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Original filing (PDF)20251013110011NAL0001763856001
CONFLUENCE TECHNOLOGIES, INC.
Form 5500
FILING_RECEIVED
CONFLUENCE 401(K) PLAN
401(k) retirement plan
Active participants
249
Accounts w/ balance
421
Plan assets (EOY)
$71.7M
Net assets (EOY)
$71.7M
How this plan invests
This plan
24 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (9 bps vs 16 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for CONFLUENCE TECHNOLOGIES, INC..
Plan sponsor
Name
CONFLUENCE TECHNOLOGIES, INC.
EIN
25-1670680
Address
NOVA TOWER ONE ONE ALLEGHENY SQUARE · PITTSBURGH, PA · 152125346
Phone
(412) 697-4353
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-13
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
BAKER TILLY US, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $43K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| GLOBAL RETIREMENT PARTNERS LLC | — | SAN RAFAEL, CA | INVESTMENT ADVISOR | $24K | — |
Other
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER FINANCIAL SERVICES, INC. | — | GREENWOOD VILLAGE, CO | NONE | $10 | — |
| EMPOWER FINANCIAL SERVICES, INC. | — | GREENWOOD VILLAGE, CO | NONE | $0 | — |
Investments
24 direct securities· $71.6M(100% of reported assets)
Uncategorized
$55.8M
22 holdings
Mutual Funds
$14.4M
1 holding
Guaranteed Income / GIC
$1.4M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity 500 Index N/R | Mutual Funds | — | — | $14.4M | 20.1% | |
| Vanguard Balanced Index ADM N/R | — | — | — | $12.4M | 17.2% | |
| Fidelity Blue Chip Growth K6 N/R | — | — | — | $8.2M | 11.4% | |
| Putnam Investments Putnam Large Cap Value R6 N/R | — | — | — | $5.1M | 7.1% | |
| Fidelity International Index N/R | — | — | — | $4.5M | 6.3% | |
| Fidelity Intermediate Bond N/R | — | — | — | $3.7M | 5.2% | |
| Self-Directed Brokerage Accounts * Empower Self-directed brokerage accounts N/R | — | — | — | $2.6M | 3.7% | |
| MFS Mid Cap Value R6 N/R | — | — | — | $2.0M | 2.8% | |
| Admiral Janus Henderson Janus Henderson Enterprise N N/R | — | — | — | $2.0M | 2.8% | |
| Fidelity Mid Cap Index N/R | — | — | — | $2.0M | 2.8% | |
| Fidelity Emerging Markets Index N/R | — | — | — | $2.0M | 2.8% | |
| DFA US Targeted Value I N/R | — | — | — | $1.6M | 2.2% | |
| Fidelity Small Cap Index N/R | — | — | — | $1.5M | 2.1% | |
| American Century American Century Small Cap Growth R6 N/R | — | — | — | $1.4M | 1.9% | |
| * Empower Annuity Insurance Empower Select Guaranteed Fund N/R | Guaranteed Income / GIC | — | — | $1.4M | 1.9% | |
| Fidelity Capital and Income N/R | — | — | — | $1.2M | 1.7% | |
| Fidelity Advisor Diversified Intl Z N/R | — | — | — | $1.0M | 1.5% | |
| Victory Trivalent International Sm-Cp I N/R | — | — | — | $1.0M | 1.4% | |
| Fidelity US Bond Index N/R | — | — | — | $927K | 1.3% | |
| Fidelity Inflation Protected Bond Index N/R | — | — | — | $917K | 1.3% | |
| Fidelity Real Estate Index Institutional N/R | — | — | — | $719K | 1.0% | |
| Vanguard Short Term Treasury Index N/R | — | — | — | $342K | 0.5% | |
| Company of America * Participant Loans Interest rates: 3.50% - 9.50% $0 | — | — | — | $277K | 0.4% | |
| Victory Government Securities N/R | — | — | — | $236K | 0.3% |