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Original filing (PDF)20251014151755NAL0006608098001
UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC.
Form 5500
FILING_RECEIVED
UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC. EMPLOYEES 401(K) PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
699
Accounts w/ balance
840
Plan assets (EOY)
$36.2M
Net assets (EOY)
$36.2M
How this plan invests
This plan
1 pooled trust
Schedule D
28 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
92
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
75
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Helping the score
- No Schedule C compensation disclosed — likely a small plan or unbundled.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC..
Plan sponsor
Name
UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC.
EIN
25-1724540
Address
600 MAYER STREET · BRIDGEVILLE, PA · 15017
Phone
(412) 257-7600
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2E · Profit-sharing
2J · 401(k) feature
2K · 401(m) arrangement
2F · ERISA section 404(c)
2G · Total participant-directed accounts
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
GOFF BACKA ALFERA & COMPANY LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsBroker
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| BAIRD INSURANCE SERVICES INC | — | MILWAUKEE, WI | BROKER/DEALER | $0 | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| M2B RETIREMENT CONSULTING LLC | — | WEXFORD, PA | TPA | $0 | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| VOYA RETIREMENT INSURANCE AND ANNUI | 71-0294708 | — | SERVICE PROVIDER | $0 | — |
Investments
28 direct securities · 1 pooled fund· $58.4M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$29.5M
28 holdings
Pooled Separate Account
$28.8M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| VOYA SEPARATE ACCOUNT VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-0294708 / PN 001 | Pooled Separate Account | — | — | $28.8M | 79.7% | |
| JP Morgan Growth Advantage Fund R6 Mutual Fund (1) | — | — | — | $2.7M | 7.4% | |
| American Funds Growth Fund R6 Mutual Fund (1) | — | — | — | $2.7M | 7.4% | |
| American Funds MyCompass American Funds 2030 R Mutual Fund (1) | — | — | — | $2.3M | 6.3% | |
| American Funds New Perspective R6 Mutual Fund (1) | — | — | — | $2.2M | 6.1% | |
| American Funds American Balanced A Fund Mutual Fund (1) | — | — | — | $2.1M | 5.9% | |
| Fidelity 500 Index Fund Mutual Fund (1) | — | — | — | $2.1M | 5.9% | |
| American Funds MyCompass American Funds 2040 R Mutual Fund (1) | — | — | — | $2.0M | 5.6% | |
| American Funds MyCompass American Funds 2050 R Mutual Fund (1) | — | — | — | $1.5M | 4.0% | |
| DFA US Small Cap Portfolio Mutual Fund (1) | — | — | — | $1.4M | 3.9% | |
| American Funds Washington Mutual Investors A Fund Mutual Fund (1) | — | — | — | $1.4M | 3.9% | |
| Fidelity Advisor Mid Cap T Fund Mutual Fund (1) | — | — | — | $1.3M | 3.5% | |
| MFS International New Discovery Fund Mutual Fund (1) | — | — | — | $993K | 2.7% | |
| MFS Value Fund R6 Mutual Fund (1) | — | — | — | $967K | 2.7% | |
| American Funds MyCompass American Funds 2035 R Mutual Fund (1) | — | — | — | $909K | 2.5% | |
| Participant notes receivable Loans with interest rate of 4.25% - 10.50% 0 | — | — | — | $677K | 1.9% | |
| Federated Total Return Bond Fund Institutional Service Shares Mutual Fund (1) | — | — | — | $663K | 1.8% | |
| American Funds MyCompass American Funds 2020 R Mutual Fund (1) | — | — | — | $644K | 1.8% | |
| American Century Investments Equity Income A Fund Mutual Fund (1) | — | — | — | $581K | 1.6% | |
| Invesco Main Street Mid Cap Fund Mutual Fund (1) | — | — | — | $555K | 1.5% | |
| Janus Henderson Flexible Bond S Fund Mutual Fund (1) | — | — | — | $528K | 1.5% | |
| American Funds MyCompass American Funds 2010 R Mutual Fund (1) | — | — | — | $278K | 0.8% | |
| American Funds Euro Pacific Growth A Fund Mutual Fund (1) | — | — | — | $251K | 0.7% | |
| American Funds MyCompass American Funds 2065 R Mutual Fund (1) | — | — | — | $231K | 0.6% | |
| American Funds MyCompass American Funds 2055 R Mutual Fund (1) | — | — | — | $158K | 0.4% | |
| American Funds MyCompass American Funds 2045 R Mutual Fund (1) | — | — | — | $156K | 0.4% | |
| American Funds MyCompass American Funds 2060 R Mutual Fund (1) | — | — | — | $138K | 0.4% | |
| American Funds MyCompass American Funds 2025 R Mutual Fund (1) | — | — | — | $78K | 0.2% | |
| Voya Government Money Market Fund A Money Market (1) | — | — | — | $28K | <0.1% |