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Original filing (PDF)20251015122145NAL0006055104001
BOARD OF TRUSTEES, UMWA PREFUNDED BENEFIT PLAN
Form 5500
FILING_RECEIVED
UNITED MINE WORKERS OF AMERICA PREFUNDED BENEFIT PLAN
Health & welfare plan
Signals · 3
40% in single holding~76 bps in Sched C fees17 service providers
Active participants
—
Accounts w/ balance
—
Plan assets (EOY)
$145.4M
Net assets (EOY)
$143.9M
How this plan invests
This plan
9 pooled trusts
Schedule D
12 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
86
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
80
Total plan cost
65
Vendor stack
100
Participation health
90
Knocking points off
- Top holding "SSGA US Govt Credit Bond Index NL CTF Common/Collective Trust" is 40% of plan.
- 76 bps in Schedule C fees — 663% above peer band of 10 bps.
- No active participants reported but plan still holds assets.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for BOARD OF TRUSTEES, UMWA PREFUNDED BENEFIT PLAN.
Plan sponsor
Name
BOARD OF TRUSTEES, UMWA PREFUNDED BENEFIT PLAN
EIN
26-1508254
Address
2121 K STREET, N.W. SUITE 350 · WASHINGTON, DC · 200371879
Phone
(202) 521-2200
Industry
Mining, Quarrying, Oil & Gassee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
501
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Welfare benefit codes
4A · Health (other than dental or vision)
4E · Vision
Audit & trust (Schedule H)
Auditor
WITHUMSMITH+BROWN
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
17 rowsOther
17| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| 1974 PENSION TRUST | 52-6150908 | — | EMPLOYER | $394K | — |
| KEYSTONE PEER REVIEW ORGANIZATION | 23-2348176 | — | NONE | $205K | — |
| HEALTH SMART BENEFIT SOLUTIONS | 36-4099199 | — | NONE | $178K | — |
| PIMCO | 33-0629048 | — | NONE | $99K | — |
| LOOMIS SAYLES TRUST COMPANY | 20-8080381 | — | NONE | $79K | — |
| WITHUMSMITH+BROWN | 22-2027092 | — | NONE | $38K | — |
| INCOME RESEARCH + MANAGEMENT | 42-2955404 | — | NONE | $34K | — |
| BLACKROCK INST TRUST CO. FKA BGI | 94-3112180 | — | NONE | $13K | — |
| NORTHERN TRUST | 36-1561860 | — | NONE | $13K | — |
| BLOOMBERG FINANCE, L.P. | 13-3417984 | — | NONE | $13K | — |
| CCRC ACTUARIES, LLC | 52-2261050 | — | NONE | $9K | — |
| ARTHUR DIAMOND, INC | 52-0937528 | — | NONE | $8K | — |
| INTERIM HEALTHCARE OF SE OHIO, INC | 47-0947907 | — | NONE | $7K | — |
| MARSH USA, INC | 36-1436000 | — | NONE | $6K | — |
| JONES, NANCY C. | — | WASHINGTON, DC | NONE | $5K | — |
| MICROSOFT CORPORATION | 91-1144442 | — | NONE | $5K | — |
| AMALGAMATED BANK | 13-4920330 | — | NONE | $2K | — |
Investments
6 direct securities · 9 pooled funds· $144.9M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$123.9M
8 holdings
Uncategorized
$21.1M
6 holdings
103-12 Investment Entity
$0
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| SSGA US GOVT CREDIT BOND INDEX NL C STATE STREET GLOBAL ADVISORS TRUST COMPANY · EIN 81-4017137 / PN 001 | Common Collective Trust | — | $58.0M | $57.6M | 39.6% | |
| BLACKROCK US TIPS FUND B BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A. · EIN 94-3350106 / PN 001 | Common Collective Trust | — | $18.0M | $21.7M | 14.9% | |
| US EQUITY MARKET FUND B BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A. · EIN 94-3149377 / PN 001 | Common Collective Trust | — | $17.5M | $20.5M | 14.1% | |
| BLACKROCK MSCI WORLD INDX FUND B BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A. · EIN 05-0606326 / PN 001 | Common Collective Trust | — | $12.4M | $16.0M | 11.0% | |
| DFA Dimensions Group Commodity Strategy Port Mutual Fund | — | — | $17.0M | $14.1M | 9.7% | |
| MSCI EMERGING MARKETS FREE FUND B BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A. · EIN 94-3369180 / PN 001 | Common Collective Trust | — | $6.5M | $7.2M | 5.0% | |
| Registered Investment Companies * MFB NI Treasury Money Market Fund Money Market | — | — | $4.4M | $4.4M | 3.0% | |
| Vanguard Fixed Income Ultra Short Term Bd FD Mutual Fund | — | — | $959K | $965K | 0.7% | |
| GOVERNMENT/CREDIT BOND INDEX FUND BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A. · EIN 94-3136017 / PN 001 | Common Collective Trust | — | $612K | $895K | 0.6% | |
| DFA Dimensions Group Inc Fxd Income Portfolio Mutual Fund | — | — | $856K | $860K | 0.6% | |
| MFC Ishares TR ETF Exchange-Traded Fund | — | — | $792K | $792K | 0.5% | |
| Blackrock Short Term Fund B Mutual Fund | — | — | $4K | $4K | <0.1% | |
| NHIT CORE PLUS FIXED INCOME TRUST LOOMIS SAYLES TRUST COMPANY, LLC · EIN 20-8080381 / PN 018 | Common Collective Trust | — | — | $0 | <0.1% | |
| LONGVIEW BROAD MARKET 3000 INDX FND AMALGAMATED BANK · EIN 46-2044954 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% | |
| IR&M SHORT FUND LLC IR&M SHORT FUND LLC C/O INCOME RESEARCH & MANANGEMENT · EIN 27-4824046 / PN 001 | 103-12 Investment Entity | — | — | $0 | <0.1% |