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Original filing (PDF)20250404102833NAL0007311939001
KERN REGIONAL CENTER
Form 5500
FILING_RECEIVED
KERN REGIONAL CENTER DEFINED BENEFIT RETIREMENT PLAN
Defined-benefit pension plan
Active participants
80
Accounts w/ balance
—
Plan assets (EOY)
$55.2M
Net assets (EOY)
$55.2M
How this plan invests
This plan
20 collective trusts
Schedule D
Individual securities
on each trust's filing
This plan doesn't hold securities directly — it invests through trusts. Click a trust below to drill into its securities.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Concentration not scored — Schedule of Assets PDF not yet parsed for this plan.
- Below-peer total fees (8 bps vs 16 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for KERN REGIONAL CENTER.
Plan sponsor
Name
KERN REGIONAL CENTER
EIN
23-7115846
Address
3200 NO. SILLECT AV. · BAKERSFIELD, CA · 93308
Phone
(661) 852-3261
Industry
Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
003
Plan year
2023
Plan year begin
2023-07-01
Tax period
2024-06-30
Filed
2025-04-04
Pension benefit codes
1A · Pay-related DB formula
Audit & trust (Schedule H)
Auditor
FARBER HASS HURLEY LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INS CO OF AMERICA | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $0 | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PENSIONMARK FINANCIAL GROUP LLC | — | SANTA BARBARA, CA | INVESTMENT ADVISOR | $44K | — |
Investments
20 pooled funds· $53.5M(97% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
| Investment | Type | Current value | % of plan |
|---|---|---|---|
| VANGUARD LONG-TERM INVESTMENT-GRADE VANGUARD · EIN 90-0779283 / PN 000 | Pooled Separate Account | $38.1M | 69.1% |
| VANGUARD SHORT-TERM BOND INDEX ADM VANGUARD · EIN 90-0779283 / PN 000 | Pooled Separate Account | $5.1M | 9.2% |
| PGIM TOTAL RETURN BOND Z PGIM INVESTMENTS · EIN 90-0779283 / PN 000 | Pooled Separate Account | $4.6M | 8.4% |
| FIDELITY ADVISOR TOTAL BOND M FIDELITY INVESTMENTS · EIN 90-0779283 / PN 000 | Pooled Separate Account | $4.6M | 8.3% |
| PIMCO INCOME A PIMCO · EIN 90-0779283 / PN 000 | Pooled Separate Account | $1.1M | 1.9% |
| MFS VALUE R3 MFS · EIN 90-0342299 / PN 000 | Pooled Separate Account | $0 | <0.1% |
| INVESCO DEVELOPING MARKETS Y INVESCO · EIN 90-0342299 / PN 000 | Pooled Separate Account | $0 | <0.1% |
| COLUMBIA HIGH YIELD BOND ADV COLUMBIA MGMT INVESTMENT ADVISERS · EIN 90-0342299 / PN 000 | Pooled Separate Account | $0 | <0.1% |
| DWS RREEF REAL ESTATE SECURITIES S DWS · EIN 90-0779283 / PN 000 | Pooled Separate Account | $0 | <0.1% |
| JPMORGAN US EQUITY R4 JPMORGAN · EIN 90-0779283 / PN 000 | Pooled Separate Account | $0 | <0.1% |
| AMERICAN FUND NEW WORLD R4 AMERICAN FUNDS · EIN 90-0342269 / PN 000 | Pooled Separate Account | $0 | <0.1% |
| PIONEER FUNDAMENTAL GROWTH Y AMUNDI US · EIN 90-0342299 / PN 000 | Pooled Separate Account | $0 | <0.1% |
| T.ROWE PRICE NEW HORIZONS T.ROWE PRICE · EIN 04-1590850 / PN 000 | Pooled Separate Account | $0 | <0.1% |
| MASSMUTUAL SMALL CAP OPPS SVC MASSMUTUAL · EIN 04-1590850 / PN 000 | Pooled Separate Account | $0 | <0.1% |
| MASSMUTUAL INFL-PROT AND INC SVC MASSMUTUAL · EIN 04-1590850 / PN 000 | Pooled Separate Account | $0 | <0.1% |
| JPMORGAN LARGE CAP GROWTH R4 JPMORGAN · EIN 90-0779283 / PN 000 | Pooled Separate Account | $0 | <0.1% |
| AMERICAN FUNDS CAPITAL WORLD GR&INC AMERICAN FUNDS · EIN 90-0342299 / PN 000 | Pooled Separate Account | $0 | <0.1% |
| PUTNAM INTERNATIONAL CAPITAL OPP A PUTNAM · EIN 90-0342299 / PN 000 | Pooled Separate Account | $0 | <0.1% |
| FIDELITY ADVISOR(R) STRATEGIC INCOM FIDELITY INVESTMENTS · EIN 90-0779283 / PN 000 | Pooled Separate Account | $0 | <0.1% |
| DELAWARE SMALL CAP VALUE INSTL DELAWARE FUNDS BY MACQUARIE · EIN 90-0779283 / PN 000 | Pooled Separate Account | $0 | <0.1% |