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Original filing (PDF)20251013141806NAL0003162930001
LAUREL EYE CLINIC GROUP
Form 5500
FILING_RECEIVED
LAUREL EYE CLINIC GROUP RETIREMENT PLAN AND TRUST AGREEMENT
401(k) retirement plan
Active participants
99
Accounts w/ balance
138
Plan assets (EOY)
$16.1M
Net assets (EOY)
$16.1M
How this plan invests
This plan
30 pooled trusts
Schedule D
30 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- 37 bps in Schedule C fees — modestly above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for LAUREL EYE CLINIC GROUP.
Plan sponsor
Name
LAUREL EYE CLINIC GROUP
EIN
25-1375158
Address
50 WATERFORD PIKE · BROOKVILLE, PA · 15825
Phone
(814) 849-8344
Industry
Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-13
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2R · Participant-directed brokerage (SDBA)
3B · Covers self-employed individuals
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
LALLY & COMPANY
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TRANSAMERICA LIFE INSURANCE COMPANY | 39-0989781 | — | RECORDKEEPER | $18K | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EDWARD D JONES & COMPANY | 43-0345811 | — | INVESTMENT ADVISOR | $37K | — |
| MESIROW FINANCIAL, INC. | 36-3194849 | — | INVESTMENT ADVISOR | $3K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| METRO BENEFITS, INC. | 25-1541083 | — | THIRD PARTY ADMINISTRATO | $1K | — |
Investments
1 direct security · 30 pooled funds· $14.9M(93% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Pooled Separate Account
$14.7M
30 holdings
Uncategorized
$137K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| TRANSAMERICARETONTRK 2035 WITH AMER TRANSAMERICA LIFE INSURANCE CO. · EIN 39-0979781 / PN 692 | Pooled Separate Account | — | — | $1.8M | 11.2% | |
| TRANSAMERICARETONTRK 2040 WITH AMER TRANSAMERICA LIFE INSURANCE CO. · EIN 39-0979781 / PN 693 | Pooled Separate Account | — | — | $1.6M | 9.7% | |
| TRANSAMERICARETONTRK 2020 WITH AMER TRANSAMERICA LIFE INSURANCE CO. · EIN 39-0979781 / PN 689 | Pooled Separate Account | — | — | $1.5M | 9.0% | |
| AMERICAN FUNDS NEW PERSPECTIVE TRANSAMERICA LIFE INSURANCE CO. · EIN 39-0979781 / PN 828 | Pooled Separate Account | — | — | $1.2M | 7.5% | |
| TRANSAMERICA PARTNERS STCK INDEX TRANSAMERICA LIFE INSURANCE CO. · EIN 39-0989781 / PN 587 | Pooled Separate Account | — | — | $1.2M | 7.2% | |
| TRANSAMERICARETONTRK 2030 WITH AMER TRANSAMERICA LIFE INSURANCE CO. · EIN 39-0979781 / PN 691 | Pooled Separate Account | — | — | $1.1M | 6.7% | |
| TRANSAMERICARETONTRK 2045 WITH AMER TRANSAMERICA LIFE INSURANCE CO. · EIN 39-0979781 / PN 694 | Pooled Separate Account | — | — | $1.0M | 6.3% | |
| STATE STREET US BD INDEX TRANSAMERICA LIFE INSURANCE CO. · EIN 39-0979781 / PN 037 | Pooled Separate Account | — | — | $751K | 4.7% | |
| T. ROWE PRICE GROWTH STOCK TRANSAMERICA LIFE INSURANCE CO. · EIN 82-5217478 / PN 048 | Pooled Separate Account | — | — | $672K | 4.2% | |
