Kelley Ferguson signed Putnam Investments, LLC's 2024 Form 5500 as plan administrator.
Signer names are public record from the Form 5500 e-signature.
Putnam Investments, LLC's EIN is 26-1080669.
Download the official 2024 Form 5500 (PDF) for Putnam Investments, LLC from the U.S. Department of Labor's EFAST2 system.
Download the official 2024 Form 5500 (PDF)Putnam Investments, LLC's plan includes profit-sharing, ERISA 404(c) participant direction, a 401(k) feature, a self-directed brokerage window, automatic enrollment, a default investment (QDIA).
Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $0 | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CHARLES SCHWAB INVESTMENT MNGMT,INC | 94-3106735 | — | BROKERAGE SERVICES | $3K | — |
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
| PI | % of plan | |||||
|---|---|---|---|---|---|---|
| Putnam Large Cap Growth R6 Mutual funds | Mutual Funds | — | — | $62.8M | 11.3% | |
| Putnam Sustainable Leaders R6 Mutual funds | Mutual Funds | — | — | $56.9M | 10.2% | |
| PUTNAM LARGE CAP VALUE TRUST IA PUTNAM INVESTMENTS CIT · EIN 82-3639536 / PN 000 | Common Collective Trust | — | — | $49.5M | 8.9% | |
| PUTNAM S & P 500 INDEX FUND CLASS M PUTNAM INVESTMENTS · EIN 04-2884233 / PN 201 | Common Collective Trust | — | — | $29.8M | 5.4% | |
| PUTNAM STABLE VALUE FUND PUTNAM INVESTMENTS · EIN 04-3159710 / PN 202 | Common Collective Trust | — | — | $27.0M | 4.9% | |
| Putnam Core Equity Fund R6 Mutual funds | Mutual Funds | — | — | $26.7M | 4.8% | |
| Putnam Dynamic Asset Alloc Growth R6 Mutual funds | Mutual Funds | — | — | $18.5M | 3.3% | |
| Putnam Government Money Market Money market fund | Mutual Funds | — | — | $18.4M | 3.3% | |
| Putnam Small Cap Growth R6 Mutual funds | Mutual Funds | — | — | $14.5M | 2.6% | |
| Putnam Global Technology R6 Mutual funds | Mutual Funds | — | — | $13.2M | 2.4% | |
| Schwab Personal Choice Retirement Account Self-directed brokerage account | Self-Directed Brokerage | — | — | $11.7M | 2.1% | |
| STATE STREET US BOND INDEX NON-LEND STATE STREET GLOBAL ADVISORS COLLECTIVE TRUSTS · EIN 90-0337987 / PN 462 | Common Collective Trust | — | — | $11.1M | 2.0% | |
| STATE STREET RUSSELL LRG CAP INDEX STATE STREET GLOBAL ADVISORS COLLECTIVE TRUSTS · EIN 90-0337987 / PN 000 | Common Collective Trust | — | — | $11.0M | 2.0% | |
| Putnam Small Cap Value R6 Mutual funds | Mutual Funds | — | — | $10.8M | 1.9% | |
| Putnam International Equity R6 Mutual funds | Mutual Funds | — | — | $10.7M | 1.9% | |
| Putnam Global Health Care R6 Mutual funds | Mutual Funds | — | — | $10.1M | 1.8% | |
| Putnam Focused Equity R6 Mutual funds | Mutual Funds | — | — | $9.9M | 1.8% | |
| Putnam Emerging Markets Equity R6 Mutual funds | Mutual Funds | — | — | $9.1M | 1.6% | |
| Putnam High Yield R6 Mutual funds | Mutual Funds | — | — | $9.0M | 1.6% | |
| Putnam Research R6 Mutual funds | Mutual Funds | — | — | $8.5M | 1.5% | |
| Putnam Dynamic Asset Allocation Bal R6 Mutual funds | Mutual Funds | — | — | $8.4M | 1.5% | |
| George Putnam Balanced R6 Mutual funds | Mutual Funds | — | — | $7.1M | 1.3% | |
| PUTNAM RETIREMENT ADV TRUST 2040 X PUTNAM INVESTMENTS CIT · EIN 26-1384398 / PN 260 | Common Collective Trust | — | — | $6.8M | 1.2% | |
