND RUSSELL INVESTMENTS TRUST COMPANY CEBFT · EIN 91-1117282 / PN 008 | Common Collective Trust | — | $13.5M | $11.8M | 2.7% | |
| RITC 8 YR LDI FIXED INCOME RUSSELL INVESTMENTS TRUST COMPANY CEBFT · EIN 26-6609096 / PN 005 | Common Collective Trust | — | $5.6M | $5.9M | 1.4% | |
| RITC RUSS INV RUSS 2000 IDX FD SR I RUSSELL INVESTMENTS TRUST COMPANY CEBFT · EIN 91-1117282 / PN 080 | Common Collective Trust | — | $5.0M | $5.7M | 1.3% | |
| Goldman Sachs Financial Square Government Fund Money Market Fund | — | — | $1.7M | $1.7M | 0.4% |