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Original filing (PDF)20251014142742NAL0006422610001
PHIPPS CONSERVATORY AND BOTANICAL GARDENS, INC.
Form 5500
FILING_RECEIVED
PHIPPS CONSERVATORY AND BOTANICAL GARDENS INC RETIREMENT PLAN
401(k) retirement plan
Active participants
100
Accounts w/ balance
126
Plan assets (EOY)
$7.3M
Net assets (EOY)
$7.3M
How this plan invests
This plan
21 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- 71 bps in Schedule C fees — modestly above peer band of 52 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for PHIPPS CONSERVATORY AND BOTANICAL GARDENS, INC..
Plan sponsor
Name
PHIPPS CONSERVATORY AND BOTANICAL GARDENS, INC.
EIN
25-1492587
Address
1059 SHADY AVE · PITTSBURGH, PA · 15232
Phone
(412) 622-6915
Industry
Arts, Entertainment, Recreationsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
FRAZIER & DEETER, LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsCustodian
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CHARLES SCHWAB AND COMPANY | 94-1737782 | — | CUSTODIAN | $520 | — |
Recordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| WELLINGTON RETIREMENT SOLUTIONS INC | 47-2725143 | — | RECORDKEEPER | $5K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| WELLINGTON CONSULTING SERVICES, INC | 54-1620949 | CHANTILLY, VA | INVESTMENT ADVISOR | $46K | — |
Investments
21 direct securities· $7.3M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Charles Schwab Scwab Total Stock Market Index | — | — | — | $1.7M | 23.4% | |
| Charles Schwab Scwab S&P 500 Index | — | — | — | $1.5M | 20.2% | |
| Charles Schwab Scwab U.S. Aggregate Bond Index | — | — | — | $976K | 13.4% | |
| Charles Schwab Scwab Fundamental Emerging Markets Equity | — | — | — | $592K | 8.1% | |
| Charles Schwab Scwab International Index | — | — | — | $550K | 7.6% | |
| Charles Schwab Scwab Short-Term Bond Index | — | — | — | $509K | 7.0% | |
| Charles Schwab Scwab Small Cap Index | — | — | — | $467K | 6.4% | |
| Cohen & Steers Cohen & Steers Realty Shares | — | — | — | $412K | 5.7% | |
| Money Market Fund * Charles Schwab Money Fund | — | — | — | $219K | 3.0% | |
| Charles Schwab Scwab Value Advantage Money Fund | — | — | — | $173K | 2.4% | |
| Charles Schwab Scwab U.S. Large Cap Growth | — | — | — | $72K | 1.0% | |
| Shares of Registered Investment Companies American Funds 2050 Target | — | — | — | $50K | 0.7% | |
| Parnassus Mid Cap Growth | — | — | — | $17K | 0.2% | |
| TIAA-CREF Social Choice | — | — | — | $17K | 0.2% | |
| Rydex NASDAQ-100 | — | — | — | $17K | 0.2% | |
| Rydex Banking | — | — | — | $9K | 0.1% | |
| Charles Schwab Scwab Monthly Income | — | — | — | $7K | <0.1% | |
| Charles Schwab Scwab Treasury Inflation Protected Securities Index | — | — | — | $7K | <0.1% | |
| Charles Schwab Scwab U.S. Mid Cap Index | — | — | — | $5K | <0.1% | |
| Parnassus Core Equity | — | — | — | $3K | <0.1% | |
| Matthews Asian Growth & Income | — | — | — | $1K | <0.1% |
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