Back to filter
Original filing (PDF)20260115141312NAL0023358194001
PENN UNITED TECHNOLOGIES, INC.
Form 5500
FILING_RECEIVED
PENN UNITED TECHNOLOGIES, INC. 401(K) PLAN
401(k) retirement plan
Active participants
682
Accounts w/ balance
812
Plan assets (EOY)
$95.2M
Net assets (EOY)
$95.2M
How this plan invests
This plan
1 pooled trust
Schedule D
22 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for PENN UNITED TECHNOLOGIES, INC..
Plan sponsor
Name
PENN UNITED TECHNOLOGIES, INC.
EIN
25-1215115
Address
799 NORTH PIKE ROAD · CABOT, PA · 16023
Phone
(724) 352-1507
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-04-01
Tax period
2025-03-31
Filed
2026-01-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2T · Default investment account (QDIA)
3H · Sponsor in controlled / affiliated group
2K · 401(m) arrangement
3D · Pre-approved plan (master / prototype / VS)
2R · Participant-directed brokerage (SDBA)
Audit & trust (Schedule H)
Auditor
BAKER TILLY US, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $66K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| LPL FINANCIAL LLC | 04-3046611 | — | ADVISOR | $102K | — |
Investments
21 direct securities · 1 pooled fund· $92.9M(98% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Mutual Funds
$71.0M
13 holdings
Uncategorized
$20.3M
7 holdings
Common Collective Trust
$1.3M
1 holding
Common Stocks
$202K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| MFS Lifetime 2030 R6 N/R | Mutual Funds | — | — | $12.8M | 13.4% | |
| MFS Lifetime 2050 R6 N/R | Mutual Funds | — | — | $12.8M | 13.4% | |
| Fidelity US Bond Index N/R | Mutual Funds | — | — | $8.8M | 9.2% | |
| MFS Lifetime 2040 R6 N/R | Mutual Funds | — | — | $8.5M | 9.0% | |
| Fidelity 500 Index N/R | Mutual Funds | — | — | $7.6M | 8.0% | |
| DFA International Core Equity Portfolio N/R | Mutual Funds | — | — | $6.5M | 6.9% | |
| Institutional Class Mutual Fund Vanguard Total Bond Market Index Fund N/R | — | — | — | $5.0M | 5.3% | |
| Signal Shares * Mutual Fund Fidelity Extended Market Index Fund N/R | — | — | — | $4.5M | 4.7% | |
| DFA Global Real Estate Securities N/R | Mutual Funds | — | — | $3.6M | 3.8% | |
| Portfolio * Mutual Fund Fidelity Blue Chip Growth K6 N/R | — | — | — | $3.6M | 3.8% | |
| MFS Value Fund Class R6 N/R | Mutual Funds | — | — | $3.0M | 3.2% | |
| Goldman Sachs Emerging Markets N/R | Mutual Funds | — | — | $2.9M | 3.1% | |
| Equity Insights Fund R6 Mutual Fund AB Small Cap Growth Portfolio Class Z N/R | — | — | — | $2.5M | 2.6% | |
| Bearing Cash * Money Market Fund Fidelity Government Money Market N/R 12 * Participant Loans Interest rates: 4.25% - 9.50%, maturing $0 | — | — | — | $2.3M | 2.4% | |
| Wells Fargo Special Small Cap Value N/R | Mutual Funds | — | — | $2.2M | 2.3% | |
| Fund R6 * Mutual Fund Fidelity Short-Term Bond Index N/R | — | — | — | $1.8M | 1.9% | |
| GS STABLE VALUE INV1 GOLDMAN SACHS TRUST COMPANY NA · EIN 13-4166989 / PN 025 | Common Collective Trust | — | — | $1.3M | 1.4% | |
| MFS Lifetime Income R6 N/R | Mutual Funds | — | — | $1.2M | 1.3% | |
| Personal Brokerage Accounts N/R | Mutual Funds | — | — | $803K | 0.8% | |
| Stock Interest-Bearing Cash Personal Brokerage Account - Interest N/R | — | — | — | $626K | 0.7% | |
| MFS Lifetime 2050 R6 N/R | Mutual Funds | — | — | $360K | 0.4% | |
| Personal Brokerage Account - Common N/R | Common Stocks | — | — | $202K | 0.2% |
Related plans
Other plans using LPL FINANCIAL LLC
UNITED AIRLINES, INC.
UNITED AIRLINES PILOT RETIREMENT ACCOUNT PLAN
$16.8B · 17,444 participants
SOUTHWEST AIRLINES COMPANY
SOUTHWEST AIRLINES PILOTS RETIREMENT SAVINGS PLAN
$11.6B · 11,679 participants
SOUTHERN CALIFORNIA PERMANENTE MEDICAL GROUP
SCPMG KEOGH PLAN
$7.9B · 11,088 participants
BVH, INC.
BLACK & VEATCH RETIREMENT PROGRAM
$3.0B · 7,022 participants
SAVANNAH RIVER NUCLEAR SOLUTIONS, LLC
THE SAVANNAH RIVER NUCLEAR SOLUTIONS, LLC DEFINED CONTRIBUTION PLAN
$2.8B · 9,871 participants
BLACK & VEATCH HOLDING COMPANY
BLACK & VEATCH RETIREMENT PROGRAM
$2.7B · 7,191 participants
Similar-size Manufacturing plans
CHALLENGE MFG. HOLDINGS
CHALLENGE MFG. COMPANY PROFIT SHARING AND RETIREMENT SAVINGS PLAN
$90.9M · 2,860 participants
MOTT CORPORATION
MOTT CORPORATION 401(K) PLAN
$90.0M · 293 participants
FLEXIBLE STEEL LACING COMPANY
FLEXCO 401(K) PLAN
$104.4M · 465 participants
MATE PRECISION TECHNOLOGIES
MATE PRECISION TECHNOLOGIES EMPLOYEE RETIREMENT SAVINGS PLAN
$83.6M · 265 participants
FLEXIBLE STEEL LACING COMPANY
FLEXCO PENSION PLAN
$80.4M · 432 participants
JT. BOARD OF TRUSTEES - CMTA-GMPP & ALLIED WORKERS LOCAL 164B PENSION
CMTA-GMPP & ALLIED WORKERS LOCAL 164B PENSION TRUST
$112.1M · 100 participants
Large plans in Pennsylvania
VANGUARD FIDUCIARY TRUST COMPANY
VANGUARD FIDUCIARY TRUST COMPANY INSTITUTIONAL TOTAL INTERNATIONAL STOCK MARKET INDEX TRUST II
$223.1B
VANGUARD FIDUCIARY TRUST COMPANY
VFTC INSTITUTIONAL 500 INDEX TRUST
$183.5B
VANGUARD FIDUCIARY TRUST COMPANY
VANGUARD FIDUCIARY TRUST COMPANY TARGET RETIREMENT 2035 MASTER TRUST
$116.3B
VANGUARD FIDUCIARY TRUST COMPANY
VANGUARD FIDUCIARY TRUST COMPANY TARGET RETIREMENT 2045 MASTER TRUST
$109.4B
VANGUARD FIDUCIARY TRUST COMPANY
VANGUARD FIDUCIARY TRUST COMPANY TARGET RETIREMENT 2040 MASTER TRUST
$108.2B
VANGUARD FIDUCIARY TRUST COMPANY
VANGUARD FIDUCIARY TRUST COMPANY TARGET RETIREMENT 2030 MASTER TRUST
$106.2B