Back to filter
Original filing (PDF)20251205093120NAL0005465088001
MORROW SODALI LLC
Form 5500
FILING_RECEIVED
MORROW SODALI LLC 401K PLAN
401(k) retirement plan
Signals · 2
Late filing · 0.6 mo31% in single holding
Active participants
132
Accounts w/ balance
151
Plan assets (EOY)
$9.2M
Net assets (EOY)
$9.2M
How this plan invests
This plan
29 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
96
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
98
Concentration risk
84
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- Filed 0.6 months past the 10.5-month grace window.
- Top holding "ISHARES S&P 500 INDEX I" is 31% of plan.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for MORROW SODALI LLC.
Plan sponsor
Name
MORROW SODALI LLC
EIN
26-0616024
Address
333 LUDLOW · 5TH FL SOUTH TOWER · STAMFORD, CT · 06902
Phone
(203) 658-9404
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-12-05
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
BAKER TILLY US, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADP, INC. | 13-3036745 | — | RECORD KEEPER | $4K | — |
| ADP BROKER-DEALER | 22-3319984 | — | RECORD KEEPER | $0 | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| KESTRA ADVISORY SERVICES | 35-2552359 | — | INVESTMENT/FINANCIAL ADVI | $40K | — |
Investments
29 direct securities· $9.2M(99% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| ISHARES S&P 500 INDEX I | Registered Investment Companies | — | — | $2.9M | 31.2% | |
| AMERCENT ONE CHOICE 2025 I | Registered Investment Companies | — | — | $704K | 7.6% | |
| VANGUARD MID CAP INDEX - ADM | Registered Investment Companies | — | — | $666K | 7.2% | |
| AMERCENT ONE CHOICE 2060 I | Registered Investment Companies | — | — | $631K | 6.8% | |
| AMERCENT ONE CHOICE 2050 I | Registered Investment Companies | — | — | $534K | 5.8% | |
| AMERCENT ONE CHOICE 2055 I | Registered Investment Companies | — | — | $390K | 4.2% | |
| ISHARES RUSSELL 2000 SM CAP I | Registered Investment Companies | — | — | $389K | 4.2% | |
| AMERCENT ONE CHOICE 2035 I | Registered Investment Companies | — | — | $351K | 3.8% | |
| GS LG CAP GROWTH INSIGHTS INST | Registered Investment Companies | — | — | $339K | 3.7% | |
| AMERCENT ONE CHOICE 2030 I | Registered Investment Companies | — | — | $294K | 3.2% | |
| AMERCENT ONE CHOICE 2045 I | Registered Investment Companies | — | — | $266K | 2.9% | |
| VANGUARD FEDERAL MM INV | Registered Investment Companies | — | — | $211K | 2.3% | |
| ISHARES MSCI EAFE INTL INDEX I | Registered Investment Companies | — | — | $184K | 2.0% | |
| FIDELITY ADVISOR TOTAL BOND Z | Registered Investment Companies | — | — | $167K | 1.8% | |
| AMERCENT ONE CHOICE 2040 I | Registered Investment Companies | — | — | $165K | 1.8% | |
| FRANKLIN UTILITIES FUND - ADV | Registered Investment Companies | — | — | $162K | 1.7% | |
| T ROWE PRICE VALUE FUND I | Registered Investment Companies | — | — | $124K | 1.3% | |
| AMERICAN FUNDS NEW WORLD R6 | Registered Investment Companies | — | — | $112K | 1.2% | |
| MASSMUTUAL MID CAP GR I | Registered Investment Companies | — | — | $108K | 1.2% | |
| JPMORGAN SMALL CAP VALUE R6 | Registered Investment Companies | — | — | $92K | 1.0% | |
| DFA GLOBAL REAL ESTATE SEC I | Registered Investment Companies | — | — | $84K | 0.9% | |
| AMERCENT ONE CHOICE RETIRE I | Registered Investment Companies | — | — | $84K | 0.9% | |
| MACQUARIE HIGH INCOME R6 | Registered Investment Companies | — | — | $57K | 0.6% | |
| MFS MID CAP VALUE FUND - R6 | Registered Investment Companies | — | — | $43K | 0.5% | |
| JH STRAT INCOME OPPS R6 | Registered Investment Companies | — | — | $28K | 0.3% | |
| BNY MELLON NATURAL RESOURCES I | Registered Investment Companies | — | — | $27K | 0.3% | |
| JANUS HENDERSON TRITON FUND N | Registered Investment Companies | — | — | $26K | 0.3% | |
| INVESCO OPP INTERNL GRTH Y | Registered Investment Companies | — | — | $24K | 0.3% | |
| MFS INTL NEW DISCCOVERY R6 | Registered Investment Companies | — | — | $12K | 0.1% |
Related plans
Other plans using KESTRA ADVISORY SERVICES
UNITED AIRLINES, INC.
UNITED AIRLINES PILOT RETIREMENT ACCOUNT PLAN
$16.8B · 17,444 participants
PAYCHEX RETIREMENT LLC
PAYCHEX POOLED EMPLOYER 401(K) PLAN
$1.8B · 621,703 participants
D.R. HORTON, INC.
D.R. HORTON, INC. PROFIT SHARING PLUS PLAN
$1.4B · 14,645 participants
84 LUMBER COMPANY, L.P.
AMENDED AND RESTATED SAVINGS FUND PLAN FOR EMPLOYEES OF 84 LUMBER COMPANY
$779.5M · 9,227 participants
KOHLBERG KRAVIS ROBERTS & CO. L.P.
KOHLBERG KRAVIS ROBERTS AND CO. 401(K) PROFIT SHARING PLAN
$666.2M · 1,627 participants
PRINCIPAL LIFE INSURANCE COMPANY
PRINCIPAL EASE 401(K) PLAN
$650.9M · 161,040 participants
Similar-size Professional & Technical Services plans
MORROW SODALI LLC
MORROW SODALI LLC 401K PLAN
$9.2M · 132 participants
ENVIRONMENTAL RESEARCH GROUP, LLC
ENVIRONMENTAL RESEARCH GROUP, LLC 401(K) PLAN
$9.2M · 106 participants
HIGHRISE CONSULTING, INC
HIGHRISE CONSULTING, INC 401(K) PLAN
$9.2M · 94 participants
CAVANAUGH TOCCI ASSOCIATES, INC.
CAVANAUGH TOCCI ASSOCIATES, INC. PROFIT SHARING PLAN
$9.3M · 17 participants
SPOTLIGHT LLC
SPOTLIGHT LLC 401(K) PROFIT SHARING PLAN AND TRUST
$9.3M · 143 participants
SAVANA, INC.
SAVANA, INC. 401(K) RETIREMENT PLAN
$9.2M · 85 participants
Large plans in Connecticut
RTX CORPORATION
RTX SAVINGS PLAN
$58.6B · 123,327 participants
RTX CORPORATION
RTX SAVINGS PLAN MASTER TRUST
$58.3B
RTX CORPORATION
RTX MASTER RETIREMENT TRUST
$42.1B
RTX CORPORATION
RTX CONSOLIDATED PENSION PLAN
$41.6B · 33,534 participants
CITIGROUP INC.
CITI RETIREMENT SAVINGS PLAN
$23.2B · 74,487 participants
BRIDGEWATER SHORT TERM INVESTMENT FUND II, LLC
BRIDGEWATER SHORT TERM INVESTMENT FUND II, LLC
$19.5B