Original filing (PDF)20250710123113NAL0003483715001

Allison Transmission, Inc.

Name: Allison Transmission, Inc. — Allison Transmission, Form 5500 (2023)
Creator: Allison Transmission, Inc.
License: https://www.usa.gov/government-works

Form 5500

FILING_RECEIVED

Allison Transmission Hourly-RATE Employees Pension Plan

Defined-benefit pension plan · Allison Transmission, Inc.'s Allison Transmission Hourly-RATE Employees Pension Plan held $90.9M in plan assets for 220 participants in 2023.

Signals · 1

No recordkeeper disclosed

Active participants

220

Accounts w/ balance

—

Plan assets (EOY)

$90.9M

Net assets (EOY)

$90.9M

How this plan invests

This plan

2 pooled trusts

Schedule D

41 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score

Above-average plan

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

100

Total plan cost

Plan health

Vendor & structure

100

Knocking points off

Total administrative cost in the bottom quartile of peers (18th percentile).

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for ALLISON TRANSMISSION, INC..

Plan sponsor

Name

ALLISON TRANSMISSION, INC.

EIN

all filings

Address

ONE ALLISON WAY · INDIANAPOLIS, IN · 462223271

Phone

(317) 242-3561

Industry

Manufacturing

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

004

Plan year

2023

Plan year begin

2023-10-01

Tax period

2024-09-30

Filed

2025-07-10

Pension benefit codes

1B · Flat-dollar DB formula

3H · Sponsor in controlled / affiliated group

Audit & trust (Schedule H)

Auditor

FORVIS MAZARS, LLP

Trustee / custodian

—

Trustee phone

—

Service providers (Schedule C)

3 rows

Other service providers

Name	EIN	Location	Relation	Direct comp	Indirect comp
SLC MANAGEMENT	68-0635051	—	NONE	$153K	—
PRINCIPAL TRUST COMPANY	51-0099493	—	NONE	$80K	—
CAPFINANCIAL PARTNERS, LLC	26-0058143	—	NONE	$41K	—

Investments

41 direct securities · 2 pooled funds· $7.4M(8% of reported assets)

Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.

Pooled Separate Account

$3.7M

2 holdings

Mutual Funds

$2.3M

24 holdings

Common Collective Trusts

$659K

5 holdings

Other securities

$323K

9 holdings

Guaranteed Income / GIC

$257K

2 holdings

Master Trust Interest

$121K

1 holding

					% of plan
POOLED FUND NORTHERN TRUST INVESTMENTS, INC. · EIN 26-0413897 / PN 001	Pooled Separate Account	—	—	$3.7M	4.1%
Fidelity Contrafund Pool Fund 1,531,776 shares	Mutual Funds	—	$17K	$569K	0.6%
Northern Trust S&P 500 Index Fund 107,706 shares	Common Collective Trusts	—	$1K	$558K	0.6%
*New York Life Insurance Company Anchor Account 3.86%	Guaranteed Income / GIC	—	—	$257K	0.3%
Vanguard Target 2030 416,762 shares	Mutual Funds	—	$5K	$212K	0.2%
Vanguard Target 2040 318,396 shares	Mutual Funds	—	$4K	$180K	0.2%
Vanguard Target 2035 288,936 shares	Mutual Funds	—	$3K	$154K	0.2%
Vanguard Target 2045 259,518 shares	Mutual Funds	—	$3K	$152K	0.2%
Vanguard Target 2025 284,517 shares	Mutual Funds	—	$3K	$142K	0.2%
Collective Investment Funds Within Master Trust *Fidelity Balanced K 408,280 shares	Master Trust Interest	—	$5K	$121K	0.1%
Fidelity Low Priced Stock 720,432 shares	Mutual Funds	—	$8K	$120K	0.1%
Vanguard Target 2050 201,278 shares	Mutual Funds	—	$2K	$119K	0.1%
Vanguard Target 2055 129,225 shares	Mutual Funds	—	$1K	$103K	0.1%
Vanguard Target 2060 159,975 shares	Mutual Funds	—	$2K	$100K	0.1%
Fidelity International Index 178,406 shares	Mutual Funds	—	$2K	$93K	0.1%
Metwest Total Rtn 979,937 shares	Other securities	—	$11K	$93K	0.1%
MassMutual Select Mid Cap Growth I Fund 405,176 shares	Other securities	—	$4K	$89K	<0.1%
Fidelity Capital & Income 739,072 shares	Mutual Funds	—	$8K	$79K	<0.1%
Northern Trust Extended Equity Market Index Fund 21,461 shares	Common Collective Trusts	—	$237	$75K	<0.1%
Loomis Sayles Small Cap Value 279,086 shares	Other securities	—	$3K	$69K	<0.1%
Fidelity Strategic Income 425,202 shares	Mutual Funds	—	$5K	$53K	<0.1%
MFS Large Cap Value CT 434,474 shares	Mutual Funds	—	$5K	$53K	<0.1%
Fidelity International Discovery 383,815 shares	Mutual Funds	—	$4K	$52K	<0.1%
Vanguard Target 2020 94,847 shares	Mutual Funds	—	$1K	$46K	<0.1%
Vanguard Explorer Fund Admiral 38,166 shares	Mutual Funds	—	$421	$43K	<0.1%
Driehaus Emerging Markets Growth Fund Invester Class 100,141 shares	Other securities	—	$1K	$38K	<0.1%
Vanguard Real Est Index 164,268 shares	Mutual Funds	—	$2K	$35K	<0.1%
from January 2024 - May 2031	Other securities	—	—	$34K	<0.1%
Common Collective Trusts Vanguard Target Income 55,560 shares	Common Collective Trusts	—	$613	$26K	<0.1%
Vanguard Target 2065 65,338 shares	Mutual Funds	—	$721	$25K	<0.1%
Vanguard Federal Money Market 1,333,921 shares	Mutual Funds	—	$15K	$15K	<0.1%
COMMON SHORT-TERM INVESTMENT FUND NORTHERN TRUST INVESTMENTS, INC. · EIN 26-0413897 / PN 002	Pooled Separate Account	—	—	$31	<0.1%
Fidelity Contrafund Pool Fund 516,427 shares	Mutual Funds	—	$0	$4	<0.1%
*New York Life Insurance Company Anchor Account 3.86%	Guaranteed Income / GIC	—	—	$4	<0.1%
Northern Trust S&P 500 Index Fund 34,907 shares	Common Collective Trusts	—	$0	$4	<0.1%
Vanguard Target 2030 206,973 shares	Mutual Funds	—	$0	$2	<0.1%
from January 2024 - July 2032	Other securities	—	—	$1	<0.1%
Vanguard Target 2055 58,121 shares	Mutual Funds	—	$0	$1	<0.1%
Fidelity Low Priced Stock 221,024 shares	Mutual Funds	—	$0	$1	<0.1%
Northern Trust Extended Equity Market Index Fund 7,530 shares	Common Collective Trusts	—	$0	$1	<0.1%
Loomis Sayles Small Cap Value 69,298 shares	Other securities	—	$0	$0	<0.1%
Metwest Total Rtn 160,365 shares	Other securities	—	$0	$0	<0.1%
Driehaus Emerging Markets Growth 21,207 shares	Other securities	—	$0	$0	<0.1%