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Original filing (PDF)20250912050635NAL0002932930001
LAZ KARP ASSOCIATES, LLC
Form 5500
FILING_RECEIVED
LAZ KARP ASSOCIATES, LLC 401(K) PLAN
401(k) retirement plan
Active participants
6,802
Accounts w/ balance
2,674
Plan assets (EOY)
$90.7M
Net assets (EOY)
$90.7M
How this plan invests
This plan
28 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
90
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
100
Participation health
65
Knocking points off
- 24 bps in Schedule C fees — modestly above peer band of 16 bps.
- Only 39% as many balances as active participants — suggests many active employees aren't deferring.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for LAZ KARP ASSOCIATES, LLC.
Plan sponsor
Name
LAZ KARP ASSOCIATES, LLC
EIN
26-1164708
Address
ONE FINANCIAL PLAZA · 14TH FLOOR · HARTFORD, CT · 06103
Phone
(860) 522-7641
Industry
Other Services (ex. Public Admin)see all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-12
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
COHNREZNICK LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADP, INC. | 13-3036745 | — | RECORD KEEPER | $111K | — |
| ADP BROKER-DEALER | 22-3319984 | — | RECORD KEEPER | $0 | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| RBC | 41-1416330 | — | INVESTMENT/FINANCIAL ADVI | $106K | — |
Investments
28 direct securities· $88.4M(97% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| VANGUARD 500 INDEX FUND - ADM | Registered Investment Companies | — | — | $11.2M | 12.3% | |
| TRP RETIREMENT 2030 I | Registered Investment Companies | — | — | $6.9M | 7.6% | |
| TRP RETIREMENT 2035 I | Registered Investment Companies | — | — | $6.1M | 6.7% | |
| TRP RETIREMENT 2050 I | Registered Investment Companies | — | — | $5.9M | 6.5% | |
| TRP RETIREMENT 2040 I | Registered Investment Companies | — | — | $4.6M | 5.1% | |
| TRP RETIREMENT 2055 I | Registered Investment Companies | — | — | $4.3M | 4.8% | |
| VANGUARD FEDERAL MM INV | Registered Investment Companies | — | — | $4.3M | 4.7% | |
| TRP RETIREMENT 2045 I | Registered Investment Companies | — | — | $4.1M | 4.5% | |
| COLUMBIA CONTRARIAN CORE - I3 | Registered Investment Companies | — | — | $3.6M | 4.0% | |
| AMF GROWTH FUND OF AMERICA R6 | Registered Investment Companies | — | — | $3.6M | 4.0% | |
| VANGUARD MID CAP INDEX - ADM | Registered Investment Companies | — | — | $3.4M | 3.7% | |
| MFS INTERNATIONAL GROWTH R6 | Registered Investment Companies | — | — | $3.1M | 3.4% | |
| DIAMOND HILL LARGE CAP FUND Y | Registered Investment Companies | — | — | $2.7M | 3.0% | |
| TRP RETIREMENT 2025 I | Registered Investment Companies | — | — | $2.6M | 2.8% | |
| TRP RETIREMENT 2060 I | Registered Investment Companies | — | — | $2.5M | 2.8% | |
| MFS GLOBAL EQUITY FUND R6 | Registered Investment Companies | — | — | $2.4M | 2.6% | |
| VANGUARD SMALL CAP INDEX ADMRL | Registered Investment Companies | — | — | $2.4M | 2.6% | |
| TRP RETIREMENT 2020 I | Registered Investment Companies | — | — | $2.3M | 2.6% | |
| UNDISC MGRS BEHAVIORAL VAL R6 | Registered Investment Companies | — | — | $2.1M | 2.3% | |
| DODGE & COX INCOME I | Registered Investment Companies | — | — | $1.8M | 2.0% | |
| JPMORGAN LARGE CAP GROWTH R6 | Registered Investment Companies | — | — | $1.8M | 1.9% | |
| BLACKROCK MIDCAP GROWTH EQ K | Registered Investment Companies | — | — | $1.6M | 1.8% | |
| TRP RETIREMENT BALANCED I | Registered Investment Companies | — | — | $1.6M | 1.8% | |
| JANUS HENDERSON TRITON FUND N | Registered Investment Companies | — | — | $1.4M | 1.5% | |
| PIMCO REAL RETURN FUND - INSTL | Registered Investment Companies | — | — | $722K | 0.8% | |
| TRP RETIREMENT 2015 I | Registered Investment Companies | — | — | $657K | 0.7% | |
| VANGUARD SHRT TERM FED-ADMIRAL | Registered Investment Companies | — | — | $502K | 0.6% | |
| TRP RETIREMENT 2065 I | Registered Investment Companies | — | — | $321K | 0.4% |
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