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Original filing (PDF)20251009083800NAL0015017154001
BOARD OF TRUSTEES IRON WORKERS LOCALS 40, 361 & 417 ANNUITY FUND
Form 5500
FILING_RECEIVED
IRON WORKERS LOCALS 40, 361 & 417 ANNUITY FUND
Defined-contribution retirement plan
Signals · 3
64% in single holdingNo recordkeeper disclosed13 service providers
Active participants
2,187
Accounts w/ balance
4,715
Plan assets (EOY)
$1.2B
Net assets (EOY)
$1.2B
How this plan invests
This plan
2 pooled trusts
Schedule D
2 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
84
/ 100
Grade B
Above-average plan
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "[DFE: BNYM MELLON DB NSL INTERNATIONAL STOCK INDEX FUND OF THE BANK OF NEW YORK MELLON (extraction pending)]" is 64% of plan.
- 22 bps in Schedule C fees — 340% above peer band of 5 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for BOARD OF TRUSTEES IRON WORKERS LOCALS 40, 361 & 417 ANNUITY FUND.
Plan sponsor
Name
BOARD OF TRUSTEES IRON WORKERS LOCALS 40, 361 & 417 ANNUITY FUND
EIN
23-7299279
Address
451 PARK AVENUE SOUTH · NEW YORK, NY · 10016
Phone
(212) 684-1586
Industry
Constructionsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-09
Pension benefit codes
2C · Money purchase (other than target benefit)
Audit & trust (Schedule H)
Auditor
SCHULTHEIS & PANETTIERI, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
13 rowsCustodian
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| BNY MELLON | 25-6078093 | — | INV CUSTODIAN | $21K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SCHULTHEIS & PANETTIERI | 13-1577780 | — | AUDITOR | $76K | — |
Legal counsel
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| COLLERAN O'HARA & MILLS LLP | 11-2940050 | — | ATTORNEY | $39K | — |
Other
10| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ATALANTA SOSNOFF CAPITAL LLC | 20-0461050 | — | NONE | $608K | — |
| MANNING & NAPIER ADVISORS LLC | 45-3240790 | — | NONE | $511K | — |
| MORGAN STANLEY SMITH BARNEY LLC | 26-4310632 | — | NONE | $440K | — |
| INSIGHT NORTH AMERICA LLC | 82-0983489 | — | NONE | $281K | — |
| F/M INVESTMENTS LLC | 93-4308588 | — | NONE | $249K | — |
| INTERCONTINENTAL REAL ESTATE CORP | 04-2895544 | — | NONE | $218K | — |
| WCM FOCUSED INTL GROWTH FUND LP | 20-8941519 | — | NONE | $133K | — |
| THE SEGAL CO. (EASTERN STATES), INC | 13-1835864 | — | NONE | $56K | — |
| STEVEN N DAVI PLLC | 82-4935807 | — | NONE | $39K | — |
| GRASSI AND CO CPA'S PC | 11-3266576 | — | NONE | $12K | — |
Investments
2 pooled funds· $40.3M(3% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| BNYM MELLON DB NSL INTL STOCK INDEX THE BANK OF NEW YORK MELLON · EIN 25-6078093 / PN 213 | Common Collective Trust | — | — | $25.8M | 2.1% | |
| EB TEMPORARY INVESTMENT THE BANK OF NEW YORK MELLON · EIN 25-6078093 / PN 023 | Common Collective Trust | — | — | $14.5M | 1.2% |