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Original filing (PDF)20260305132246NAL0006506560001
UNIVERSITY OF SCRANTON
Form 5500
FILING_RECEIVED
RETIREMENT PLAN FOR FACULTY, ADMINISTRATIVE AND PROFESSIONAL EMPLOYEES OF UNIVERSITY OF SCRANTON
403(b) retirement plan
Active participants
589
Accounts w/ balance
915
Plan assets (EOY)
$153.8M
Net assets (EOY)
$153.8M
How this plan invests
This plan
1 pooled trust
Schedule D
39 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for UNIVERSITY OF SCRANTON.
Plan sponsor
Name
UNIVERSITY OF SCRANTON
EIN
24-0795495
Address
800 LINDEN STREET · SCRANTON, PA · 18510
Phone
(570) 941-7767
Industry
Educational Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-06-01
Tax period
2025-05-31
Filed
2026-03-05
Pension benefit codes
2C · Money purchase (other than target benefit)
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2M · 403(b)(7) custodial accounts
2R · Participant-directed brokerage (SDBA)
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
FORVIS MAZARS, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TIAA | 13-1624203 | — | RECORDKEEPER | $43K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CAPFINANCIAL PARTNERS, LLC | 26-0058143 | — | INVESTMENT ADVISOR | $61K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FORVIS MAZARS, LLP | 44-0160260 | — | ACCOUNTANT | $31K | — |
Investments
38 direct securities · 1 pooled fund· $153.8M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$149.6M
38 holdings
Pooled Separate Account
$4.1M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| CREF Separate accounts * CREF Stock R2 N/R | — | — | — | $22.9M | 14.9% | |
| TIAA Guaranteed annuity contracts * TIAA Traditional Annuity Account - Nonbenefit Responsive N/R | — | — | — | $21.2M | 13.8% | |
| CREF Equity Index R2 N/R | — | — | — | $15.0M | 9.7% | |
| CREF Growth R2 N/R | — | — | — | $12.8M | 8.3% | |
| CREF Global Equities R2 N/R | — | — | — | $10.3M | 6.7% | |
| CREF Social Choice R2 N/R | — | — | — | $7.2M | 4.7% | |
| CREF Core Bond R2 N/R | — | — | — | $7.1M | 4.6% | |
| Vanguard Inst Idx Inst N/R | — | — | — | $5.8M | 3.7% | |
| Harbor Capital Appreciation Inv N/R | — | — | — | $5.7M | 3.7% | |
| New York Life Guaranteed investment contract Insurance Company New York Life Guaranteed Interest Account N/R | — | — | — | $4.5M | 2.9% | |
| CREF Inflation-Linked Bond R2 N/R | — | — | — | $4.4M | 2.9% | |
| TIAA REAL ESTATE TIAA-CREF · EIN 13-1624203 / PN 004 | Pooled Separate Account | — | — | $4.1M | 2.7% | |
| Vanguard Target Retirement 2030 N/R | — | — | — | $3.5M | 2.3% | |
| TIAA Stable Value N/R | — | — | — | $3.1M | 2.0% | |
| Vanguard Target Retirement 2035 N/R | — | — | — | $2.2M | 1.4% | |
| JPMorgan Core Plus Bond Fd R6 N/R | — | — | — | $2.2M | 1.4% | |
| MFS Mid Cap Value R6 N/R | — | — | — | $1.9M | 1.2% | |
| Vanguard Target Retirement 2020 N/R | — | — | — | $1.8M | 1.2% | |
| Vanguard Target Retirement 2025 N/R | — | — | — | $1.8M | 1.2% | |
| Vanguard Target Retirement 2045 N/R | — | — | — | $1.8M | 1.2% | |
| Vanguard Federal Money Market Inv N/R | — | — | — | $1.6M | 1.1% | |
| Vanguard Extended Market Index Adm N/R | — | — | — | $1.6M | 1.0% | |
| Vanguard Target Retirement 2040 N/R | — | — | — | $1.4M | 0.9% | |
| CREF Money Market R2 N/R | — | — | — | $1.4M | 0.9% | |
| CREF Stock R4 N/R | — | — | — | $1.3M | 0.9% | |
| Hartford Intl Opportunities R6 N/R | — | — | — | $1.1M | 0.7% | |
| CREF Social Choice R4 N/R | — | — | — | $895K | 0.6% | |
| Vanguard Total Bond Market Index Adm N/R | — | — | — | $818K | 0.5% | |
| Vanguard Target Retirement 2070 N/R 795 Vanguard Target Retirement Income N/R | — | — | — | $794K | 0.5% | |
| Vanguard Target Retirement 2050 N/R | — | — | — | $704K | 0.5% | |
| Vanguard Target Retirement 2055 N/R | — | — | — | $593K | 0.4% | |
| Vanguard Total International Stock Index Adm N/R | — | — | — | $587K | 0.4% | |
| MassMutual Select Mid Cap Growth A N/R | — | — | — | $561K | 0.4% | |
| MFS Value R6 N/R | — | — | — | $558K | 0.4% | |
| Principal SmallCap Growth I R6 N/R | — | — | — | $180K | 0.1% | |
| Registered investment companies American Beacon American Beacon Small Cap Value Inv N/R | — | — | — | $120K | <0.1% | |
| Vanguard Target Retirement 2060 N/R | — | — | — | $108K | <0.1% | |
| Vanguard Target Retirement 2065 N/R | — | — | — | $83K | <0.1% | |
| CREF Money Market R4 N/R | — | — | — | $5K | <0.1% |