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Original filing (PDF)20250728101808NAL0001855201001
UNION ORTHOTICS & PROSTHETICS CO., LLC
Form 5500
FILING_RECEIVED
UNION ORTHOTICS & PROSTHETICS CO 401(K) PLAN
401(k) retirement plan
Signals · 1
7 service providers
Active participants
120
Accounts w/ balance
134
Plan assets (EOY)
$9.8M
Net assets (EOY)
$9.8M
How this plan invests
This plan
32 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- 63 bps in Schedule C fees — modestly above peer band of 52 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for UNION ORTHOTICS & PROSTHETICS CO., LLC.
Plan sponsor
Name
UNION ORTHOTICS & PROSTHETICS CO., LLC
EIN
25-1584030
Address
3424 LIBERTY AVENUE · PITTSBURGH, PA · 15201
Phone
(412) 325-2650
Industry
Health Care & Social Assistancesee all
Plan administrator
Name
THE FIDUCIARY STUDIO
EIN
45-1739578
City
ERIE, PA
Phone
(866) 497-5501
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-07-28
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
2A · Age/service weighted or new comparability
Audit & trust (Schedule H)
Auditor
RUZOMBERKA HOLLAND SMITH, INC.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
7 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $34K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CETERA ADVISOR NETWORKS LLC | 95-3845682 | EL SEGUNDO, CA | BROKER/ADVISOR | $0 | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| DEFINITI LLC | 85-0833363 | — | CONTRACT ADMIN | $14K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| RUZOMBERKA HOLLAND RENK SMITH INC | — | SEWICKLEY, PA | AUDITOR | $11K | — |
Other
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| LEAFHOUSE FINANCIAL ADVISORS, LLC | — | AUSTIN, TX | OTHER | $2K | — |
| EMPOWER ADVISORY GROUP LLC | 84-0467907 | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $2K | — |
| LPL FINANCIAL LLC | — | SAN DIEGO, CA | OTHER | $0 | — |
Investments
32 direct securities· $9.7M(98% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| JPMorgan Smartretirement 2030 R5 Mutual fund | — | — | — | $1.5M | 14.8% | |
| JPMorgan Smartretirement 2035 R5 Mutual fund | — | — | — | $1.2M | 12.7% | |
| Vanguard Lifestrategy Moderate Growth Mutual fund | — | — | — | $1.1M | 11.0% | |
| JPMorgan Smartretirement 2025 R5 Mutual fund | — | — | — | $925K | 9.4% | |
| Vanguard Lifestrategy Growth Inv Mutual fund | — | — | — | $910K | 9.3% | |
| JPMorgan Smartretirement 2040 R5 Mutual fund | — | — | — | $859K | 8.7% | |
| JPMorgan Smartretirement 2055 R5 Mutual fund | — | — | — | $808K | 8.2% | |
| JPMorgan Smartretirement 2045 R5 Mutual fund | — | — | — | $439K | 4.5% | |
| JPMorgan Smartretirement 2050 R5 Mutual fund | — | — | — | $404K | 4.1% | |
| Key Guaranteed Portfolio Fund Guaranteed investment contract | — | — | — | $303K | 3.1% | |
| IShares S&P 500 Index K Mutual fund | — | — | — | $260K | 2.6% | |
| Federated Hermes Kaufmann Large CP IS Mutual fund | — | — | — | $174K | 1.8% | |
| American Funds Europacific GR R6 Mutual fund | — | — | — | $130K | 1.3% | |
| Invesco Diversified Dividend R5 Mutual fund | — | — | — | $120K | 1.2% | |
| American Funds New Perspective R6 Mutual fund | — | — | — | $100K | 1.0% | |
| Vanguard Mid Cap Index Fund - Admiral Mutual fund | — | — | — | $94K | 1.0% | |
| Vanguard Small Cap Index Adm Mutual fund | — | — | — | $65K | 0.7% | |
| Western Asset Core Plus Bond Fund I Mutual fund | — | — | — | $55K | 0.6% | |
| JPMorgan Smartretirement Income R5 Mutual fund | — | — | — | $55K | 0.6% | |
| Empower Securefoundation Balanced Inv Mutual fund | — | — | — | $43K | 0.4% | |
| TransAmerica Bond I Mutual fund | — | — | — | $38K | 0.4% | |
| Federated Hermes Instl High Yield BD IS Mutual fund | — | — | — | $20K | 0.2% | |
| Pimco Income Instl Mutual fund | — | — | — | $19K | 0.2% | |
| American Century Mid Cap Value R6 Mutual fund | — | — | — | $17K | 0.2% | |
| DFA US Targeted Value I Mutual fund | — | — | — | $16K | 0.2% | |
| American Funds American Balanced R6 Mutual fund | — | — | — | $11K | 0.1% | |
| AB Global Bond I Mutual fund ** $ | — | — | — | $9K | <0.1% | |
| JPMorgan Global Allocation I Mutual fund | — | — | — | $9K | <0.1% | |
| Fidelity Advisor Small Cap Growth I Mutual fund | — | — | — | $6K | <0.1% | |
| Vanguard Lifestrategy Cnsrv GR Inv Mutual fund | — | — | — | $5K | <0.1% | |
| JPMorgan Smartretirement 2020 R5 Mutual fund | — | — | — | $4K | <0.1% | |
| Note receivable from participants Loan maturing August 2025 and bearing interest at 4.25%. | — | — | — | $3K | <0.1% |
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