Original filing (PDF)20260115132607NAL0032375538001

PENN UNITED TECHNOLOGIES, INC.

Name: PENN UNITED TECHNOLOGIES, INC. — PENN UNITED TECHNOLOGIES, INC. EMPLOYEE STOCK OWNERSHIP PLAN, Form 5500 (2024)
Creator: PENN UNITED TECHNOLOGIES, INC.

Form 5500

FILING_RECEIVED

PENN UNITED TECHNOLOGIES, INC. EMPLOYEE STOCK OWNERSHIP PLAN

Defined-contribution retirement plan

Signals · 3

95% in single holding99% employer stockNo recordkeeper disclosed

Active participants

643

Accounts w/ balance

889

Plan assets (EOY)

$141.2M

Net assets (EOY)

$141.2M

How this plan invests

This plan

13 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score (directional)

/ 100

Grade B

Above-average plan

Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.

Compliance & disclosures

100

Concentration risk

Total plan cost

Vendor stack

Participation health

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for PENN UNITED TECHNOLOGIES, INC..

Plan sponsor

Name

PENN UNITED TECHNOLOGIES, INC.

EIN

25-1215115

Address

PO BOX 399 · SAXONBURG, PA · 160560399

Phone

(724) 352-1507

Industry

Manufacturingsee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-04-01

Tax period

2025-03-31

Filed

2026-01-15

Pension benefit codes

2E · Profit-sharing

2H · Partial participant-directed accounts

2I · Stock bonus

2O · ESOP (non-leveraged)

2Q · S-corporation ESOP

2T · Default investment account (QDIA)

3I · Requires investment in employer securities

Audit & trust (Schedule H)

Service providers (Schedule C)

1 rows

Other

Name	EIN	Location	Relation	Direct comp	Indirect comp
EMPLOYEE FIDUCIARY, LLC	61-1579239	MOBILE, AL	NONE	$0	—

Investments

13 direct securities· $138.5M(98% of reported assets)

Uncategorized

$137.1M

4 holdings

Mutual Funds

$1.4M

9 holdings

Investment	Type	Shares / units	Cost	Current value	% of plan
Company Common Stock 4,905.69 shares of Penn United	—	—	$7.2M	$131.6M	93.2%
Technologies, Inc. common stock Mutual Fund DFA Global Allocation 25/75 I N/R	—	—	—	$5.5M	3.9%
Vanguard 500 Index Signal N/R	Mutual Funds

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