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Original filing (PDF)20250731155505NAL0002708147001
MOUNT ST. JOSEPH UNIVERSITY
Form 5500
FILING_RECEIVED
MOUNT ST. JOSEPH UNIVERSITY DEFINED CONTRIBUTION PLAN
403(b) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
327
Accounts w/ balance
871
Plan assets (EOY)
$66.3M
Net assets (EOY)
$66.3M
How this plan invests
This plan
1 pooled trust
Schedule D
61 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
93
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
80
Participation health
100
Knocking points off
- 20 bps in Schedule C fees — modestly above peer band of 16 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for MOUNT ST. JOSEPH UNIVERSITY.
Plan sponsor
Name
MOUNT ST. JOSEPH UNIVERSITY
EIN
23-7179567
Address
5701 DELHI ROAD · CINCINNATI, OH · 452331669
Phone
(513) 244-4200
Industry
Educational Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-07-31
Pension benefit codes
2A · Age/service weighted or new comparability
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2L · 403(b)(1) annuity
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
FORVIS MAZARS, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsOther
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TEACHERS INSURANCE & ANNUITY ASSOC | 13-1624203 | NEW YORK, NY | — | $73K | — |
| OSAIC WEALTH (FORMERLY SAGEPOINT) | 20-1741754 | PHOENIX, AZ | — | $50K | — |
| FORVIS MAZARS, LLP | 44-0160260 | CINCINNATI, OH | — | $8K | — |
Investments
60 direct securities · 1 pooled fund· $66.3M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$65.4M
59 holdings
Pooled Separate Account
$902K
1 holding
Mutual Funds
$31K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| TIAA Traditional Nonbenefit Responsive | — | — | — | $10.2M | 15.5% | |
| TIAA Traditional Benefit Responsive 2 | — | — | — | $5.5M | 8.3% | |
| Vanguard 500 Idx Adm 9,400 shares | — | — | $9K | $5.1M | 7.7% | |
| Variable Annuities *CREF Stock R1 5,662 shares | — | — | $6K | $5.1M | 7.6% | |
| Vanguard Ttl Intl Stk Idx Adm 138,376 shares | — | — | $138K | $4.4M | 6.6% | |
| Delaware Diversified Inc Inst 550,988 shares | — | — | $551K | $4.2M | 6.3% | |
| Alger Cap Appreciation Ptfl I2 24,402 shares | — | — | $24K | $2.8M | 4.3% | |
| Vanguard Windsor Adm 39,673 shares | — | — | $40K | $2.8M | 4.2% | |
| Eaton Vance Atlanta Cap SMID I 66,238 shares | — | — | $66K | $2.8M | 4.2% | |
| CREF Growth R1 4,268 shares | — | — | $4K | $2.2M | 3.3% | |
| Guaranteed Annuity Contracts *TIAA Traditional Benefit Responsive | — | — | — | $2.0M | 3.0% | |
| Vanguard Small-Cap Idx Adm 13,788 shares | — | — | $14K | $1.6M | 2.4% | |
| CREF Equity Index R1 3,031 shares | — | — | $3K | $1.5M | 2.3% | |
| CREF Social Choice R1 3,537 shares | — | — | $4K | $1.3M | 1.9% | |
| Invesco Developing Markets Y 31,126 shares | — | — | $31K | $1.2M | 1.8% | |
| CREF Global Equities R1 2,971 shares | — | — | $3K | $1.0M | 1.5% | |
| TIAA Traditional Nonbenefit Responsive 2 | — | — | — | $937K | 1.4% | |
| TIAA REAL ESTATE TIAA-CREF · EIN 13-1624203 / PN 004 | Pooled Separate Account | — | $2K | $902K | 1.4% | |
| Delaware Extend Dur Bond Inst 62,238 shares | — | — | $62K | $866K | 1.3% | |
| CREF Core Bond R1 6,375 shares | — | — | $6K | $837K | 1.3% | |
