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Original filing (PDF)20250402151324NAL0005005843001
UPMC HAMOT
Form 5500
FILING_RECEIVED
HAMOT HEALTH FOUNDATION EMPLOYEE TAX-DEFERRED SAVINGS PLAN
403(b) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
714
Accounts w/ balance
1,181
Plan assets (EOY)
$68.6M
Net assets (EOY)
$68.6M
How this plan invests
This plan
37 collective trusts
Schedule D
Individual securities
on each trust's filing
This plan doesn't hold securities directly — it invests through trusts. Click a trust below to drill into its securities.
Plan health score (directional)
87
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
75
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Helping the score
- Concentration not scored — Schedule of Assets PDF not yet parsed for this plan.
- No Schedule C compensation disclosed — likely a small plan or unbundled.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for UPMC HAMOT.
Plan sponsor
Name
UPMC HAMOT
EIN
25-0965387
Address
201 STATE STREET · ERIE, PA · 16550
Phone
(814) 877-6000
Industry
Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
003
Plan year
2023
Plan year begin
2023-07-01
Tax period
2024-06-30
Filed
2025-04-02
Pension benefit codes
2F · ERISA section 404(c)
2H · Partial participant-directed accounts
2L · 403(b)(1) annuity
2M · 403(b)(7) custodial accounts
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
SCHNEIDER DOWNS & CO., INC.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | — | MINNEAPOLIS, MN | BROKER/ADVISOR | $0 | — |
Investments
37 pooled funds· $3.1M(4% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
| Investment | Type | Current value | % of plan |
|---|---|---|---|
| GROWTH AND INCOME PORTFOLIO-CLASS I VOYA FINANCIAL, INC. · EIN 52-1222820 / PN 000 | Pooled Separate Account | $954K | 1.4% |
| FIDELITY VIP CONTRAFUND PORTFOLIO MUTUAL OF AMERICAL LIFE INSURANCE CO. · EIN 13-1614399 / PN 000 | Pooled Separate Account | $464K | 0.7% |
| LARGE CAP GROWTH PORTFOLIO-INST VOYA FINANCIAL, INC. · EIN 52-1222820 / PN 000 | Pooled Separate Account | $325K | 0.5% |
| FIDELITY VIP GROWTH PORTFOLIO VOYA FINANCIAL, INC. · EIN 52-1222820 / PN 000 | Pooled Separate Account | $287K | 0.4% |
| TRP GROWTH EQUITY PORTFOLIO VOYA FINANCIAL, INC. · EIN 52-1222820 / PN 000 | Pooled Separate Account | $164K | 0.2% |
| EQUITY INDEX FUND MUTUAL OF AMERICAL LIFE INSURANCE CO. · EIN 13-1614399 / PN 000 | Pooled Separate Account | $144K | 0.2% |
| INTERNATIONAL HIGH DIVIDEND LOW VOL VOYA FINANCIAL, INC. · EIN 52-1222820 / PN 000 | Pooled Separate Account | $104K | 0.2% |
| TRP DIVERSIFIED MID CAP GROWTH VOYA FINANCIAL, INC. · EIN 52-1222820 / PN 000 | Pooled Separate Account | $99K | 0.1% |
| AM CENTURY VP CAPITAL APPRECIATION MUTUAL OF AMERICAL LIFE INSURANCE CO. · EIN 13-1614399 / PN 000 | Pooled Separate Account | $96K | 0.1% |
| VY INV. GLOBAL PORTFOLIO-INST. CL VOYA FINANCIAL, INC. · EIN 52-1222820 / PN 000 | Pooled Separate Account | $64K | <0.1% |
| INTERMEDIATE BOND PORTFOLIO VOYA FINANCIAL, INC. · EIN 52-1222820 / PN 000 | Pooled Separate Account | $51K | <0.1% |
