Back to filter
Original filing (PDF)20250310152430NAL0016344193001
CASE MANAGEMENT UNIT
Form 5500
FILING_RECEIVED
CASE MANAGEMENT 401(K) SAVINGS PLAN
401(k) retirement plan
Signals · 1
~90 bps in Sched C fees
Active participants
115
Accounts w/ balance
160
Plan assets (EOY)
$4.5M
Net assets (EOY)
$4.5M
Plan health score (directional)
86
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 90 bps in Schedule C fees — 74% above peer band of 52 bps.
Helping the score
- Concentration not scored — Schedule of Assets PDF not yet parsed for this plan.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for CASE MANAGEMENT UNIT.
Plan sponsor
Name
CASE MANAGEMENT UNIT
EIN
25-1635351
Address
1100 SOUTH CAMERON STREET · HARRISBURG, PA · 17104
Phone
(717) 441-7033
Industry
Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2023
Plan year begin
2023-07-01
Tax period
2024-06-30
Filed
2025-03-10
Pension benefit codes
2E · Profit-sharing
3D · Pre-approved plan (master / prototype / VS)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2F · ERISA section 404(c)
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
ZELENKOFSKE AXELROD LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TRANSAMERICA RETIREMENT | 13-3689044 | — | RECORDKEEPER | $18K | — |
| PENNSYLVANIA PENSION PLANNERS, INC. | 23-1735188 | — | RECORDKEEPER | $2K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| RBC CAPITAL MARKETS LLC | 41-1416330 | — | INVESTMENT ADVISORY-PLAN | $21K | — |
Investments
The Schedule of Assets is filed as a free-form PDF attachment on EFAST2; we parse these offline and coverage is partial (priority is the largest plans by EOY assets). This plan also reports no pooled (Schedule D) interests, so its holdings aren’t hidden on a master-trust filing. The line-item data lives on DOL EFAST2 under the same ACK_ID.
See Methodology > Data linkages for how Form 5500 / Schedule H / Schedule D / Schedule of Assets fit together.
Related plans
Other plans using RBC CAPITAL MARKETS LLC
INTERNATIONAL BUSINESS MACHINES CORPORATION
IBM 401(K) PLAN
$60.4B · 49,030 participants
WESTERN CONFERENCE OF TEAMSTERS PENSION TRUST FUND BOARD OF TRUSTEES
WESTERN CONFERENCE OF TEAMSTERS PENSION PLAN
$56.4B · 231,353 participants
GENERAL ELECTRIC COMPANY, OPERATING AS GE AEROSPACE
GENERAL ELECTRIC PENSION TRUST
$24.9B
NATIONAL RURAL ELECTRIC COOPERATIVE ASSOCIATION
401(K) PENSION PLAN
$16.8B · 61,593 participants
NATIONAL RURAL ELECTRIC COOPERATIVE ASSOCIATION
RETIREMENT SECURITY PLAN
$11.5B · 56,128 participants
TRADER JOE'S COMPANY
TRADER JOE'S COMPANY RETIREMENT PLAN
$3.2B · 64,951 participants
Similar-size Health Care & Social Assistance plans
YOUABLE EMOTIONAL HEALTH
YOUABLE EMOTIONAL HEALTH 401(K) PLAN
$4.5M · 78 participants
TRIANGLE RESIDENTIAL OPTIONS FOR SUBSTANCE ABUSERS, INC.
TROSA 403(B) PLAN
$4.5M · 83 participants
REGION II HUMAN SERVICES
REGION II HUMAN SERVICES RETIREMENT PLAN
$4.5M · 48 participants
WESTERN MENTAL HEALTH CENTER, INC.
WESTERN MENTAL HEALTH CENTER, INC. 401(K) PROFIT SHARING PLAN
$4.5M · 90 participants
SUMNER MENTAL HEALTH CENTER
SUMNER MENTAL HEALTH 403(B) PLAN
$4.5M · 62 participants
PASSAGEWAY
SAFE-HARBOR 401(K) PROFIT SHARING PLAN FOR EMPLOYEES OF PASSAGEWAY
$4.6M · 53 participants
Large plans in Pennsylvania
VANGUARD FIDUCIARY TRUST COMPANY
VANGUARD FIDUCIARY TRUST COMPANY INSTITUTIONAL TOTAL INTERNATIONAL STOCK MARKET INDEX TRUST II
$223.1B
VANGUARD FIDUCIARY TRUST COMPANY
VFTC INSTITUTIONAL 500 INDEX TRUST
$183.5B
VANGUARD FIDUCIARY TRUST COMPANY
VANGUARD FIDUCIARY TRUST COMPANY TARGET RETIREMENT 2035 MASTER TRUST
$116.3B
VANGUARD FIDUCIARY TRUST COMPANY
VANGUARD FIDUCIARY TRUST COMPANY TARGET RETIREMENT 2045 MASTER TRUST
$109.4B
VANGUARD FIDUCIARY TRUST COMPANY
VANGUARD FIDUCIARY TRUST COMPANY TARGET RETIREMENT 2040 MASTER TRUST
$108.2B
VANGUARD FIDUCIARY TRUST COMPANY
VANGUARD FIDUCIARY TRUST COMPANY TARGET RETIREMENT 2030 MASTER TRUST
$106.2B