Back to filter
Original filing (PDF)20250414122004NAL0000743747001
MAINSTAY LIFE SERVICES
Form 5500
FILING_RECEIVED
MAINSTAY LIFE SERVICES 401(K) PLAN
401(k) retirement plan
Active participants
350
Accounts w/ balance
266
Plan assets (EOY)
$8.9M
Net assets (EOY)
$8.9M
How this plan invests
This plan
12 collective trusts
Schedule D
Individual securities
on each trust's filing
This plan doesn't hold securities directly — it invests through trusts. Click a trust below to drill into its securities.
Plan health score (directional)
90
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- 67 bps in Schedule C fees — modestly above peer band of 52 bps.
Helping the score
- Concentration not scored — Schedule of Assets PDF not yet parsed for this plan.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for MAINSTAY LIFE SERVICES.
Plan sponsor
Name
MAINSTAY LIFE SERVICES
EIN
25-1215557
Address
200 ROESSLER ROAD · PITTSBURGH, PA · 152201037
Phone
(412) 344-3640
Industry
Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2023
Plan year begin
2023-07-01
Tax period
2024-06-30
Filed
2025-04-14
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
MAHER DUESSEL
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| AMERICAN UNITED LIFE INSURANCE CO | 35-0145825 | — | RECORDKEEPER/BOOKKEEPER | $39K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| GLOBAL RETIREMENT PARTNERS | 47-1411118 | — | CONSULTANT | $12K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $8K | — |
Investments
12 pooled funds· $5.5M(62% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$5.3M
10 holdings
Pooled Separate Account
$147K
2 holdings
| Investment | Type | Current value | % of plan |
|---|---|---|---|
| RETIREPILOT MOD 2035 FUND R1 GREAT GRAY TRUST COMPANY · EIN 38-7304107 / PN 001 | Common Collective Trust | $1.1M | 12.9% |
| LARGE CAP GRWTH FD III CL R1 GREAT GRAY TRUST COMPANY · EIN 38-7275327 / PN 001 | Common Collective Trust | $983K | 11.1% |
| LARGE CAP VALUE R1 FUND GREAT GRAY TRUST COMPANY · EIN 38-4065329 / PN 426 | Common Collective Trust | $876K | 9.9% |
| RETIREPILOT MOD 2025 FUND R1 GREAT GRAY TRUST COMPANY · EIN 38-7304106 / PN 001 | Common Collective Trust | $806K | 9.1% |
| RETIREPILOT MOD 2045 FUND R1 GREAT GRAY TRUST COMPANY · EIN 38-7304108 / PN 001 | Common Collective Trust | $774K | 8.7% |
| MID CAP VALUE FUND II CLASS R1 GREAT GRAY TRUST COMPANY · EIN 38-7312964 / PN 001 | Common Collective Trust | $263K | 3.0% |
| RETIREPILOT MOD RET FUND R1 GREAT GRAY TRUST COMPANY · EIN 38-7304105 / PN 001 | Common Collective Trust | $245K | 2.8% |
| RETIREPILOT MOD 2055 FUND R1 GREAT GRAY TRUST COMPANY · EIN 38-7304109 / PN 001 | Common Collective Trust | $240K | 2.7% |
| PRIN GL REAL EST SEC SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 136 | Pooled Separate Account | $147K | 1.7% |
| RETIREPILOT AGG 2045 FUND R1 GREAT GRAY TRUST COMPANY · EIN 38-7304114 / PN 001 | Common Collective Trust | $3K | <0.1% |
| RETIREPILOT MOD 2065 FUND R1 GREAT GRAY TRUST COMPANY · EIN 38-7304110 / PN 001 | Common Collective Trust | $2K | <0.1% |
| SEPARATE ACCOUNT II AMERICAN UNITED LIFE INSURANCE CO · EIN 35-0145825 / PN 000 | Pooled Separate Account | $0 | <0.1% |
Related plans
Other plans using AMERICAN UNITED LIFE INSURANCE CO
ONEAMERICA FINANCIAL PARTNERS INC.
AMERICAN UNITED LIFE INSURANCE COMPANY EMPLOYEES RETIREMENT PLAN AND TRUST
$506.6M · 1,607 participants
MID-SOUTH INDEPENDENT SCHOOL BUSINESS OFFICERS, INC.
THE INDEPENDENT SCHOOL GROUP RETIREMENT PLAN (MISBO)
$394.8M · 2,981 participants
UNION HOSPITAL, INC.
UNION HEALTH 403(B)RETIREMENT PLAN
$232.8M · 3,369 participants
KODIAK GYPSUM MOUNTAIN STATES LLC
KODIAK BP 401K PLAN
$193.5M · 5,941 participants
GREGORY POOLE EQUIPMENT COMPANY
GREGORY POOLE EQUIPMENT COMPANY RETIREMENT SAVINGS AND PROFIT SHARING PLAN
$167.4M · 1,483 participants
ENDRESS+HAUSER INC.
ENDRESS+HAUSER INC. EMPLOYEES 401K/RETIREMENT SAVINGS PLAN
$159.5M · 983 participants
Similar-size Health Care & Social Assistance plans
LUTHER HOME OF MERCY
LUTHER HOME OF MERCY RETIREMENT SAVINGS PLAN
$8.9M · 401 participants
MORAVIAN MANOR, INC.
MORAVIAN MANOR, INC. PROFIT SHARING PLAN
$8.9M · 156 participants
MARYHAVEN INC.
THE MARYHAVEN RETIREMENT PLAN
$8.9M · 275 participants
AVON CONVALESCENT HOME, INC.
AVON & WEST HARTFORD HEALTH CENTERS 401(K) PLAN
$8.9M · 284 participants
WEIRTON GERIATRIC CENTER
WEIRTON GERIATRIC CENTER RETIREMENT PLAN
$8.9M · 178 participants
ANDREW RESIDENCE MANAGEMENT, INC. DBA ANDREW RESIDENCE
ANDREW RESIDENCE 401(K) PLAN
$8.8M · 125 participants
Large plans in Pennsylvania
VANGUARD FIDUCIARY TRUST COMPANY
VANGUARD FIDUCIARY TRUST COMPANY INSTITUTIONAL TOTAL INTERNATIONAL STOCK MARKET INDEX TRUST II
$223.1B
VANGUARD FIDUCIARY TRUST COMPANY
VFTC INSTITUTIONAL 500 INDEX TRUST
$183.5B
VANGUARD FIDUCIARY TRUST COMPANY
VANGUARD FIDUCIARY TRUST COMPANY TARGET RETIREMENT 2035 MASTER TRUST
$116.3B
VANGUARD FIDUCIARY TRUST COMPANY
VANGUARD FIDUCIARY TRUST COMPANY TARGET RETIREMENT 2045 MASTER TRUST
$109.4B
VANGUARD FIDUCIARY TRUST COMPANY
VANGUARD FIDUCIARY TRUST COMPANY TARGET RETIREMENT 2040 MASTER TRUST
$108.2B
VANGUARD FIDUCIARY TRUST COMPANY
VANGUARD FIDUCIARY TRUST COMPANY TARGET RETIREMENT 2030 MASTER TRUST
$106.2B