How big is Oswald, LLC's plan?

Oswald, LLC's plan reported $46K in assets and 2 participants for 2024.

Original filing (PDF)20251015193651NAL0007306640001

Oswald, LLC

Name: Oswald, LLC — Oswald, LLC 401(k) Plan, Form 5500 (2024)
Creator: Oswald, LLC
License: https://www.usa.gov/government-works

Form 5500-SF

FILING_RECEIVED

Oswald, LLC 401(k) Plan

401(k) retirement plan · Oswald, LLC's Oswald, LLC 401(k) Plan held $46K in plan assets for 2 participants in 2024.

Active participants

Accounts w/ balance

Plan assets (EOY)

$46K

Net assets (EOY)

$46K

People on this filing

Monte Malhotra signed Oswald, LLC's 2024 Form 5500 as plan administrator.

Monte Malhotra — Plan Administrator — Form 5500 signer

Get verified email & phone for these signers

Signer names are public record from the Form 5500 e-signature.

Plan identifiers

Oswald, LLC's EIN is 26-0396319.

EIN 26-0396319

Plan number 001

Plan year 2024

ACK ID 20251015193651NAL0007306640001

Official Form 5500 document

Download the official 2024 Form 5500 (PDF) for Oswald, LLC from the U.S. Department of Labor's EFAST2 system.

Download the official 2024 Form 5500 (PDF)

Plan features

Oswald, LLC's plan includes profit-sharing, a 401(k) feature, ERISA 404(c) participant direction, a self-directed brokerage window.

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for OSWALD, LLC.

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Plan health score

Top-tier plan health

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool. Based on 70% of scoring inputs for this filing.

Compliance & integrity

100

Total plan cost

n/a

Plan health

Vendor & structure

100

Helping the score

Cost not scored — no comparable Schedule H expense data for this cohort.

Plan sponsor

Name

OSWALD, LLC

EIN

all filings

Address

121 SOQUEL AVENUE · SANTA CRUZ, CA · 95060

Phone

(831) 334-6328

Industry

All Other Professional Services· Professional & Technical Services

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-10-15

Pension benefit codes

2A · Age/service weighted or new comparability

2E · Profit-sharing

2J · 401(k) feature

2K · 401(m) arrangement

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2R · Participant-directed brokerage (SDBA)

3D · Pre-approved plan (master / prototype / VS)

Service providers (Schedule C)

Small plans don't disclose service providers

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