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Original filing (PDF)20251002102529NAL0000992706001
YES MANAGEMENT, LLC
Form 5500
FILING_RECEIVED
YES MANAGEMENT, LLC 401K PLAN
401(k) retirement plan
Active participants
1,211
Accounts w/ balance
1,404
Plan assets (EOY)
$33.6M
Net assets (EOY)
$33.6M
How this plan invests
This plan
5 pooled trusts
Schedule D
37 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 49 bps in Schedule C fees — 69% above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for YES MANAGEMENT, LLC.
Plan sponsor
Name
YES MANAGEMENT, LLC
EIN
26-1286379
Address
5050 S. SYRACUSE STREET · SUITE 1200 · DENVER, CO · 80237
Phone
(303) 483-7300
Industry
Real Estatesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-02
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
3D · Pre-approved plan (master / prototype / VS)
2S · Automatic enrollment
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
CARON & BLETZER, PLCC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INS CO OF AMERICA | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $98K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| GLOBAL RETIREMENT PARTNERS LLC | — | SAN RAFAEL, CA | INVESTMENT ADVISOR | $35K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| RPW SOLUTIONS LLC | 88-1100312 | WILMINGTON, MA | THIRD PARTY ADMINISTRATOR | $31K | — |
Investments
34 direct securities · 5 pooled funds· $33.6M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$31.9M
34 holdings
Pooled Separate Account
$1.2M
4 holdings
Common Collective Trust
$460K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| American Funds 2040 Target Date Retirement Fund " | — | — | — | $4.7M | 13.9% | |
| American Funds 2035 Target Date Retirement Fund " | — | — | — | $4.0M | 11.8% | |
| American Funds 2050 Target Date Retirement Fund " | — | — | — | $3.5M | 10.3% | |
| American Funds 2030 Target Date Retirement Fund " | — | — | — | $3.1M | 9.1% | |
| American Funds 2045 Target Date Retirement Fund " | — | — | — | $2.7M | 8.0% | |
| Vanguard 500 Index Adm Fund " | — | — | — | $2.5M | 7.3% | |
| American Funds 2025 Target Date Retirement Fund " | — | — | — | $2.2M | 6.7% | |
| American Funds 2055 Target Date Retirement Fund " | — | — | — | $1.9M | 5.6% | |
| American Funds 2060 Target Date Retirement Fund " | — | — | — | $1.6M | 4.9% | |
| LARGE CAP GROWTH III FD AMERCENTURY EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 435 | Pooled Separate Account | — | — | $764K | 2.3% | |
| American Funds 2020 Target Date Retirement Fund " | — | — | — | $720K | 2.1% | |
| American Funds 2065 Target Date Retirement Fund " | — | — | — | $597K | 1.8% | |
| American Funds Growth Fund of America " | — | — | — | $592K | 1.8% | |
| INVESCO STABLE VALUE TRUST CLASS A1 INVESCO · EIN 84-1142974 / PN 001 | Common Collective Trust | — | — | $460K | 1.4% | |
| Vanguard Extended Market Index Adm Fund " | — | — | — | $434K | 1.3% | |
| MFS Value Fund " | — | — | — | $406K | 1.2% | |
| AMERICAN CENTURY MID CAP VAL (IS PL EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 850 | Pooled Separate Account | — | — | $404K | 1.2% | |
| American Funds New World Fund " | — | — | — | $360K | 1.1% | |
| American Funds Fundamental Investors Fund " | — | — | — | $322K | 1.0% | |
| Eaton Vance Atlanta Capital SMID-Cap Fund " | — | — | — | $280K | 0.8% | |
| PIMCO Income Institutional Fund " | — | — | — | $260K | 0.8% | |
| Vanguard Small Cap Value Index Adm Fund " | — | — | — | $233K | 0.7% | |
| American Funds EuroPacific Growth Fund " | — | — | — | $223K | 0.7% | |
| Fidelity Total Bond Fund " | — | — | — | $220K | 0.7% | |
| Dodge & Cox International Stock Fund " | — | — | — | $177K | 0.5% | |
| BlackRock High Yield Bond Portfolio Fund " | — | — | — | $166K | 0.5% | |
| Vanguard Small Cap Growth Index Adm Fund " | — | — | — | $153K | 0.5% | |
| Vanguard Total International Stock Index Adm Fund " | — | — | — | $143K | 0.4% | |
| Columbia Dividend Opportunity Fund " | — | — | — | $137K | 0.4% | |
| American Funds 2015 Target Date Retirement Fund " | — | — | — | $98K | 0.3% | |
| Vanguard GNMA Adm Fund " | — | — | — | $92K | 0.3% | |
| American Funds 2010 Target Date Retirement Fund Mutual fund | — | — | — | $63K | 0.2% | |
| PGIM Global Real Estate Fund " | — | — | — | $53K | 0.2% | |
| Clearbridge Small Cap Growth Fund " | — | — | — | $43K | 0.1% | |
| BrandywineGLOBAL - Global Opps Bond Fund " | — | — | — | $31K | <0.1% | |
| American Funds Inflation Linked Bond Fund " | — | — | — | $23K | <0.1% | |
| DFA US Targeted Value Fund " | — | — | — | $22K | <0.1% | |
| WESTERN ASSET CORE PLUS BD IS PLTM EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 824 | Pooled Separate Account | — | — | $0 | <0.1% | |
| AMCENT MID CAP VALUE (IS PLTM) EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 850 | Pooled Separate Account | — | — | $0 | <0.1% |