Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TRANSAMERICA RETIREMENT SOLUTIONS | 13-3689044 | — | RECORDKEEPER | $86K | — |
| AXA EQUITABLE LIFE INSURANCE | 13-5570651 | — | RECORD KEEPER | $295 | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NATIONAL FINANCIAL SERVICES | 04-3523567 | — | SECURITIES BROKER | $0 | — |
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| American Century Ultra R6 N/R | — | — | — | $5.7M | 10.7% | |
| American Funds American Balanced R6 N/R | — | — | — | $4.9M | 9.2% | |
| Allspring Global Allspring Core Plus Bond Instl N/R | — | — | — | $4.9M | 9.1% | |
| Insurance Company/General Account | — | — | — | $4.4M | 8.3% |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ALLIANT RETIREMENT SERVICES LLC | 33-0785439 | — | INV MGMT | $38K | — |
| LINCOLN NATIONAL CORPORATION | 35-1140070 | — | SERVICE PROVIDER | $100 | — |
| VARIABLE ANNUITY LIFE INSURANCE CO | 74-1625348 | — | NO RELATIONSHIP | $0 | — |
| Transamerica Guaranteed Investment Option N/R | — | — | — | $4.4M | 8.3% |
| BlackRock Equity Dividend Instl N/R | — | — | — | $4.1M | 7.7% |
| American Funds American Funds EuroPacific Growth R6 N/R | — | — | — | $4.0M | 7.6% |
| Vanguard 500 Index Adm N/R | — | — | — | $2.5M | 4.7% |
| ClearBridge Appreciation IS N/R | — | — | — | $2.5M | 4.6% |
| BlackRock Inflation Protected Bond K N/R | — | — | — | $2.1M | 3.9% |
| Harbor Small Cap Growth Retirement N/R | — | — | — | $1.7M | 3.3% |
| American Century One Choice 2035 R6 N/R | — | — | — | $1.6M | 2.9% |
| American Century One Choice 2030 R6 N/R | — | — | — | $1.6M | 2.9% |
| Victory Sycamore Established Value I N/R | — | — | — | $1.3M | 2.5% |
| Vanguard Mid Cap Index Adm N/R | — | — | — | $1.2M | 2.3% |
| Vanguard Small Cap Index Adm N/R | — | — | — | $1.2M | 2.3% |
| American Funds New World R6 N/R | — | — | — | $939K | 1.8% |
| American Century One Choice 2040 R6 N/R | — | — | — | $876K | 1.6% |
| American Century One Choice 2045 R6 N/R | — | — | — | $840K | 1.6% |
| Cohen & Steers Cohen & Steers Realty Shares N/R | — | — | — | $797K | 1.5% |
| American Century One Choice In Retirement R6 N/R | — | — | — | $677K | 1.3% |
| American Century One Choice 2055 R6 N/R | — | — | — | $610K | 1.1% |
| Lincoln Fixed Account N/R | — | — | — | $565K | 1.1% |
| (with varying maturity dates) - $ | — | — | — | $531K | 1.0% |
| Participants Notes Receivable with interest rates of 3.25% to 8.50% | — | — | — | $517K | 1.0% |
| American Century American Century One Choice 2025 R6 N/R | — | — | — | $515K | 1.0% |
| Vanguard Federal Money Market | — | — | — | $514K | 1.0% |
| Lord Abbett Lord Abbett Short Duration Income R6 N/R | — | — | — | $417K | 0.8% |
| American Century One Choice 2060 R6 N/R | — | — | — | $405K | 0.8% |
| American Century One Choice 2050 R6 N/R | — | — | — | $404K | 0.8% |
| AXA Equitable Guaranteed Interest Account N/R | — | — | — | $215K | 0.4% |
| Lincoln LVIP SSGA S&P 500 Index N/R | — | — | — | $156K | 0.3% |
| Eq/Com Stck Index N/R | — | — | — | $138K | 0.3% |
| LVIP T. Rowe Price Structured N/R | — | — | — | $119K | 0.2% |
| Eq/Equity 500 Index N/R | — | — | — | $73K | 0.1% |
| New York Life MainStay VP Wellington Growth N/R | — | — | — | $62K | 0.1% |
| AXA Moderate Allocation N/R | — | — | — | $60K | 0.1% |
| MainStay VP Epoch US Equity Yield Portfolio N/R | — | — | — | $60K | 0.1% |
| AXA Lg Cap Val Managed Vol N/R | — | — | — | $59K | 0.1% |
| Brighthouse BH/Wellington Balanced N/R 427 * AXA Equitable Multimanager Aggressive Equity N/R | — | — | — | $58K | 0.1% |
| Alliance Bernstein Eq/International Equity Index N/R | — | — | — | $57K | 0.1% |
| Fidelity VIP Contrafund N/R | — | — | — | $53K | <0.1% |
| Capital Guardian Eq/Capital Guardian Research N/R | — | — | — | $39K | <0.1% |
| MainStay VP MacKay Convertible N/R | — | — | — | $24K | <0.1% |
| AXA Lg Cap Grw Managed Vol N/R | — | — | — | $24K | <0.1% |
| MainStay VP Income Builder N/R | — | — | — | $24K | <0.1% |
| AXA Mid Cap Val Managed Vol N/R | — | — | — | $17K | <0.1% |
| MainStay VP Fidelity Institutional AM Utilities N/R | — | — | — | $16K | <0.1% |
| T. Rowe Price Eq/JPMorgan Growth Stock N/R | — | — | — | $16K | <0.1% |
| Eq/Quality Bond Plus N/R 205 Eq/Blackrock Basic Value Eqty N/R | — | — | — | $14K | <0.1% |
| MainStay VP MacKay S&P 500 Index N/R | — | — | — | $11K | <0.1% |
| MainStay VP Small Cap Growth N/R | — | — | — | $10K | <0.1% |
| Eq/Small Company Index N/R | — | — | — | $10K | <0.1% |
| Eq/Mid Cap Index N/R | — | — | — | $10K | <0.1% |
| MainStay VP PineStone International Equity N/R | — | — | — | $9K | <0.1% |
| Macquarie VIP High Inc Series N/A | — | — | — | $9K | <0.1% |
| Eq/MFS International Growth N/R | — | — | — | $9K | <0.1% |
| MainStay VP Janus Henderson Balanced N/R | — | — | — | $9K | <0.1% |
| MainStay VP MacKay High Yield Corporate Bond N/R | — | — | — | $8K | <0.1% |
| VALIC General Account Fixed Account Plus N/R | — | — | — | $8K | <0.1% |
| Janus Henderson Global Research Portfolio N/R | — | — | — | $7K | <0.1% |
| Prudential Jennison Growth Portfolio N/R | — | — | — | $6K | <0.1% |
| MainStay VP Candriam Emerging Markets Equity N/R | — | — | — | $5K | <0.1% |
| AXA/Horizon Small Cap Value N/R | — | — | — | $3K | <0.1% |
| AXA Int Core Managed Vol N/R | — | — | — | $2K | <0.1% |
| MainStay VP Wellington MidCap N/R | — | — | — | $1K | <0.1% |
| Brighthouse T-Flex N/R | — | — | — | $1K | <0.1% |
