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Original filing (PDF)20260305132745NAL0002573699001
UNIVERSITY OF SCRANTON
Form 5500
FILING_RECEIVED
THE UNIVERSITY OF SCRANTON 403(B) PLAN
403(b) retirement plan
Active participants
663
Accounts w/ balance
980
Plan assets (EOY)
$105.3M
Net assets (EOY)
$105.3M
How this plan invests
This plan
1 pooled trust
Schedule D
39 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for UNIVERSITY OF SCRANTON.
Plan sponsor
Name
UNIVERSITY OF SCRANTON
EIN
24-0795495
Address
800 LINDEN STREET · SCRANTON, PA · 18510
Phone
(570) 941-7767
Industry
Educational Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
003
Plan year
2024
Plan year begin
2024-06-01
Tax period
2025-05-31
Filed
2026-03-05
Pension benefit codes
2G · Total participant-directed accounts
2L · 403(b)(1) annuity
2M · 403(b)(7) custodial accounts
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
FORVIS MAZARS, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TIAA | 13-1624203 | — | RECORDKEEPER | $20K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CAPFINANCIAL PARTNERS, LLC | 26-0058143 | — | INVESTMENT ADVISOR | $42K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FORVIS MAZARS, LLP | 44-0160260 | — | ACCOUNTANT | $17K | — |
Investments
37 direct securities · 1 pooled fund· $104.7M(99% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$101.8M
37 holdings
Pooled Separate Account
$2.9M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| CREF Separate accounts * CREF Stock Fund R2 N/R | — | — | — | $21.1M | 20.0% | |
| TIAA Traditional Annuity Account - Benefit-Responsive N/R | — | — | — | $15.0M | 14.2% | |
| TIAA Guaranteed annuity contracts * TIAA Traditional Annuity Account - Nonbenefit-Responsive N/R | — | — | — | $14.8M | 14.0% | |
| CREF Growth Account Fund N/R | — | — | — | $7.0M | 6.6% | |
| CREF Equity Index Account Fund N/R | — | — | — | $6.2M | 5.9% | |
| CREF Global Fund N/R | — | — | — | $5.9M | 5.6% | |
| CREF Bond Market Fund N/R | — | — | — | $4.9M | 4.6% | |
| CREF Social Choice Fund R2 N/R | — | — | — | $3.8M | 3.6% | |
| Harbor Capital Appreciation Inv N/R | — | — | — | $3.2M | 3.1% | |
| Vanguard Inst Idx Inst N/R | — | — | — | $2.9M | 2.7% | |
| TIAA REAL ESTATE TIAA-CREF · EIN 13-1624203 / PN 004 | Pooled Separate Account | — | — | $2.9M | 2.7% | |
| CREF Inflation Linked Bond Fund N/R | — | — | — | $2.5M | 2.4% | |
| Vanguard Target Retirement 2030 N/R | — | — | — | $1.4M | 1.3% | |
| MFS Value R6 N/R | — | — | — | $1.3M | 1.3% | |
| JPMorgan Core Plus Bond Fd R6 N/R | — | — | — | $1.3M | 1.3% | |
| Vanguard Target Retirement 2035 N/R | — | — | — | $1.1M | 1.0% | |
| CREF Stock Fund R4 N/R | — | — | — | $1.0M | 1.0% | |
| CREF Money Market Fund R2 N/R | — | — | — | $971K | 0.9% | |
| Vanguard Target Retirement 2045 N/R | — | — | — | $905K | 0.9% | |
| Vanguard Target Retirement 2020 N/R | — | — | — | $750K | 0.7% | |
| Vanguard Extended Market Index Adm N/R | — | — | — | $727K | 0.7% | |
| Vanguard Target Retirement 2025 N/R | — | — | — | $697K | 0.7% | |
| CREF Social Choice Fund R4 N/R | — | — | — | $604K | 0.6% | |
| Vanguard Target Retirement Income N/R Vanguard Target Retirement 2015 N/R Vanguard Federal Money Market Inv N/R | — | — | — | $595K | 0.6% | |
| Vanguard Target Retirement 2050 N/R | — | — | — | $559K | 0.5% | |
| Vanguard Total International Stock Index Adm N/R | — | — | — | $437K | 0.4% | |
| MFS Mid Cap Value R6 N/R | — | — | — | $362K | 0.3% | |
| Hartford Intl Opportunities R6 N/R | — | — | — | $346K | 0.3% | |
| Vanguard Total Bond Market Index Adm N/R | — | — | — | $343K | 0.3% | |
| Participant loans Interest rates of 4.25% to 9.50%, maturities 2025 - 2030 | — | — | — | $282K | 0.3% | |
| Vanguard Target Retirement 2055 N/R | — | — | — | $272K | 0.3% | |
| MassMutual Select Mid Cap Gr Eq II A N/R | — | — | — | $203K | 0.2% | |
| Vanguard Target Retirement Income N/R | — | — | — | $162K | 0.2% | |
| Principal SmallCap Growth I R6 N/R | — | — | — | $87K | <0.1% | |
| Registered Investment Companies American Beacon American Beacon Small Cap Value Inv N/R | — | — | — | $62K | <0.1% | |
| Vanguard Target Retirement 2060 N/R | — | — | — | $47K | <0.1% | |
| Vanguard Target Retirement 2065 Inv N/R | — | — | — | $45K | <0.1% | |
| CREF Money Market Fund R4 N/R | — | — | — | $11K | <0.1% |