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Original filing (PDF)20251015111124NAL0008905698001
SIMPLIFY COMPLIANCE, LLC
Form 5500
FILING_RECEIVED
SIMPLIFY COMPLIANCE 401(K) PLAN
401(k) retirement plan
Active participants
244
Accounts w/ balance
421
Plan assets (EOY)
$37.5M
Net assets (EOY)
$37.5M
How this plan invests
This plan
5 pooled trusts
Schedule D
34 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SIMPLIFY COMPLIANCE, LLC.
Plan sponsor
Name
SIMPLIFY COMPLIANCE, LLC
EIN
26-0753128
Address
100 WINNERS CIRCLE, SUITE 300 · BRENTWOOD, TN · 37027
Phone
(615) 661-0249
Industry
Information / Tech / Mediasee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
LBMC, PC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $40K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRIME CAPITAL INVESTMENT ADVISORS | 82-1364595 | — | ADVISOR | $66K | — |
Investments
30 direct securities · 5 pooled funds· $37.9M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$27.3M
30 holdings
Common Collective Trust
$10.5M
5 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| FIT GROWTH B COMERICA BANK & TRUST · EIN 47-6649174 / PN 001 | Common Collective Trust | — | — | $5.5M | 14.6% | |
| FIT BALANCED B COMERICA BANK & TRUST · EIN 47-6652256 / PN 001 | Common Collective Trust | — | — | $4.3M | 11.4% | |
| Vanguard Fiduciary Trust Company Target Retirement 2025 Fund | — | — | — | $4.0M | 10.6% | |
| Vanguard Fiduciary Trust Company Target Retirement 2030 Fund | — | — | — | $2.9M | 7.7% | |
| Fidelity Management Trust Company Total Market Index Fund | — | — | — | $2.2M | 5.9% | |
| Vanguard Fiduciary Trust Company Target Retirement 2045 Fund | — | — | — | $2.1M | 5.5% | |
| Vanguard Fiduciary Trust Company Target Retirement 2035 Fund | — | — | — | $1.8M | 4.9% | |
| JP Morgan Large Cap Growth Fund Class R6 | — | — | — | $1.8M | 4.9% | |
| Vanguard Fiduciary Trust Company Target Retirement 2040 Fund | — | — | — | $1.7M | 4.6% | |
| Vanguard Fiduciary Trust Company Target Retirement 2050 Fund | — | — | — | $1.7M | 4.5% | |
| Fidelity Management Trust Company Government Money Market Fund | — | — | — | $1.6M | 4.3% | |
| Vanguard Fiduciary Trust Company Target Retirement 2055 Fund | — | — | — | $1.0M | 2.7% | |
| Vanguard Fiduciary Trust Company Target Retirement 2020 Fund | — | — | — | $977K | 2.6% | |
| Vanguard Fiduciary Trust Company Target Retirement Inc | — | — | — | $843K | 2.2% | |
| Vanguard Fiduciary Trust Company Equity-Income Fund | — | — | — | $623K | 1.7% | |
| JP Morgan Mid-Cap Growth | — | — | — | $506K | 1.3% | |
| MFS International Growth Fund Class R6 | — | — | — | $504K | 1.3% | |
| FIT AGGRESSIVE B COMERICA BANK & TRUST · EIN 47-6646422 / PN 001 | Common Collective Trust | — | — | $416K | 1.1% | |
| Vanguard Fiduciary Trust Company Small-Cap Index Fund | — | — | — | $395K | 1.1% | |
| Vanguard Fiduciary Trust Company Target Retirement 2060 Fund | — | — | — | $377K | 1.0% | |
| Comerica Bank & Trust FIT Moderate Conservative B | — | — | — | $364K | 1.0% | |
| FIT MOD CONSRV B COMERICA BANK & TRUST · EIN 47-6655437 / PN 001 | Common Collective Trust | — | — | $364K | 1.0% | |
| Vanguard Fiduciary Trust Company Short Term Investment-Grade Fund | — | — | — | $309K | 0.8% | |
| JP Morgan International K | — | — | — | $273K | 0.7% | |
| Vanguard Fiduciary Trust Company Mid-Cap Index Fund | — | — | — | $265K | 0.7% | |
| PGIM Total Return Bond Fund Class R6 | — | — | — | $260K | 0.7% | |
| Vanguard Fiduciary Trust Company Mid-Cap Value Index Fund | — | — | — | $181K | 0.5% | |
| American Century Small Cap Growth Fund R6 | — | — | — | $145K | 0.4% | |
| Vanguard Fiduciary Trust Company Small-Cap Growth Index Fund | — | — | — | $110K | 0.3% | |
| Vanguard Fiduciary Trust Company Target Retirement 2065 Fund | — | — | — | $104K | 0.3% | |
| Janus Henderson Global Equity Income Fund | — | — | — | $79K | 0.2% | |
| various maturities through May 2032 - | — | — | — | $79K | 0.2% | |
| JP Morgan Strategic Global Bond Fund | — | — | — | $47K | 0.1% | |
| FIT CONSERVATIVE B COMERICA BANK & TRUST · EIN 47-6658632 / PN 001 | Common Collective Trust | — | — | $16K | <0.1% | |
| JP Morgan Emerging Markets Equity | — | — | — | $5K | <0.1% |
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