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Original filing (PDF)20251003085910NAL0000706755001
HANWHA ADVANCED MATERIALS AMERICA LLC
Form 5500
FILING_RECEIVED
HANWHA ADVANCED MATERIALS AMERICA, LLC 401(K) RETIREMENT PLAN
401(k) retirement plan
Signals · 2
~84 bps in Sched C fees7 service providers
Active participants
446
Accounts w/ balance
306
Plan assets (EOY)
$11.3M
Net assets (EOY)
$11.3M
How this plan invests
This plan
1 pooled trust
Schedule D
28 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
88
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
80
Knocking points off
- 84 bps in Schedule C fees — 191% above peer band of 29 bps.
- 69% balance-to-active ratio — below typical for a healthy 401(k).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for HANWHA ADVANCED MATERIALS AMERICA LLC.
Plan sponsor
Name
HANWHA ADVANCED MATERIALS AMERICA LLC
EIN
26-0779231
Address
4400 NORTHPARK DRIVE · OPELIKA, AL · 36801
Phone
(334) 364-1768
Industry
Manufacturingsee all
Plan administrator
Name
NORTHEAST RETIREMENT SERVICES, LLC
EIN
81-5140646
City
WOBURN, MA
Phone
(781) 983-5059
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-03
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
THE HIGHLANDS ACCOUNTING GROUP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
7 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $46K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| STIFEL NICOLAUS & CO INC | — | ST LOUIS, MO | INVESTMENT ADVISOR | $25K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NORTHEAST RETIREMENT SERVICES, INC. | — | WOBURN, MA | CONTRACT ADMIN | $1K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| THE HIGHLANDS ACCOUNTING GROUP INC | — | HOOVER, AL | AUDITOR | $9K | — |
Other
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $8K | — |
| NATIONAL AUTOMOBILE DEALERS ASSOCIA | — | MCLEAN, VA | OTHER | $4K | — |
| CAPFINANCIAL PARTNERS LLC DBA CAPTR | — | RALEIGH, NC | OTHER | $2K | — |
Investments
27 direct securities · 1 pooled fund· $11.3M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
Uncategorized
$11.1M
27 holdings
Common Collective Trust
$157K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| T Rowe Price Ret Blend Slct Tr 2035 Cl 5 Collective trust fund a | — | — | — | $1.8M | 15.7% | |
| NT Col S&P 500 Idx Fd Dc Nl 4 Collective trust fund a | — | — | — | $1.2M | 10.2% | |
| T Rowe Price Ret Blend Slct Tr 2045 Cl 5 Collective trust fund a | — | — | — | $986K | 8.7% | |
| T Rowe Price Ret Blend Slct Tr 2025 Cl 5 Collective trust fund a | — | — | — | $914K | 8.1% | |
| T Rowe Price Ret Blend Slct Tr 2040 Cl 5 Collective trust fund a | — | — | — | $896K | 7.9% | |
| T Rowe Price Ret Blend Slct Tr 2020 Cl 5 Collective trust fund a | — | — | — | $705K | 6.2% | |
| T Rowe Price Ret Blend Slct Tr 2030 Cl 5 Collective trust fund a | — | — | — | $629K | 5.6% | |
| to 8.50%, various maturities -0- | — | — | — | $572K | 5.1% | |
| T Rowe Price Ret Blend Slct Tr 2055 Cl 5 Collective trust fund a | — | — | — | $482K | 4.3% | |
| T Rowe Price Ret Blend Slct Tr 2050 Cl 5 Collective trust fund a | — | — | — | $430K | 3.8% | |
| NT Acwi Ex Us Imi Fd Dc Nl Tier 4 Collective trust fund a | — | — | — | $423K | 3.7% | |
| NT Agg Bond Index Fund Nl T4 Collective trust fund a | — | — | — | $333K | 3.0% | |
| Fidelity Total Bond K6 Mutual fund a | — | — | — | $299K | 2.6% | |
| T Rowe Price Ret Blend Slct Tr 2060 Cl 5 Collective trust fund a | — | — | — | $269K | 2.4% | |
| NT Col R1000 Gro Idx Fd Dc Nl 4 Collective trust fund a | — | — | — | $255K | 2.3% | |
| NT Col R2000 Idx Fd Dc Nl 4 Collective trust fund a | — | — | — | $199K | 1.8% | |
| NT Col S&P 400 Idx Fd Dc Nl 4 Collective trust fund a | — | — | — | $182K | 1.6% | |
| T Rowe Price Ret Blend Slct Tr 2015 Cl 5 Collective trust fund a | — | — | — | $159K | 1.4% | |
| DRIVE INCOME FUND GREAT-WEST TRUST COMPANY, LLC · EIN 47-7319764 / PN 111 | Common Collective Trust | — | — | $157K | 1.4% | |
| SSGA Real Asset Fund Class C Collective trust fund a | — | — | — | $126K | 1.1% | |
| American Funds Europacific Growth R6 Mutual fund a | — | — | — | $119K | 1.1% | |
| NT Col R1000 Val Idx Fd Dc Nl 4 Collective trust fund a | — | — | — | $82K | 0.7% | |
| Allspring Special Small Cap Value R6 Mutual fund a | — | — | — | $47K | 0.4% | |
| T Rowe Price Ret Blend Slct Tr 2065 Cl 5 Collective trust fund a | — | — | — | $34K | 0.3% | |
| MassMutual Mid Cap Growth I Mutual fund a | — | — | — | $32K | 0.3% | |
| Principal Small Cap Growth I R6 Mutual fund a | — | — | — | $24K | 0.2% | |
| Drive Balanced Fund Collective trust fund a | — | — | — | $7K | <0.1% | |
| MFS Mid Cap Value CT Collective trust fund a | — | — | — | $4K | <0.1% |
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