Patrick Slattery signed Case Management UNIT's 2023 Form 5500 as plan administrator.
Signer names are public record from the Form 5500 e-signature.
Case Management UNIT's EIN is 25-1635351.
Download the official 2023 Form 5500 (PDF) for Case Management UNIT from the U.S. Department of Labor's EFAST2 system.
Download the official 2023 Form 5500 (PDF)Case Management UNIT's plan includes profit-sharing, a 401(k) feature, ERISA 404(c) participant direction, a default investment (QDIA).
Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TRANSAMERICA RETIREMENT | 13-3689044 | — | RECORDKEEPER | $18K | — |
| PENNSYLVANIA PENSION PLANNERS, INC. | 23-1735188 | — | RECORDKEEPER | $2K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| RBC CAPITAL MARKETS LLC |
| PI | % of plan | |||||
|---|---|---|---|---|---|---|
| Vanguard 500 Index Admiral | Common Collective Trusts | — | — | $688K | 15.3% | |
| Vanguard FTSE All-Wld ex- US Idx Admiral | Common Collective Trusts | — | — | $609K | 13.5% | |
| Unallocated Insurance Contracts * Transamerica Stable Value Core Option | Stable Value | — | — | $454K | 10.1% | |
| Vanguard Small Cap Index | Mutual Funds | — | — | $390K | 8.6% | |
| Hartford Dividend and Growth R6 | Other securities | — | — | $329K | 7.3% | |
| Vanguard Mid Cap Index Adm | Mutual Funds | — | — | $255K | 5.6% | |
| Vanguard Core Bond Admiral | Mutual Funds | — | — | $253K | 5.6% | |
| Invesco Gold and Special Minerals R6 | Mutual Funds | — | — | $196K | 4.3% | |
| Vanguard US Growth Admiral | Mutual Funds | — | — | $157K | 3.5% | |
| Transamerica Multi-Managed Balanced R6 | Other securities | — | — | $157K | 3.5% | |
| DFA Inflation-Protected Securities I | Mutual Funds | — | — | $142K | 3.2% | |
| Vanguard Total Bond Market Index Adm | Mutual Funds | — | — | $115K | 2.6% | |
| T. Rowe Price Global Stock | Other securities | — | — | $111K | 2.5% | |
| T. Rowe Price Capital Appreciation I | Other securities | — | — | $107K | 2.4% | |
| Transamerica International Equity R6 | Other securities | — | — | $94K | 2.1% | |
| Fidelity Emerging Markets | Mutual Funds | — | — | $88K | 2.0% | |
| Franklin Small Cap Value R6 | Mutual Funds | — | — | $85K | 1.9% | |
| Vanguard International Growth Adm | Mutual Funds | — | — | $66K | 1.5% | |
| Federated Hermes High Yield Bond Inst | Other securities | — | — | $56K | 1.2% | |
| BlackRock Global Allocation Instl | Other securities | — | — | $50K | 1.1% | |
| Transamerica Capital Growth R6 | Other securities | — | — | $34K | 0.8% | |
| ClearBridge Small Cap Growth IS | Other securities | — | — | $27K | 0.6% | |
| Hartford Total Return Bond | Other securities | — | — | $25K | 0.6% | |
| Registered Investment Companies * American Funds 2050 Trgt Date Retire R6 | Mutual Funds | — | — | $14K | 0.3% | |
| Janus Henderson Developed World Bond I | Mutual Funds | — | — | $6K | 0.1% |
Detected from the parsed Schedule of Assets. Click a family to see every plan that holds it — ranked by position size.
| 41-1416330 |
| — |
| INVESTMENT ADVISORY-PLAN |
| $21K |
| — |
