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Original filing (PDF)20250828164818NAL0005632947001
STRATEGIC MANAGEMENT SOLUTIONS, LLC
Form 5500
FILING_RECEIVED
STRATEGIC MANAGEMENT SOLUTIONS, LLC 401(K) PROFIT SHARING PLAN
401(k) retirement plan
Active participants
296
Accounts w/ balance
268
Plan assets (EOY)
$25.5M
Net assets (EOY)
$25.5M
How this plan invests
This plan
13 pooled trusts
Schedule D
36 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (17 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for STRATEGIC MANAGEMENT SOLUTIONS, LLC.
Plan sponsor
Name
STRATEGIC MANAGEMENT SOLUTIONS, LLC
EIN
26-1423043
Address
6301 INDIAN SCHOOL RD NE STE 501 · ALBUQUERQUE, NM · 87110
Phone
(505) 888-0620
Industry
All Other Professional Services· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-08-28
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
TANNER, LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| JOHN HANCOCK | 01-0233346 | — | RECORDKEEPER | $34K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| LEAFHOUSE FINANCIAL ADVISORS, LLC | 26-4311657 | — | INVESTMENT ADVISOR | $6K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ASCENSUS | — | CHICAGO, IL | THIRD PARTY ADMINISTRATO | $3K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MORNINGSTAR | 36-3297908 | — | FUND PROVIDER | $0 | — |
Investments
24 direct securities · 13 pooled funds· $25.5M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$17.2M
13 holdings
Uncategorized
$5.4M
23 holdings
Mutual Funds
$3.0M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| JOHN HANCOCK LT BL 2025 TR R4 JOHN HANCOCK TRUST COMPANY COLLECTIVE INVESTMENT TRUST · EIN 85-6153745 / PN 018 | Common Collective Trust | — | — | $5.3M | 20.9% | |
| Fidelity 500 Index Fd | Mutual Funds | — | — | $3.0M | 11.8% | |
| JOHN HANCOCK LT BL 2030 TR R4 JOHN HANCOCK TRUST COMPANY COLLECTIVE INVESTMENT TRUST · EIN 85-6153745 / PN 019 | Common Collective Trust | — | — | $2.5M | 9.6% | |
| JOHN HANCOCK LT BL 2020 TR R4 JOHN HANCOCK TRUST COMPANY COLLECTIVE INVESTMENT TRUST · EIN 85-6153745 / PN 017 | Common Collective Trust | — | — | $2.1M | 8.1% | |
| JOHN HANCOCK LT BL 2035 TR R4 JOHN HANCOCK TRUST COMPANY COLLECTIVE INVESTMENT TRUST · EIN 85-6153745 / PN 020 | Common Collective Trust | — | — | $1.6M | 6.3% | |
| JOHN HANCOCK LT BL 2050 TR R4 JOHN HANCOCK TRUST COMPANY COLLECTIVE INVESTMENT TRUST · EIN 85-6153745 / PN 023 | Common Collective Trust | — | — | $1.5M | 5.8% | |
| Janus Henderson Janus Hdrsn GloTech&Inn N | — | — | — | $1.2M | 4.6% | |
| JOHN HANCOCK LT BL 2045 TR R4 JOHN HANCOCK TRUST COMPANY COLLECTIVE INVESTMENT TRUST · EIN 85-6153745 / PN 022 | Common Collective Trust | — | — | $1.1M | 4.1% | |
| JOHN HANCOCK LT BL 2055 TR R4 JOHN HANCOCK TRUST COMPANY COLLECTIVE INVESTMENT TRUST · EIN 85-6153745 / PN 024 | Common Collective Trust | — | — | $805K | 3.2% | |
| JOHN HANCOCK LT BL 2040 TR R4 JOHN HANCOCK TRUST COMPANY COLLECTIVE INVESTMENT TRUST · EIN 85-6153745 / PN 021 | Common Collective Trust | — | — | $785K | 3.1% | |
| American Funds American Funds Nw Prspctv R6 | — | — | — | $782K | 3.1% | |
| Fully Benefit-Responsive Investment Contract * John Hancock JH Stable Value Guaranteed Income | — | — | — | $675K | 2.6% | |
| JOHN HANCOCK LT BL 2015 TR R4 JOHN HANCOCK TRUST COMPANY COLLECTIVE INVESTMENT TRUST · EIN 85-6153745 / PN 016 | Common Collective Trust | — | — | $671K | 2.6% | |
| JOHN HANCOCK LT BL 2060 TR R4 JOHN HANCOCK TRUST COMPANY COLLECTIVE INVESTMENT TRUST · EIN 85-6153745 / PN 025 | Common Collective Trust | — | — | $522K | 2.0% | |
| Black Rock BlkRck Hlth Sci Opport Prt K | — | — | — | $433K | 1.7% | |
| PGIM High Yield Fund R6 | — | — | — | $346K | 1.4% | |
| Vanguard Vangrd Small-Cap Index Fnd Adm | — | — | — | $309K | 1.2% | |
| Vanguard Vangrd Mid-Cap Index Fund Adm | — | — | — | $251K | 1.0% | |
| JOHN HANCOCK LT BL 2065 TR R4 JOHN HANCOCK TRUST COMPANY COLLECTIVE INVESTMENT TRUST · EIN 85-6153745 / PN 026 | Common Collective Trust | — | — | $251K | 1.0% | |
| Vanguard Vangrd Financials Index Fd Adm | — | — | — | $234K | 0.9% | |
| Fidelity International Idx Fd | — | — | — | $190K | 0.7% | |
| Franklin Utilities Franklin Utilities Fund R6 | — | — | — | $154K | 0.6% | |
| Victory Sycamore Victory Sycmr Est Vl Fd R6 | — | — | — | $139K | 0.5% | |
| Dimensional Fund Advisors DFA US Targeted Vl Port Ins | — | — | — | $103K | 0.4% | |
| American Funds American Funds Cap Inc Bld R6 | — | — | — | $86K | 0.3% | |
| JOHN HANCOCK LT BL 2010 TR R4 JOHN HANCOCK TRUST COMPANY COLLECTIVE INVESTMENT TRUST · EIN 85-6153745 / PN 015 | Common Collective Trust | — | — | $82K | 0.3% | |
| American Funds American Funds New World R6 | — | — | — | $75K | 0.3% | |
| PGIM Total Return Bond Fund R6 | — | — | — | $73K | 0.3% | |
| Lord Abbett Lord Abbett Dev Growth Fund R6 | — | — | — | $69K | 0.3% | |
| Dimensional Fund Advisors DFA Real Estate Secs Port Ins | — | — | — | $64K | 0.2% | |
| Invesco Inv Gold & Spec Min Fd R6 | — | — | — | $49K | 0.2% | |
| PIMCO Income Fund Ins | — | — | — | $48K | 0.2% | |
| Dimensional Fund Advisors DFA Infl-Prot Sec Port Ins | — | — | — | $39K | 0.2% | |
| Alliance Bernstein AB Global Bond Fund Z | — | — | — | $36K | 0.1% | |
| American Funds American Funds Am Balanced R6 | — | — | — | $28K | 0.1% | |
| Eaton Vance Eaton Vance-Atl Cp SMIDCp F R6 | — | — | — | $9K | <0.1% | |
| VOYA LARGE CAP GROWTH FUND 8 VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-0294708 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% |
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