Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| DUBUQUE BANK & TRUST CO. | 42-0223620 | — | NONE | $97K | — |
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Nuveen Lifecycle Index 2040 Fund Institutional Class | — | — | — | $4.5M | 16.9% | |
| Nuveen Lifecycle Index 2050 Fund Institutional Class | — | — | — | $4.0M | 15.1% | |
| Nuveen Lifecycle Index 2030 Fund Institutional Class | — | — |
| — |
| $3.8M |
| 14.6% |
| JPMorgan Large Cap Growth Fund Class R6 | — | — | — | $2.7M | 10.2% |
| Fidelity 500 Index | — | — | — | $2.3M | 8.7% |
| Nuveen Lifecycle Index 2020 Fund Institutional Class | — | — | — | $1.6M | 6.1% |
| Nuveen Lifecycle Index 2060 Fund Institutional Class | — | — | — | $928K | 3.5% |
| Baird Mid Cap Growth Fund Institutional Class | — | — | — | $750K | 2.8% |
| Charles Schwab Small Cap Index Fund | — | — | — | $579K | 2.2% |
| Invesco Short-Term Investments Trust Government | — | — | — | $506K | 1.9% |
| Hartford Schroders International Stock Fund Class SDR | — | — | — | $430K | 1.6% |
| Vanguard Balanced Index Fund Admiral Shares | — | — | — | $419K | 1.6% |
| Fidelity Advisor Investment Grade Bond Fund Class Z | — | — | — | $387K | 1.5% |
| Nuveen Lifecycle Index 2035 Fund Institutional Class | — | — | — | $377K | 1.4% |
| Plan participants Participant Loans with interest rates of 5.25%–10.50% | Participant loans | — | — | $355K | 1.3% |
| Nuveen Lifecycle Index 2045 Fund Institutional Class | — | — | — | $338K | 1.3% |
| Nuveen Lifecycle Index 2025 Fund Institutional Class | — | — | — | $212K | 0.8% |
| Vanguard Inflation-Protected Securities Fund Admiral | — | — | — | $202K | 0.8% |
| MFS Value Fund Class R6 | — | — | — | $176K | 0.7% |
| John Hancock John Hancock Funds Disciplined Value Mid Cap R6 | — | — | — | $142K | 0.5% |
| Nuveen Real Estate Securities Select Fund R6 Class | — | — | — | $142K | 0.5% |
| Federated Hermes Institutional High Yield Bond Fund Inst | — | — | — | $136K | 0.5% |
| Eaton Vance Parametric Commodity Strategy Fund Class I | — | — | — | $128K | 0.5% |
| Nuveen Lifecycle Index 2055 Fund Institutional Class | — | — | — | $120K | 0.5% |
| JPMorgan Emerging Markets Equity Fund Class R6 | — | — | — | $110K | 0.4% |
| Nuveen Lifecycle Index 2010 Fund Institutional Class | — | — | — | $106K | 0.4% |
| Invesco International Small-Mid Company Fund Class R6 | — | — | — | $86K | 0.3% |
| Vanguard Wellesley Income Admiral | — | — | — | $77K | 0.3% |
| Vanguard Mid-Cap Index Fund Admiral Shares | — | — | — | $16K | <0.1% |
| & Agency Portfolio Institutional Class Invesco Small Cap Value Fund Class R6 | — | — | — | $15K | <0.1% |
| Nuveen Lifecycle Index 2065 Fund Institutional Class | — | — | — | $7K | <0.1% |
| Zurich American Life Insurance DWS Capital Growth VIP | — | — | — | $5K | <0.1% |
| Lord Abbett Lord Abbett Short Duration Income Fund Class R6 | — | — | — | $4K | <0.1% |
| Zurich American Life Insurance Zurich Fixed Account | — | — | — | $3K | <0.1% |
| Zurich American Life Insurance DWS High Income VIP | — | — | — | $2K | <0.1% |
| Zurich American Life Insurance DWS Global Income Builder VIP | — | — | — | $2K | <0.1% |