| Vanguard Wellington Adm 9,442 shares | — | — | $9K | $698K | 1.1% | |
| Vanguard Target Ret 2040 Inv 14,400 shares | — | — | $14K | $622K | 0.9% | |
| Lord Abbett Short Dur Income A 155,740 shares | — | — | $156K | $603K | 0.9% | |
| Vanguard High-Yield Corp Adm 102,517 shares | — | — | $103K | $556K | 0.8% | |
| Vanguard Mid-Cap Idx Adm 1,691 shares | — | — | $2K | $553K | 0.8% | |
| TIAA-CREF Lg-Cap Val-Rtmt 20,279 shares | — | — | $20K | $446K | 0.7% | |
| AM FDS Fundamental Invs R5 4,883 shares | — | — | $5K | $395K | 0.6% | |
| T. Rowe Price New Horizons 6,899 shares | — | — | $7K | $385K | 0.6% | |
| CREF Inflation-Linked Bond R1 4,353 shares | — | — | $4K | $360K | 0.5% | |
| CREF Money Market R1 12,317 shares | — | — | $12K | $359K | 0.5% | |
| TIAA-CREF Lifecycle 2040-Rtmt 19,251 shares | — | — | $19K | $336K | 0.5% | |
| BlackRock Eq Div Institutional 16,974 shares | — | — | $17K | $322K | 0.5% | |
| Vanguard Target Ret 2045 Inv 10,222 shares | — | — | $10K | $303K | 0.5% | |
| TIAA-CREF Intl Eq-Rtmt 20,088 shares | — | — | $20K | $277K | 0.4% | |
| John Hancock Discip Val MdCp A 10,905 shares | — | — | $11K | $277K | 0.4% | |
| Vanguard Target Ret 2035 Inv 11,414 shares | — | — | $11K | $274K | 0.4% | |
| Vanguard Infl Protect Sec Adm 11,486 shares | — | — | $11K | $259K | 0.4% | |
| Vanguard Target Ret 2050 Inv 4,695 shares | — | — | $5K | $234K | 0.4% | |
| Vanguard Real Estate Idx Adm 1,587 shares | — | — | $2K | $200K | 0.3% | |
| TIAA-CREF Qt Sml Cap Eq Rtmt 10,664 shares | — | — | $11K | $187K | 0.3% | |
| TIAA-CREF Mid-Cap Val-Rtmt 10,180 shares | — | — | $10K | $178K | 0.3% | |
| PGIM Global Total Return Z 33,471 shares | — | — | $33K | $168K | 0.3% | |
| American Century Glob Sm Cap I 8,701 shares | — | — | $9K | $164K | 0.2% | |
| Vanguard Target Ret 2030 Inv 3,807 shares | — | — | $4K | $144K | 0.2% | |
| Participant Loans Various maturity dates through 2029; interest rate range of 4.25% - 9.50% | — | — | — | $111K | 0.2% | |
| Manning & Napier Intl Discv I 4,675 shares | — | — | $5K | $107K | 0.2% | |
| TIAA-CREF Lifecycle 2030-Rtmt 5,358 shares | — | — | $5K | $81K | 0.1% | |
| Vanguard Target Ret 2055 Inv 1,443 shares | — | — | $1K | $80K | 0.1% | |
| TIAA-CREF Lifecycle 2035-Rtmt 4,331 shares | — | — | $4K | $70K | 0.1% | |
| Vanguard Target Ret 2025 Inv 3,415 shares | — | — | $3K | $64K | <0.1% | |
| TIAA-CREF Lifecycle 2045-Rtmt 4,499 shares | — | — | $4K | $63K | <0.1% | |
| Goldman Sachs Sml Cp Val Inst 1,500 shares | — | — | $2K | $61K | <0.1% | |
| TIAA-CREF Mid-Cap Gr-Rtmt 2,886 shares | — | — | $3K | $59K | <0.1% | |
| TIAA-CREF Lifecycle 2015-Rtmt 3,671 shares | — | — | $4K | $45K | <0.1% | |
| TIAA-CREF Lifecycle 2025-Rtmt 2,472 shares | — | — | $2K | $35K | <0.1% | |
| Calvert Balanced Portfolio I 716 shares | — | — | — | $33K | <0.1% | |
| s *TIAA-CREF Lifecycle 2010-Rtmt 2,470 shares | Mutual Funds | — | $2K | $31K | <0.1% | |
| TIAA-CREF Lifecycle 2020-Rtmt 2,107 shares | — | — | $2K | $28K | <0.1% | |
| Vanguard Target Ret 2020 Inv 661 shares | — | — | — | $17K | <0.1% | |
| TIAA-CREF Lifecycle Rtmt Inc.-Rtmt 947 shares | — | — | — | $11K | <0.1% | |
| TIAA-CREF Lifecycle 2050-Rtmt 604 shares | — | — | — | $9K | <0.1% |
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