| BALANCED PORTFOLIO - CLASS I VOYA FINANCIAL, INC. · EIN 52-1222820 / PN 000 | Pooled Separate Account | $39K | <0.1% |
| ALL AMERICAN FUND MUTUAL OF AMERICAL LIFE INSURANCE CO. · EIN 13-1614399 / PN 000 | Pooled Separate Account | $27K | <0.1% |
| INDEX PLUS LARGE CAP PORTFOLIO VOYA FINANCIAL, INC. · EIN 52-1222820 / PN 000 | Pooled Separate Account | $24K | <0.1% |
| AM FUNDS GROWTH FUND OF AMER. R-4 VOYA FINANCIAL, INC. · EIN 52-1222820 / PN 000 | Pooled Separate Account | $20K | <0.1% |
| GLOBAL BOND PORTFOLIO VOYA FINANCIAL, INC. · EIN 52-1222820 / PN 000 | Pooled Separate Account | $16K | <0.1% |
| LARGE CAP VALUE PORTFOLIO-INST VOYA FINANCIAL, INC. · EIN 52-1222820 / PN 000 | Pooled Separate Account | $15K | <0.1% |
| COLUMBIA CONTRARIAN CORE PORTFOLIO VOYA FINANCIAL, INC. · EIN 52-1222820 / PN 000 | Pooled Separate Account | $14K | <0.1% |
| VANGUARD VIF INTERNATIONAL PORT. MUTUAL OF AMERICAL LIFE INSURANCE CO. · EIN 13-1614399 / PN 000 | Pooled Separate Account | $14K | <0.1% |
| WAGNER ACORN VOYA FINANCIAL, INC. · EIN 52-1222820 / PN 000 | Pooled Separate Account | $12K | <0.1% |
| BLACKROCK HEALTH SCIENCE OPPORT. VOYA FINANCIAL, INC. · EIN 52-1222820 / PN 000 | Pooled Separate Account | $12K | <0.1% |
| AM FUNDS EUROPACIFIC GROWTH G-4 VOYA FINANCIAL, INC. · EIN 52-1222820 / PN 000 | Pooled Separate Account | $12K | <0.1% |
| WF SPECIAL SMALL CAP VALUE FUND VOYA FINANCIAL, INC. · EIN 52-1222820 / PN 000 | Pooled Separate Account | $12K | <0.1% |
| TRP CAPITAL APPRECIATION VOYA FINANCIAL, INC. · EIN 52-1222820 / PN 000 | Pooled Separate Account | $11K | <0.1% |
| INVESCO V.I. CORE EQUITY FUND VOYA FINANCIAL, INC. · EIN 52-1222820 / PN 000 | Pooled Separate Account | $11K | <0.1% |
| LORD ABBETT SERIES MID CAP STOCK VOYA FINANCIAL, INC. · EIN 52-1222820 / PN 000 | Pooled Separate Account | $10K | <0.1% |
| INVESCO EQUITY AND INCOME PORTFOLIO VOYA FINANCIAL, INC. · EIN 52-1222820 / PN 000 | Pooled Separate Account | $9K | <0.1% |
| INVESCO DEVELOPING MARKETS FUND VOYA FINANCIAL, INC. · EIN 52-1222820 / PN 000 | Pooled Separate Account | $8K | <0.1% |
| VOYA GOVT MONEY MARKET PORT I VOYA FINANCIAL, INC. · EIN 52-1222820 / PN 000 | Pooled Separate Account | $7K | <0.1% |
| FIDELITY EQUITY INC. PORTFOLIO I VOYA FINANCIAL, INC. · EIN 52-1222820 / PN 000 | Pooled Separate Account | $6K | <0.1% |
| HIGH YIELD PORTFOLIO-SERVICE CLASS VOYA FINANCIAL, INC. · EIN 52-1222820 / PN 000 | Pooled Separate Account | $5K | <0.1% |
| VY CBRE GLOBAL ELEST PORT. INS. VOYA FINANCIAL, INC. · EIN 52-1222820 / PN 000 | Pooled Separate Account | $5K | <0.1% |
| VOYA MID CAP OPPORT PORTFOLIO VOYA FINANCIAL, INC. · EIN 52-1222820 / PN 000 | Pooled Separate Account | $5K | <0.1% |
| CALVERT VP SRI BALANCED PORTFOLIO VOYA FINANCIAL, INC. · EIN 52-1222820 / PN 000 | Pooled Separate Account | $4K | <0.1% |
| SMALL CAP GROWTH FUND MUTUAL OF AMERICAL LIFE INSURANCE CO. · EIN 13-1614399 / PN 000 | Pooled Separate Account | $4K | <0.1% |
| PIMCO VIT REAL RETURN PORTFOLIO VOYA FINANCIAL, INC. · EIN 52-1222820 / PN 000 | Pooled Separate Account | $4K | <0.1% |
| SMALL CAP VALUE FUND MUTUAL OF AMERICAL LIFE INSURANCE CO. · EIN 13-1614399 / PN 000 | Pooled Separate Account | $3K | <0.1% |