Original filing (PDF)20251223091339NAL0005989667001

AXIOS ADVISORY GROUP, LLC

Name: AXIOS ADVISORY GROUP, LLC — WDP POOLED EMPLOYER PLAN, Form 5500 (2024)
Creator: AXIOS ADVISORY GROUP, LLC

Form 5500

FILING_RECEIVED

WDP POOLED EMPLOYER PLAN

401(k) retirement plan

Signals · 2

Late filing · 1.2 mo40% in single holding

Active participants

3,990

Accounts w/ balance

2,156

Plan assets (EOY)

$60.9M

Net assets (EOY)

$60.9M

How this plan invests

This plan

11 pooled trusts

Schedule D

11 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score (directional)

/ 100

Grade B

Above-average plan

Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.

Compliance & disclosures

Concentration risk

Total plan cost

Vendor stack

100

Participation health

Knocking points off

Filed 1.2 months past the 10.5-month grace window.
Top holding "[DFE: COTA STREET MANAGED BLEND DECUMULATION FUND (extraction pending)]" is 40% of plan.
65 bps in Schedule C fees — 304% above peer band of 16 bps.
54% balance-to-active ratio — below typical for a healthy 401(k).

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for AXIOS ADVISORY GROUP, LLC.

Plan sponsor

Name

AXIOS ADVISORY GROUP, LLC

EIN

25-1722805

Address

115 VIP DRIVE · STE 120 · WEXFORD, PA · 15090

Phone

(724) 935-0100

Industry

Finance & Insurancesee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

003

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-12-23

Pension benefit codes

2A · Age/service weighted or new comparability

2E · Profit-sharing

2J · 401(k) feature

2K · 401(m) arrangement

2F · ERISA section 404(c)

2G · Total participant-directed accounts

3D · Pre-approved plan (master / prototype / VS)

2W · Pooled employer plan (PEP)

2S · Automatic enrollment

Audit & trust (Schedule H)

Auditor

KIMBERLIN COMPANY, LLC, PLLC

Trustee / custodian

—

Trustee phone

—

Service providers (Schedule C)

5 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
EMPOWER ANNUITY INSURANCE COMPANY	—	GREENWOOD VILLAGE, CO	RECORDKEEPER	$108K	—

Advisor / Consultant

Name	EIN	Location	Relation	Direct comp	Indirect comp
WORLD INVESTMENT ADVISORS LLC	—	SANTA BARBARA, CA	INVESTMENT ADVISOR	$183K	—
COTA STREET INVESTMENT MANGEMENT	—	SANTA BARBARA, CA	INVESTMENT MANAGEMENT	$65K	—
BENEFIT TRUST COMPANY	—	OVERLAND PARK, KS	INVESTMENT ADVISOR	$4K	—

TPA / Administrator

Name	EIN	Location	Relation	Direct comp	Indirect comp
AXIOS ADVISORY GROUP LTD	—	WEXFORD, PA	CONTRACT ADMIN	$33K	—

Investments

11 pooled funds· $34.9M(57% of reported assets)

Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.

Investment	Type	Shares / units	Cost	Current value	% of plan
COTA STREET MANAGED BLEND GREAT GRAY · EIN 38-4116859 / PN 527	Common Collective Trust	—	—	$14.1M	23.1%
COTA STREET MANAGED BLEND GREAT GRAY · EIN 38-4116856 / PN 524	Common Collective Trust	—	—	$9.5M	15.6%
COTA STREET MANAGED EQUITY GREAT GRAY · EIN 38-4116855 / PN 523	Common Collective Trust	—	—	$3.8M	6.2%
COTA STREET MANAGED EQUITY DECUM GREAT GRAY · EIN 38-4116858 / PN 526	Common Collective Trust	—	—	$3.3M	5.4%
COTA STREET MANAGED FIXED INCOME GREAT GRAY · EIN 38-4116860 / PN 528	Common Collective Trust	—	—	$1.7M	2.8%
COTA STREET MANAGED FIXED INCOME GREAT GRAY · EIN 38-4116857 / PN 525	Common Collective Trust	—	—	$1.1M	1.7%
AB US LARGE CAP GROWTH CIT W GREAT GRAY · EIN 38-4116831 / PN 509	Common Collective Trust	—	$567K	$847K	1.4%
PUTNAM LARGE CAP VALUE TRUST II GREAT GRAY · EIN 86-1899009 / PN 676	Common Collective Trust	—	—	$288K	0.5%
BLACKROCK MID CAP GROWTH EQUITY GREAT GRAY · EIN 38-4139851 / PN 629	Common Collective Trust	—	—	$181K	0.3%
JOHN HANCOCK STABLE VALUE FUND JOHN HANCOCK FUNDS · EIN 80-6136981 / PN 003	Common Collective Trust	—	—	$129K	0.2%
MFS MID CAP VALUE FUND CL 2W GREAT GRAY · EIN 38-4139822 / PN 003	Common Collective Trust	—	—	$49K	<0.1%