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Original filing (PDF)20251013144050NAL0000721715001
WARM HEARTH, INC.
Form 5500
FILING_RECEIVED
WARM HEARTH, INC. 401(K) PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
183
Accounts w/ balance
123
Plan assets (EOY)
$4.6M
Net assets (EOY)
$4.6M
How this plan invests
This plan
1 pooled trust
Schedule D
27 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
80
Knocking points off
- No recordkeeper disclosed on Schedule C.
- 67% balance-to-active ratio — below typical for a healthy 401(k).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for WARM HEARTH, INC..
Plan sponsor
Name
WARM HEARTH, INC.
EIN
23-7378013
Address
2607 WARM HEARTH DRIVE · BLACKSBURG, VA · 24060
Phone
(540) 443-3403
Industry
Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-13
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
3D · Pre-approved plan (master / prototype / VS)
2T · Default investment account (QDIA)
2E · Profit-sharing
Audit & trust (Schedule H)
Auditor
FORVIS MAZARS LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsTPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| RETIREMENT PLANNERS & ADMINISTRATOR | 23-7378013 | — | TPA | $2K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| LINCOLN NATIONAL CORPORATION | 35-1140070 | — | SERVICE PROVIDER | $24K | — |
Investments
27 direct securities · 1 pooled fund· $9.1M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Pooled Separate Account
$4.5M
1 holding
Uncategorized
$4.3M
25 holdings
Pooled Separate Accounts
$284K
1 holding
Guaranteed Income / GIC
$21K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| LINCOLN LIFE SEPARATE ACCOUNT 4K LINCOLN NATIONAL LIFE INSURANCE CO · EIN 35-0472300 / PN 402 | Pooled Separate Account | — | — | $4.5M | 97.7% | |
| Morningstar YourPath Moderate 2035 TD | — | — | — | $1.0M | 22.6% | |
| Morningstar YourPath Moderate 2030 TD | — | — | — | $728K | 15.9% | |
| Morningstar YourPath Moderate 2045 TD | — | — | — | $464K | 10.1% | |
| Morningstar YourPath Moderate 2025 TD | — | — | — | $458K | 10.0% | |
| Vanguard Large Cap Blend Index Fund | — | — | — | $380K | 8.3% | |
| Morningstar YourPath Moderate 2050 TD | — | — | — | $327K | 7.1% | |
| Morningstar YourPath 2020 TD | Pooled Separate Accounts | — | — | $284K | 6.2% | |
| Morningstar YourPath Moderate 2040 TD | — | — | — | $200K | 4.4% | |
| Morningstar YourPath Moderate 2055 TD | — | — | — | $91K | 2.0% | |
| American Funds American Funds Large Cap Growth | — | — | — | $85K | 1.8% | |
| American Funds American Funds Large Cap Blend Index Fund | — | — | — | $83K | 1.8% | |
| maturing through May 2030 | — | — | — | $83K | 1.8% | |
| Vanguard Index Fund | — | — | — | $76K | 1.7% | |
| Vanguard Mid-Cap Value Fund | — | — | — | $66K | 1.4% | |
| Morningstar YourPath Moderate 2060 TD | — | — | — | $55K | 1.2% | |
| Vanguard World Large Stock | — | — | — | $39K | 0.8% | |
| Vanguard Mid-Cap Growth Fund | — | — | — | $31K | 0.7% | |
| Vanguard High Yield Bond | — | — | — | $28K | 0.6% | |
| American Funds American Funds Large Cap Blend Fund | — | — | — | $21K | 0.5% | |
| * Lincoln Stable value investment | Guaranteed Income / GIC | — | — | $21K | 0.5% | |
| Morningstar YourPath Moderate 2065 TD | — | — | — | $13K | 0.3% | |
| Morningstar Your Path Conservative 2050 TD | — | — | — | $10K | 0.2% | |
| Morningstar YourPath Conservative 2030 TD | — | — | — | $3K | <0.1% | |
| American Funds American Funds Large Cap Growth Fund | — | — | — | $2K | <0.1% | |
| Vanguard Large Cap Blend Index Fund | — | — | — | $2K | <0.1% | |
| DFA Large Cap Value Fund | — | — | — | $1K | <0.1% | |
| Vanguard Real Estate Fund | — | — | — | $1K | <0.1% |