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Original filing (PDF)20251010141655NAL0008299249001
ALVOGEN GROUP, INC.
Form 5500
FILING_RECEIVED
ALVOGEN GROUP SAVINGS INCENTIVE PLAN
401(k) retirement plan
Signals · 1
1 failed disclosure
Active participants
576
Accounts w/ balance
841
Plan assets (EOY)
$105.6M
Net assets (EOY)
$105.6M
How this plan invests
This plan
1 pooled trust
Schedule D
28 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
96
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
85
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- 1 Schedule C provider failed to disclose compensation.
Helping the score
- Below-peer total fees (4 bps vs 10 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ALVOGEN GROUP, INC..
Plan sponsor
Name
ALVOGEN GROUP, INC.
EIN
26-0557685
Address
6826 STATE HIGHWAY 12 · NORWICH, NY · 13815
Phone
(607) 335-3000
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-10
Pension benefit codes
3H · Sponsor in controlled / affiliated group
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
DERMODY, BURKE & BROWN, CPA'S , LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $16K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NFP | 33-0905143 | — | INVESTMENT ADVISOR | $30K | — |
Failed / refused disclosures (Sched C Part 2)
| Provider | Nondisclosure info |
|---|---|
| — | — |
Investments
28 direct securities · 1 pooled fund· $107.0M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$105.6M
28 holdings
Common Collective Trust
$1.5M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity 500 Index Mutual Fund | — | — | — | $16.0M | 15.2% | |
| American Funds 2035 Target Date Mutual Fund | — | — | — | $12.2M | 11.5% | |
| American Funds 2030 Target Date Mutual Fund | — | — | — | $9.8M | 9.3% | |
| American Funds 2045 Target Date Mutual Fund | — | — | — | $8.8M | 8.3% | |
| American Funds 2040 Target Date Mutual Fund | — | — | — | $8.4M | 8.0% | |
| American Funds 2025 Target Date Mutual Fund | — | — | — | $7.4M | 7.0% | |
| American Beacon Large Cap Growth - Z Mutual Fund | — | — | — | $6.3M | 6.0% | |
| American Funds 2050 Target Date Mutual Fund | — | — | — | $5.1M | 4.9% | |
| Putnam Global Health Care Fund Class Y Mutual Fund | — | — | — | $4.2M | 4.0% | |
| American Funds 2055 Target Date Mutual Fund | — | — | — | $3.8M | 3.6% | |
| Federated Hermes MDT Small Cap Growth Mutual Fund | — | — | — | $3.6M | 3.4% | |
| American Funds 2060 Target Date Mutual Fund | — | — | — | $2.8M | 2.6% | |
| Fidelity Extended Market Index Mutual Fund | — | — | — | $2.5M | 2.4% | |
| participants' accounts, maturity dates * Notes Receivable from Participants through April 2034. -0- | — | — | — | $2.1M | 2.0% | |
| American Funds 2020 Target Date Mutual Fund | — | — | — | $2.0M | 1.9% | |
| Fidelity Strategic Income Fund Mutual Fund | — | — | — | $1.8M | 1.7% | |
| Putnam Large Cap Value Fund - Class R6 Mutual Fund | — | — | — | $1.5M | 1.5% | |
| Fidelity Managed Income Portfolio Common/Collective Trust ** | — | — | — | $1.5M | 1.4% | |
| MIP CL 1 FIDELITY MANAGEMENT TRUST COMPANY · EIN 04-3022712 / PN 024 | Common Collective Trust | — | — | $1.5M | 1.4% | |
| Fidelity International Discovery - Class K Mutual Fund | — | — | — | $1.3M | 1.2% | |
| Fidelity Stock Select Mid Cap Mutual Fund | — | — | — | $1.2M | 1.2% | |
| American Century Small Cap Value Fund - R6 Mutual Fund | — | — | — | $784K | 0.7% | |
| Fidelity International Index Fund Mutual Fund | — | — | — | $736K | 0.7% | |
| Fidelity Total Bond Fund Mutual Fund | — | — | — | $487K | 0.5% | |
| American Funds 2010 Target Date Mutual Fund | — | — | — | $326K | 0.3% | |
| American Funds Capital World Gr&Inc R4 Mutual Fund | — | — | — | $298K | 0.3% | |
| American Funds 2015 Target Date Mutual Fund | — | — | — | $251K | 0.2% | |
| Victory Trivalent International Small-Cap Fund Mutual Fund | — | — | — | $241K | 0.2% | |
| Fidelity Government Money Market Fund Money Market Fund | — | — | — | $1K | <0.1% |
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