| ALLSPRING CORE PLUS BOND TRANSAMERICA LIFE INSURANCE CO. · EIN 82-5217478 / PN 130 | Pooled Separate Account | — | — | $571K | 3.6% | |
| STATE STREET S&P MID CAP INDEX TRANSAMERICA LIFE INSURANCE CO. · EIN 39-0979781 / PN 036 | Pooled Separate Account | — | — | $539K | 3.4% | |
| MFS VALUE TRANSAMERICA LIFE INSURANCE CO. · EIN 39-0989781 / PN 904 | Pooled Separate Account | — | — | $523K | 3.3% | |
| PIONEER STRATEGIC INC TRANSAMERICA LIFE INSURANCE CO. · EIN 39-0989781 / PN 908 | Pooled Separate Account | — | — | $422K | 2.6% | |
| TRANSAMERICARETONTRK 2050 WITH AMER TRANSAMERICA LIFE INSURANCE CO. · EIN 39-0979781 / PN 695 | Pooled Separate Account | — | — | $321K | 2.0% | |
| FEDERATED HERMES INSTL HIGH YIELD B TRANSAMERICA LIFE INSURANCE CO. · EIN 82-5217478 / PN 032 | Pooled Separate Account | — | — | $265K | 1.7% | |
| TRANSAMERICARETONTRK 2025 WITH AMER TRANSAMERICA LIFE INSURANCE CO. · EIN 39-0979781 / PN 690 | Pooled Separate Account | — | — | $217K | 1.3% | |
| STATE STREET RUSSELL SM CAP INDEX TRANSAMERICA LIFE INSURANCE CO. · EIN 39-0979781 / PN 033 | Pooled Separate Account | — | — | $209K | 1.3% | |
| FEDERATED HERMES MDT SM CAP CORE TRANSAMERICA LIFE INSURANCE CO. · EIN 82-5217478 / PN 087 | Pooled Separate Account | — | — | $181K | 1.1% | |
| HARTFORD MID CAP TRANSAMERICA LIFE INSURANCE CO. · EIN 39-0979781 / PN 870 | Pooled Separate Account | — | — | $178K | 1.1% | |
| TRANSAMERICARETONTRK 2055 WITH AMER TRANSAMERICA LIFE INSURANCE CO. · EIN 39-0979781 / PN 696 | Pooled Separate Account | — | — | $164K | 1.0% | |
| TRANSAMERICARETONTRK 2060 WITH AMER TRANSAMERICA LIFE INSURANCE CO. · EIN 39-0979781 / PN 821 | Pooled Separate Account | — | — | $143K | 0.9% | |
| [DFE: LEGG MASON BW GLOBAL OPPORTUNITIES BOND FUND CLASS IS (extraction pending)] | — | — | — | $137K | 0.9% | |
| BRANDYWINEGLOBAL- GLO OPP BOND TRANSAMERICA LIFE INSURANCE CO. · EIN 82-5217478 / PN 040 | Pooled Separate Account | — | — | $137K | 0.9% | |
| DWS RREEF REAL ESTATE SECS TRANSAMERICA LIFE INSURANCE CO. · EIN 39-0989781 / PN 943 | Pooled Separate Account | — | — | $52K | 0.3% | |
| DFA EMERGING MRKTS PORTFOLIO TRANSAMERICA LIFE INSURANCE CO. · EIN 39-0979781 / PN 525 | Pooled Separate Account | — | — | $47K | 0.3% | |
| STATE STREET INTERNATNL INDEX TRANSAMERICA LIFE INSURACE CO. · EIN 39-0989781 / PN 035 | Pooled Separate Account | — | — | $37K | 0.2% | |
| DWS ENHANCED COMMODITY STRAT TRANSAMERICA LIFE INSURANCE CO. · EIN 82-5217478 / PN 102 | Pooled Separate Account | — | — | $32K | 0.2% | |
| VIRTUS CEREDEX MD-CAP VAL EQT TRANSAMERICA LIFE INSURANCE CO. · EIN 39-0989781 / PN 942 | Pooled Separate Account | — | — | $21K | 0.1% | |
| CLEARBRIDGE INTERNATIONAL GROWTH TRANSAMERICA · EIN 82-5217478 / PN 199 | Pooled Separate Account | — | — | $2K | <0.1% | |
| PIMCO REAL RETURN TRANSAMERICA LIFE INSURANCE CO. · EIN 39-0979781 / PN 900 | Pooled Separate Account | — | — | $2K | <0.1% | |
| TRANSAMERICA RETIREONTRK 2065 WITH TRANSAMERICA LIFE INSURANCE CO. · EIN 82-5217478 / PN 444 | Pooled Separate Account | — | — | $764 | <0.1% |