Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NOVA 401K ASSOCIATES | 22-0118145 | HOUSTON, TX | THIRD PARTY ADMINISTRATOR | $9K | — |
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| SEPARATE ACCOUNT SCAI MASSMUTUAL LIFE INSURANCE CO. · EIN 04-1590850 / PN 000 | Pooled Separate Account | — | — | $4.6M | 97.7% | |
| American Funds Target Date Retirement 2055 Pooled Separate Accounts | — |
| — |
| — |
| $1.0M |
| 21.9% |
| American Funds Target Date Retirement 2045 Pooled Separate Accounts | — | — | — | $793K | 16.9% |
| American Funds Target Date Retirement 2050 Pooled Separate Accounts | — | — | — | $563K | 12.0% |
| American Funds Target Date Retirement 2040 Pooled Separate Accounts | — | — | — | $458K | 9.7% |
| American Funds Target Date Retirement 2035 Pooled Separate Accounts | — | — | — | $455K | 9.7% |
| Vanguard Mid Cap Index Admiral Pooled Separate Accounts | — | — | — | $290K | 6.2% |
| American Funds Target Date Retirement 2060 Pooled Separate Accounts | — | — | — | $237K | 5.0% |
| iShares S&P 500 Index K Pooled Separate Accounts | — | — | — | $138K | 2.9% |
| With varying maturity dates through July 2029 and interest rates ranging from * Notes receivable from participants 5.25% to 10.50% | — | — | — | $91K | 1.9% |
| Vanguard Total Inl Stock Index Admiral Pooled Separate Accounts | — | — | — | $89K | 1.9% |
| American Funds Target Date Retirement 2030 Pooled Separate Accounts | — | — | — | $86K | 1.8% |
| American Funds the Growth Fund of America R6 Pooled Separate Accounts | — | — | — | $53K | 1.1% |
| Vanguard Small Cap Index Adm Pooled Separate Accounts | — | — | — | $43K | 0.9% |
| Invesco Diversified Dividend R6 Pooled Separate Accounts | — | — | — | $36K | 0.8% |
| Blackrock Total Return K Pooled Separate Accounts | — | — | — | $36K | 0.8% |
| Franklin Growth R6 Pooled Separate Accounts | — | — | — | $34K | 0.7% |
| MassMutual Inflation-Protected and Income I Pooled Separate Accounts | — | — | — | $34K | 0.7% |
| American Funds Fundamental Investors R6 Pooled Separate Accounts | — | — | — | $33K | 0.7% |
| American Funds Target Date Retirement 2025 Pooled Separate Accounts | — | — | — | $25K | 0.5% |
| Invesco EQV Emerging Mrkts All Cap Fd R6 Pooled Separate Accounts | — | — | — | $19K | 0.4% |
| Invesco Small Cap Growth R6 Pooled Separate Accounts | — | — | — | $18K | 0.4% |
| MassMutual Small CP Grth Eqty I Pooled Separate Accounts | — | — | — | $18K | 0.4% |
| MassMutual General Account General Account | — | — | — | $17K | 0.4% |
| American Funds American Balanced R6 Pooled Separate Accounts | — | — | — | $17K | 0.4% |
| Victory Sycamore Est Value R6 Pooled Separate Accounts | — | — | — | $17K | 0.4% |
| MassMutual International Eqty 1 Pooled Separate Accounts ** 392 * MassMutual Overseas I Pooled Separate Accounts | — | — | — | $16K | 0.3% |
| American Funds Capital Income Builder R6 Pooled Separate Accounts | — | — | — | $14K | 0.3% |
| Invesco Real Estate R6 Pooled Separate Accounts | — | — | — | $12K | 0.3% |
| American Century Equity Income R6 Pooled Separate Accounts | — | — | — | $11K | 0.2% |
| Pimco Income Inst Pooled Separate Accounts | — | — | — | $7K | 0.1% |
| MassMutual High Yield I Pooled Separate Accounts | — | — | — | $5K | 0.1% |
| American Funds Target Date Retirement 2020 Pooled Separate Accounts | — | — | — | $4K | <0.1% |
| MFS Mid Cap Value R6 Pooled Separate Accounts | — | — | — | $3K | <0.1% |
