How big is Equipment & Controls, Inc.'s plan?

Equipment & Controls, Inc.'s plan reported $70.0M in assets and 312 participants for 2023.

Original filing (PDF)20250715114009NAL0002016113001

Equipment & Controls, Inc.

Name: Equipment & Controls, Inc. — Equipment & Controls, Form 5500 (2023)
Creator: Equipment & Controls, Inc.
License: https://www.usa.gov/government-works

Form 5500

FILING_RECEIVED

Equipment & Controls, Inc. 401(k) Retirement Plan

401(k) retirement plan · Equipment & Controls, Inc.'s Equipment & Controls, Inc. 401(k) Retirement Plan held $70.0M in plan assets for 312 participants in 2023, with Capital Group (American Funds) as recordkeeper.

Signals · 1

Late participant contributions

Active participants

312

Accounts w/ balance

415

Plan assets (EOY)

$70.0M

Net assets (EOY)

$70.0M

People on this filing

Lauraly Mitchell signed Equipment & Controls, Inc.'s 2023 Form 5500 as plan administrator.

Lauraly Mitchell — Plan Administrator — Form 5500 signer

Get verified email & phone for these signers

Signer names are public record from the Form 5500 e-signature.

Plan identifiers

Equipment & Controls, Inc.'s EIN is 25-1234311.

EIN 25-1234311

Plan number 002

Plan year 2023

ACK ID 20250715114009NAL0002016113001

Official Form 5500 document

Download the official 2023 Form 5500 (PDF) for Equipment & Controls, Inc. from the U.S. Department of Labor's EFAST2 system.

Download the official 2023 Form 5500 (PDF)

Plan features

Equipment & Controls, Inc.'s plan includes profit-sharing, ERISA 404(c) participant direction, a 401(k) feature, automatic enrollment, a default investment (QDIA).

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for EQUIPMENT & CONTROLS, INC..

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How this plan invests

This plan

32 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score

Top-tier plan health

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

Total plan cost

Plan health

Vendor & structure

100

Knocking points off

Delinquent participant contributions reported (Schedule H 4a) — 103K (2% of contributions).

Plan sponsor

Name

EQUIPMENT & CONTROLS, INC.

EIN

all filings

Address

2 PARK DRIVE PO BOX 614 · LAWRENCE, PA · 15055

Phone

(724) 746-3700

Industry

Management of Companies / Holdings

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

002

Plan year

2023

Plan year begin

2023-10-01

Tax period

2024-09-30

Filed

2025-07-15

Pension benefit codes

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2S · Automatic enrollment

2T · Default investment account (QDIA)

3B · Covers self-employed individuals

Service providers (Schedule C)

2 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
CAPITAL GROUP RETIREMENT PLAN SVCS.	82-4555287	—	RECORDKEEPER	$9K	—

Advisor / Consultant

Name	EIN	Location	Relation	Direct comp	Indirect comp
UBS FINANCIAL SERVICES INC	—	NASHVILLE, TN	INVESTMENT ADVISOR	$54K	—

Investments

32 direct securities· $70.0M(100% of reported assets)

Mutual Funds

$65.7M

28 holdings

Common Collective Trusts

$3.7M

3 holdings

Bonds / Notes

$575K

1 holding

					% of plan
American Funds US Govt Money Market Fund Money market mutual fund N/A	Mutual Funds	—	—	$13.3M	19.0%
American Funds Growth Fund of America Mutual fund N/A	Mutual Funds	—	—	$6.9M	9.8%
American Funds 2055 Target Date Fund Mutual fund N/A	Mutual Funds	—	—	$4.4M	6.4%
American Funds 2045 Target Date Fund Mutual fund N/A	Mutual Funds	—	—	$4.4M	6.3%
American Funds 2030 Target Date Fund Mutual fund N/A	Mutual Funds	—	—	$4.2M	6.0%
American Funds Capital World Growth & Income Fund Mutual fund N/A	Mutual Funds	—	—	$3.7M	5.3%
American Funds 2050 Target Date Fund Mutual fund N/A	Mutual Funds	—	—	$3.3M	4.7%
American Funds Washington Mutual Fund Mutual fund N/A	Mutual Funds	—	—	$2.8M	4.0%
American Funds 2040 Target Date Fund Mutual fund N/A	Mutual Funds	—	—	$2.4M	3.4%
T Rowe Price US Equity Research Mutual fund N/A	Mutual Funds	—	—	$2.3M	3.3%
American Funds 2035 Target Date Fund Mutual fund N/A	Mutual Funds	—	—	$2.2M	3.2%
Vanguard Total Stock Market Index - Admiral Mutual fund N/A	Common Collective Trusts	—	—	$2.0M	2.9%
American Funds 2060 Target Date Fund Mutual fund N/A	Mutual Funds	—	—	$2.0M	2.8%
American Funds 2070 Target Date Fund Mutual fund N/A 104 * American Funds American Balanced Fund Mutual fund N/A	Mutual Funds	—	—	$1.9M	2.8%
American Funds 2020 Target Date Fund Mutual fund N/A	Mutual Funds	—	—	$1.8M	2.5%
American Funds New Perspective Fund Mutual fund N/A	Mutual Funds	—	—	$1.7M	2.4%
American Funds New World Fund Mutual fund N/A	Mutual Funds	—	—	$1.6M	2.3%
American Funds EuroPacific Growth Fund Mutual fund N/A	Mutual Funds	—	—	$1.3M	1.8%
American Funds Capital Income Builder Fund Mutual fund N/A	Mutual Funds	—	—	$1.1M	1.6%
American Funds High Income Trust Fund Mutual fund N/A	Common Collective Trusts	—	—	$939K	1.3%
American Funds New Economy Fund Mutual fund N/A	Mutual Funds	—	—	$932K	1.3%
American Funds Bond Fund of America Mutual fund N/A	Mutual Funds	—	—	$843K	1.2%
American Funds 2025 Target Date Fund Mutual fund N/A	Mutual Funds	—	—	$781K	1.1%
Vanguard Small Cap Index Fund - Admiral Mutual fund N/A	Common Collective Trusts	—	—	$734K	1.0%
American Funds 2065 Target Date Fund Mutual fund N/A	Mutual Funds	—	—	$614K	0.9%
Notes receivable from participants Maturing fiscal 2025-2037 at interest rates of 4.25% - 9.50% $ -	Bonds / Notes	—	—	$575K	0.8%
Vanguard Total Bond Market Index Admiral Mutual fund N/A	Mutual Funds	—	—	$251K	0.4%
American Funds 2010 Target Date Fund Mutual fund N/A	Mutual Funds	—	—	$240K	0.3%
Vanguard Total International Stock Index Admiral Mutual fund N/A	Mutual Funds	—	—	$197K	0.3%
American Funds 2015 Target Date Fund Mutual fund N/A	Mutual Funds	—	—	$187K	0.3%
MFS Global Real Estate Fund Mutual fund N/A	Mutual Funds	—	—	$184K	0.3%
Vanguard Energy Adm Mutual fund N/A	Mutual Funds	—	—	$168K	0.2%