| Putnam Sustainable Future R6 Mutual funds | Mutual Funds | — | — | $6.7M | 1.2% | |
| Putnam Focused International Equity R6 Mutual funds | Mutual Funds | — | — | $6.5M | 1.2% | |
| Putnam Sustainable Retirement 2035 R6 Mutual funds | Mutual Funds | — | — | $6.5M | 1.2% | |
| PANAGORA RISK PARITY MULTI-ASSET SEI TRUST COMPANY · EIN 47-4947522 / PN 002 | Common Collective Trust | — | — | $6.1M | 1.1% | |
| Putnam International Capital Opp R6 Mutual funds | Mutual Funds | — | — | $5.8M | 1.0% | |
| SSGA GLOBAL ALL CAP EQUITY EX-US IN STATE STREET GLOBAL ADVISORS COLLECTIVE TRUSTS · EIN 90-0337987 / PN 456 | Common Collective Trust | — | — | $5.2M | 0.9% | |
| PUTNAM RETIREMENT ADV TRUST 2035 X PUTNAM INVESTMENTS CIT · EIN 26-0787945 / PN 261 | Common Collective Trust | — | — | $4.7M | 0.9% | |
| Putnam Sustainable Retirement 2030 R6 Mutual funds | Mutual Funds | — | — | $4.4M | 0.8% | |
| Putnam Ultra Short Duration Income R6 Mutual funds | Mutual Funds | — | — | $4.1M | 0.7% | |
| PUTNAM RETIREMENT ADV TRUST 2030 X PUTNAM INVESTMENTS CIT · EIN 26-0788040 / PN 262 | Common Collective Trust | — | — | $4.0M | 0.7% | |
| Putnam Convertible Securities R6 Mutual funds | Mutual Funds | — | — | $3.8M | 0.7% | |
| Putnam Sustainable Retirement 2050 R6 Mutual funds | Mutual Funds | — | — | $3.5M | 0.6% | |
| Putnam Income R6 Mutual funds | Mutual Funds | — | — | $3.2M | 0.6% | |
| Putnam Diversified Income R6 Mutual funds | Mutual Funds | — | — | $3.2M | 0.6% | |
| Putnam Sustainable Retirement 2045 R6 Mutual funds | Mutual Funds | — | — | $3.0M | 0.5% | |
| STATE ST RUSSELL SM CAP INDX NL CL STATE STREET GLOBAL ADVISORS COLLECTIVE TRUSTS · EIN 90-0337987 / PN 000 | Common Collective Trust | — | — | $2.8M | 0.5% | |
| Putnam Multi Asset Income R6 Mutual funds | Mutual Funds | — | — | $2.8M | 0.5% | |
| Putnam Dynamic Asset Allocation Cnsrv R6 Mutual funds | Mutual Funds | — | — | $2.7M | 0.5% | |
| PUTNAM RETIREMENT ADV TRUST 2050 X PUTNAM INVESTMENTS CIT · EIN 26-0787670 / PN 258 | Common Collective Trust | — | — | $2.7M | 0.5% | |
| PUTNAM RETIREMENT ADV TRUST 2025 X PUTNAM INVESTMENTS CIT · EIN 26-0788428 / PN 268 | Common Collective Trust | — | — | $2.6M | 0.5% | |
| PUTNAM RETIREMENT ADV TRUST 2055 X PUTNAM INVESTMENTS CIT · EIN 26-0787670 / PN 272 | Common Collective Trust | — | — | $2.6M | 0.5% | |
| PUTNAM RETIREMENT ADV TRUST 2045 X PUTNAM INVESTMENTS CIT · EIN 26-1208510 / PN 259 | Common Collective Trust | — | — | $2.4M | 0.4% | |
| Putnam Mortgage Securities R6 Mutual funds | Mutual Funds | — | — | $2.4M | 0.4% | |
| Putnam Floating Rate Income R6 Mutual funds | Mutual Funds | — | — | $2.2M | 0.4% | |
| Putnam Sustainable Retirement 2025 R6 Mutual funds | Mutual Funds | — | — | $2.2M | 0.4% | |
| SSGA S&P MIDCAP INDEX FUND CLASS C STATE STREET GLOBAL ADVISORS COLLECTIVE TRUSTS · EIN 90-0337987 / PN 176 | Common Collective Trust | — | — | $1.8M | 0.3% | |
| Putnam Global Income Trust R6 Mutual funds | Mutual Funds | — | — | $1.6M | 0.3% |
Detected from the parsed Schedule of Assets. Click a family to see every plan that holds it — ranked by position size.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| DELOITTE & TOUCHE LLP | — | PHILADELPHIA, PA | AUDITOR | $70K | — |
