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Original filing (PDF)20251015091308NAL0002151843001
UPMC PINNACLE
Form 5500
FILING_RECEIVED
PINNACLE HEALTH SYSTEM 401(K) PLAN
401(k) retirement plan
Active participants
1,089
Accounts w/ balance
1,164
Plan assets (EOY)
$80.6M
Net assets (EOY)
$80.6M
How this plan invests
This plan
36 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for UPMC PINNACLE.
Plan sponsor
Name
UPMC PINNACLE
EIN
25-1778658
Address
P.O. BOX 8700 · HARRISBURG, PA · 171058700
Phone
(717) 231-8245
Industry
Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
006
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
SCHNEIDER DOWNS & CO., INC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
5 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $69K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ONEDIGITAL INVESTMENT ADVISORS LLC | — | DALLAS, TX | INVESTMENT ADVISOR | $31K | — |
Other
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| RESOURCES INVESTMENT ADVISORS INC | 43-1451524 | — | NONE | $6K | — |
| PRUDENTIAL INVESTMENT MANAGEMENT SE | 13-4122960 | — | NONE | $0 | — |
| NATIONAL FINANCIAL SERVICES, LLC | 04-3523567 | — | NONE | $0 | — |
Investments
36 direct securities· $80.6M(100% of reported assets)
Uncategorized
$70.6M
35 holdings
Mutual Funds
$10.0M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Institutional Index Instl N/A | Mutual Funds | — | — | $10.0M | 12.4% | |
| PGIM Jennison Growth Z N/A | — | — | — | $8.4M | 10.4% | |
| Investment Contract * Empower Annuity Insurance Company Guaranteed Interest Account N/A | — | — | — | $7.1M | 8.9% | |
| American Funds American Funds 2045 Trgt Date Retire R6 N/A | — | — | — | $4.9M | 6.1% | |
| American Funds American Funds 2040 Trgt Date Retire R6 N/A | — | — | — | $4.8M | 5.9% | |
| American Funds American Funds Europacific Gr R6 N/A | — | — | — | $4.4M | 5.4% | |
| MFS Value R6 N/A | — | — | — | $4.1M | 5.1% | |
| American Funds American Funds 2035 Trgt Date Retire R6 N/A | — | — | — | $3.7M | 4.6% | |
| Metropolitan West American Funds 2050 Trgt Date Retire R6 N/A | — | — | — | $3.6M | 4.5% | |
| T.Rowe Price T. Rowe Price Dividend Growth I N/A | — | — | — | $3.3M | 4.2% | |
| TCW Metwest Total Return Bond Plan N/A | — | — | — | $2.7M | 3.4% | |
| American Funds American Funds 2030 Trgt Date Retire R6 N/A | — | — | — | $2.5M | 3.2% | |
| American Funds American Funds 2025 Trgt Date Retire R6 N/A | — | — | — | $2.4M | 3.0% | |
| American Funds American Funds Growth Fund of Amer R6 N/A | — | — | — | $2.3M | 2.9% | |
| American Funds American Funds American Balanced R6 N/A | — | — | — | $1.8M | 2.2% | |
| T.Rowe Price T. Rowe Price Mid-Cap Value I N/A | — | — | — | $1.7M | 2.2% | |
| Mass Mutal Mass Mutual Mid Cap Growth I N/A | — | — | — | $1.7M | 2.1% | |
| American Funds American Funds 2010 Trgt Date Retire R6 N/A | — | — | — | $1.3M | 1.6% | |
| American Funds American Funds Capital World G/I R6 N/A | — | — | — | $1.3M | 1.6% | |
| Vanguard Small Cap Index Instl N/A | — | — | — | $1.1M | 1.4% | |
| Vanguard Mid Cap Index Ins N/A | — | — | — | $984K | 1.2% | |
| American Beacon American Beacon Small Cp Val R5 N/A | — | — | — | $887K | 1.1% | |
| American Funds American Funds 2055 Trgt Date Retire R6 N/A | — | — | — | $882K | 1.1% | |
| Vanguard FTSE Social Index Admiral N/A | — | — | — | $847K | 1.1% | |
| Self-Directed Brokerage Accounts Self-Directed Brokerage Accounts Self-Directed Brokerage Accounts N/A | — | — | — | $775K | 1.0% | |
| American Funds American Funds 2020 Trgt Date Retire R6 N/A | — | — | — | $750K | 0.9% | |
| T.Rowe Price T. Rowe Price Integrated US Sm Gr Eq I N/A | — | — | — | $678K | 0.8% | |
| Vangaurd Vanguard Developed Markets Index Admiral N/A | — | — | — | $415K | 0.5% | |
| Vanguard Total Bond Market Index Admiral N/A | — | — | — | $286K | 0.4% | |
| Pimco Income Instl N/A | — | — | — | $237K | 0.3% | |
| American Funds American Funds 2015 Trgt Date Retire R6 N/A | — | — | — | $224K | 0.3% | |
| American Funds American Funds 2060 Trgt Date Retire R6 N/A | — | — | — | $135K | 0.2% | |
| JPMorgan Emerging Markets Equity R6 N/A | — | — | — | $66K | <0.1% | |
| Cohen & Steers Cohen & Steers Instl Realty Shares N/A | — | — | — | $55K | <0.1% | |
| Nuveen Core Impact Bond R6 N/A | — | — | — | $19K | <0.1% | |
| American Funds American Funds 2065 Trgt Date Retire R6 N/A | — | — | — | $12K | <0.1% |
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