Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CAPFINANCIAL PARTNERS LLC | 26-0058143 | — | NONE | $28K | — |
| AMERICAN UNITED LIFE INSURANCE CO | 35-0145825 | — | NONE | $10K | — |
| NFP RETIREMENT INC. | 33-0905143 | — | NONE | $0 | — |
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| AUL AMERICAN UNIT TRUST AMERICAN UNITED LIFE INSURANCE CO · EIN 35-0145825 / PN 000 | Pooled Separate Account |
| — |
| — |
| $11.5M |
| 81.9% |
| American United Life Insurance Company American Funds 2030 Target Date Retirement | — | — | — | $1.7M | 12.0% |
| AMERICAN FUNDS AMERFDS 2040 TRGT DATE RET R3 MUTUAL FUND SHARES 0 | — | — | — | $1.3M | 9.3% |
| American United Life Insurance Company American Funds 2055 Target Date Retirement | — | — | — | $1.1M | 8.1% |
| AMERICAN FUNDS AMERFDS 2050 TRGT DATE RET R3 MUTUAL FUND SHARES 0 | — | — | — | $1.0M | 7.3% |
| AMERICAN FUNDS AMERFDS 2020 TRGT DATE RET R3 MUTUAL FUND SHARES 0 | — | — | — | $1.0M | 7.1% |
| AMERICAN FUNDS AMERFDS 2035 TRGT DATE RET R3 MUTUAL FUND SHARES 0 | — | — | — | $958K | 6.8% |
| * American United Life Insurance Company American United Life Stable Value Account | Guaranteed Income / GIC | — | — | $942K | 6.7% |
| American United Life Insurance Company American Funds 2045 Target Date Retirement | — | — | — | $916K | 6.5% |
| STATE STREET GLOBAL STATE STREET EQUTY 500 INDX R MUTUAL FUND SHARES 0 | — | — | — | $608K | 4.3% |
| American United Life Insurance Company American Funds 2025 Target Date Retirement | — | — | — | $589K | 4.2% |
| American United Life Insurance Company American Century Ultra A | — | — | — | $573K | 4.1% |
| American United Life Insurance Company American Funds 2060 Target Date Retirement | — | — | — | $489K | 3.5% |
| PARTICIPANTS LOANS 4.25% TO 9.5% 0 | Participant loans | — | — | $425K | 3.0% |
| American United Life Insurance Company MFS Mid Cap Value R2 | — | — | — | $225K | 1.6% |
| FRANKLIN/TEMPLETON PUTNAM LARGE CAP VALUE A MUTUAL FUND SHARES 0 | — | — | — | $206K | 1.5% |
| American United Life Insurance Company American Funds 2015 Target Date Retirement | — | — | — | $168K | 1.2% |
| Similar Party Par or Maturity Value Cost ** Value Pooled Separate Accounts * American United Life Insurance Company American Funds Europacific Growth | — | — | — | $121K | 0.9% |
| AMERICAN FUNDS AMERFDS EUROPAC GRTH R3 MUTUAL FUND SHARES 0 | — | — | — | $121K | 0.9% |
| American United Life Insurance Company American Funds 2065 Target Date Retirement | — | — | — | $98K | 0.7% |
| American United Life Insurance Company Blackrock Mid-Cap Growth Equity R | — | — | — | $97K | 0.7% |
| American United Life Insurance Company Blackrock High Yield Bond R | — | — | — | $93K | 0.7% |
| DEUTSCHE DWS RREEF REAL ESTATE SECS A MUTUAL FUND SHARES 0 | — | — | — | $80K | 0.6% |
| party collateral, par or maturity value (d) Cost (e) Current value AB SMCAP GRTH R MUTUAL FUND SHARES 0 | — | — | — | $66K | 0.5% |
| American United Life Insurance Company AB Small Cap Growth R | — | — | — | $66K | 0.5% |
| BLACKROCK TOTAL RETURN R MUTUAL FUND SHARES 0 | — | — | — | $48K | 0.3% |
| American United Life Insurance Company Thornburg Limited Term Income Fund | — | — | — | $28K | 0.2% |
| AMERICAN FUNDS AMERFDS 2010 TRGT DATE RET R3 MUTUAL FUND SHARES 0 | — | — | — | $6K | <0.1% |
