Back to filter
Original filing (PDF)20251001153540NAL0031990370001
AQUAPHOENIX SCIENTIFIC, LLC
Form 5500
FILING_RECEIVED
AQUAPHOENIX SCIENTIFIC 401(K) PLAN
401(k) retirement plan
Active participants
268
Accounts w/ balance
319
Plan assets (EOY)
$22.6M
Net assets (EOY)
$22.6M
How this plan invests
This plan
6 pooled trusts
Schedule D
33 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 44 bps in Schedule C fees — 53% above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for AQUAPHOENIX SCIENTIFIC, LLC.
Plan sponsor
Name
AQUAPHOENIX SCIENTIFIC, LLC
EIN
23-3058449
Address
860 GITTS RUN ROAD · HANOVER, PA · 17331
Phone
(717) 632-1291
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-01
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2J · 401(k) feature
2K · 401(m) arrangement
2F · ERISA section 404(c)
2G · Total participant-directed accounts
3D · Pre-approved plan (master / prototype / VS)
2T · Default investment account (QDIA)
2S · Automatic enrollment
Audit & trust (Schedule H)
Auditor
STAMBAUGH NESS, INC.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
5 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INS. CO OF AMERICA | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $49K | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| LPL FINANCIAL | — | SAN DIEGO, CA | INVESTMENT ADVISOR | $29K | — |
| LEAFHOUSE FINANCIAL ADVISORS, LLC | — | AUSTIN, TX | INVESTMENT ADVISOR | $897 | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PA RETIREMENT SOLUTIONS INC | — | HARRISBURG, PA | CONTRACT ADMIN | $16K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $6K | — |
Investments
28 direct securities · 6 pooled funds· $22.6M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$19.7M
28 holdings
Common Collective Trust
$2.8M
6 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard 500 Index Admiral Mutual funds | — | — | — | $4.3M | 19.2% | |
| Nuveen Lifecycle Index 2035 Inst Mutual funds | — | — | — | $1.9M | 8.5% | |
| Nuveen Lifecycle Index 2045 Inst Mutual funds | — | — | — | $1.7M | 7.6% | |
| Putnam Large Cap Growth Y Mutual funds | — | — | — | $1.5M | 6.6% | |
| Nuveen Lifecycle Index 2040 Inst Mutual funds | — | — | — | $1.5M | 6.5% | |
| MID CAP GROWTH FUND FEE CLASS R1 GREAT GRAY · EIN 38-4126247 / PN 549 | Common Collective Trust | — | — | $1.4M | 6.0% | |
| Nuveen Lifecycle Index 2030 Inst Mutual funds | — | — | — | $1.1M | 4.8% | |
| Pimco Income Instl Mutual funds | — | — | — | $1.1M | 4.8% | |
| Nuveen Lifecycle Index 2055 Inst Mutual funds | — | — | — | $880K | 3.9% | |
| Nuveen Lifecycle Index 2050 Inst Mutual funds | — | — | — | $780K | 3.5% | |
| Alternate Fixed Account Fixed annuities | — | — | — | $708K | 3.1% | |
| PUTNAM SMALL CAP GROWTH CL R GREAT GRAY · EIN 86-1846156 / PN 677 | Common Collective Trust | — | — | $583K | 2.6% | |
| LARGE CAP VALUE FUND CLASS R1 GREAT GRAY · EIN 38-4065329 / PN 426 | Common Collective Trust | — | — | $519K | 2.3% | |
| Nuveen Lifecycle Index 2060 Inst Mutual funds | — | — | — | $497K | 2.2% | |
| MFS Intl Diversification R6 Mutual funds | — | — | — | $480K | 2.1% | |
| Nuveen Lifecycle Index 2025 Inst Mutual funds | — | — | — | $388K | 1.7% | |
| Vanguard Small Cap Index Adm Mutual funds | — | — | — | $380K | 1.7% | |
