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Original filing (PDF)20251014132039NAL0006033234001
ASEA, LLC
Form 5500
FILING_RECEIVED
ASEA 401(K) PLAN
401(k) retirement plan
Active participants
195
Accounts w/ balance
203
Plan assets (EOY)
$11.4M
Net assets (EOY)
$11.4M
How this plan invests
This plan
38 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (10 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ASEA, LLC.
Plan sponsor
Name
ASEA, LLC
EIN
26-0871950
Address
1488 WEST PLEASANT VIEW DRIVE · SUITE 100 · PLEASANT GROVE, UT · 84062
Phone
(801) 928-2100
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2G · Total participant-directed accounts
2F · ERISA section 404(c)
2J · 401(k) feature
2K · 401(m) arrangement
3D · Pre-approved plan (master / prototype / VS)
2E · Profit-sharing
Audit & trust (Schedule H)
Auditor
SQUIRE & COMPANY, PC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NATIONWIDE | — | COLUMBUS, OH | RECORDKEEPER | $2K | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| LEAFHOUSE FINANCIAL ADVISORS LLC | 26-4311657 | — | ADVISOR | $5K | — |
| MML INSURANCE AGENCY, LLC | — | SPRINGFIELD, MA | ADVISOR | $0 | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NATIONAL BENEFIT SERVICES LLC | 20-3886993 | — | TPA | $3K | — |
Investments
38 direct securities· $11.4M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| American Century Ultra R6 Registered Investment Company | — | — | — | $1.7M | 14.5% | |
| American Century Retirment 2040 Registered Investment Company | — | — | — | $1.4M | 12.6% | |
| Federated Hermes Government Obligations Fund Registered Investment Company ** 325 Fidelity 500 Index Registered Investment Company | — | — | — | $1.3M | 11.3% | |
| American Century Retirment 2045 Registered Investment Company | — | — | — | $667K | 5.9% | |
| Mid Cap Value Fund Fee Class R1 Registered Investment Company | — | — | — | $648K | 5.7% | |
| American Century Retirment 2050 Registered Investment Company | — | — | — | $482K | 4.2% | |
| American Funds American Balanced R6 Registered Investment Company | — | — | — | $457K | 4.0% | |
| DFA US Large Cap Value I Registered Investment Company | — | — | — | $441K | 3.9% | |
| American Century Retirment 2035 Registered Investment Company | — | — | — | $418K | 3.7% | |
| American Century Retirment 2055 Registered Investment Company | — | — | — | $400K | 3.5% | |
| American Funds Income Fund of America R6 Registered Investment Company | — | — | — | $389K | 3.4% | |
| Fidelity Small Cap Index Registered Investment Company | — | — | — | $358K | 3.1% | |
| NW FXD Sel Option Group Annuity Contract | — | — | — | $307K | 2.7% | |
| American Century Retirment 2060 Registered Investment Company | — | — | — | $305K | 2.7% | |
| Fidelity International Index Registered Investment Company | — | — | — | $296K | 2.6% | |
| American Century Retirment 2030 Registered Investment Company | — | — | — | $286K | 2.5% | |
| Vanguard International Growth Adm Registered Investment Company | — | — | — | $221K | 1.9% | |
| PGIM Total Return Bond R6 Registered Investment Company | — | — | — | $206K | 1.8% | |
| American Century Emerging Markets R6 Registered Investment Company | — | — | — | $186K | 1.6% | |
| American Century Retirment RDNS Retirment Registered Investment Company | — | — | — | $151K | 1.3% | |
| American Century Retirment 2025 Registered Investment Company | — | — | — | $150K | 1.3% | |
| Vanguard Wellesley Income Admiral Registered Investment Company | — | — | — | $131K | 1.1% | |
| DFA Inflation-Protectected Registered Investment Company | — | — | — | $74K | 0.7% | |
| MFS Mid Cap Growth R6 Registered Investment Company | — | — | — | $68K | 0.6% | |
| Fidelity US Bond Index Registered Investment Company | — | — | — | $60K | 0.5% | |
| JPM Undiscovered Managers Behavioral Fund R6 Registered Investment Company | — | — | — | $53K | 0.5% | |
| Fidelity Mid Cap Index Registered Investment Company | — | — | — | $46K | 0.4% | |
| Franklin Gold Precious Metals Adv Registered Investment Company | — | — | — | $35K | 0.3% | |
| PIMCO International Bond (USD-Hdg) Instl Registered Investment Company | — | — | — | $29K | 0.3% | |
| Fidelity Advanced Energy I Registered Investment Company | — | — | — | $24K | 0.2% | |
| PIMCO Income Instl Registered Investment Company | — | — | — | $24K | 0.2% | |
| Fidelity Advisor Growth Opportunities Fund Registered Investment Company | — | — | — | $15K | 0.1% | |
| Vanguard 500 Index Fund Registered Investment Company | — | — | — | $14K | 0.1% | |
| VanEck International Investors Gold Registered Investment Company | — | — | — | $8K | <0.1% | |
| Vanguard Ultra Short-Term Bond Fund Registered Investment Company | — | — | — | $7K | <0.1% | |
| DFA Real Estate Securities I Registered Investment Company | — | — | — | $6K | <0.1% | |
| American Century Retirment 2065 Registered Investment Company | — | — | — | $4K | <0.1% | |
| Lord Abbett Small Cap Growth Equity Trust Registered Investment Company | — | — | — | $4K | <0.1% |