| Vanguard Developed Markets Index Admiral Mutual funds | — | — | — | $372K | 1.6% | |
| Vanguard Mid Cap Index Fund - Admiral Mutual funds | — | — | — | $342K | 1.5% | |
| American Funds Bond Fund of Amer R6 Mutual funds | — | — | — | $310K | 1.4% | |
| Participant loans Interest rate - 4.25% - 9.50% | — | — | — | $231K | 1.0% | |
| Nuveen Lifecycle Index 2015 Inst Mutual funds | — | — | — | $225K | 1.0% | |
| JPMorgan Emerging Markets Equity R6 Mutual funds | — | — | — | $220K | 1.0% | |
| MFS MID CAL VALUE FUND CL 2W GREAT GRAY · EIN 38-4139822 / PN 000 | Common Collective Trust | — | — | $199K | 0.9% | |
| Key Guaranteed Portfolio Fund Fixed annuities | — | — | — | $195K | 0.9% | |
| FRANKLIN SMALL CAP VALUE GG TRUST R GREAT GRAY · EIN 38-4126289 / PN 594 | Common Collective Trust | — | — | $194K | 0.9% | |
| Nuveen Lifecycle Index 2020 Inst Mutual funds | — | — | — | $174K | 0.8% | |
| DFA Real Estate Securities I Mutual funds | — | — | — | $107K | 0.5% | |
| DFA Inflation-Protected Securities I Mutual funds | — | — | — | $106K | 0.5% | |
| Nuveen Lifecycle Index Ret Inc Inst Mutual funds | — | — | — | $87K | 0.4% | |
| Nuveen Lifecycle Index 2065 Inst Mutual funds | — | — | — | $82K | 0.4% | |
| Nuveen Lifecycle Index 2010 Inst Mutual funds | — | — | — | $52K | 0.2% | |
| Calvert Balanced R6 Mutual funds | — | — | — | $26K | 0.1% | |
| LORD ABBETT SMALL CAP GROWTH TRUST GREAT GRAY · EIN 38-4139856 / PN 000 | Common Collective Trust | — | — | $0 | <0.1% |
Related plans
Other plans using EMPOWER ANNUITY INS. CO OF AMERICA
WELLS FARGO & COMPANY
WELLS FARGO & COMPANY 401(K) PLAN
$57.9B · 167,176 participants
BOARD OF TRUSTEES OF THE DEFERRED SALARY PLAN OF THE ELECTRICAL IND
DEFERRED SALARY PLAN OF THE ELECTRICAL INDUSTRY
$8.0B · 23,406 participants
BD OF TRUSTEES OF THE ELEV CONSTU ANNUITY AND 401K RET PLAN
ELEVATOR CONSTRUCTORS ANNUITY AND 401(K) RETIREMENT PLAN
$7.3B · 28,341 participants
INDIANA UNIVERSITY HEALTH INC.
IU HEALTH 401(K) SAVINGS PLAN
$4.5B · 40,158 participants
ARTHUR J. GALLAGHER (ILLINIOS), LLC.
ARTHUR J. GALLAGHER & CO. EMPLOYEES SAVINGS AND THRIFT PLAN
$3.9B · 23,895 participants
MEDSTAR HEALTH, INC.
MEDSTAR HEALTH, INC. RETIREMENT SAVINGS PLAN
$3.5B · 35,033 participants
Similar-size Manufacturing plans
GAGEMAKER, LP
FBD-GAGEMAKER 401(K) PLAN
$22.4M · 295 participants
LEONARDO DRS, INC.
LEONARDO DRS, INC. PENSION VALUE PLAN
$22.4M · 17 participants
VERITY INSTRUMENTS, INC.
VERITY INSTRUMENTS, INC. PROFIT SHARING PLAN
$22.9M · 75 participants
ELEMENTAL SCIENTIFIC, INC.
ELEMENTAL SCIENTIFIC 401(K) PROFIT SHARING PLAN
$22.2M · 203 participants
DRS NAVAL POWER SYSTEMS, INC.
PENSION PLAN FOR EMPLOYEES OF DRS NAVAL POWER SYSTEMS, INC.
$22.2M · 87 participants
MICHIGAN SCIENTIFIC CORPORATION
MICHIGAN SCIENTIFIC CORPORATION 401(K) PLAN
$23.2M · 106 participants
Large plans in Pennsylvania
VANGUARD FIDUCIARY TRUST COMPANY
VANGUARD FIDUCIARY TRUST COMPANY INSTITUTIONAL TOTAL INTERNATIONAL STOCK MARKET INDEX TRUST II
$223.1B
VANGUARD FIDUCIARY TRUST COMPANY
VFTC INSTITUTIONAL 500 INDEX TRUST
$183.5B
VANGUARD FIDUCIARY TRUST COMPANY
VANGUARD FIDUCIARY TRUST COMPANY TARGET RETIREMENT 2035 MASTER TRUST
$116.3B
VANGUARD FIDUCIARY TRUST COMPANY
VANGUARD FIDUCIARY TRUST COMPANY TARGET RETIREMENT 2045 MASTER TRUST
$109.4B
VANGUARD FIDUCIARY TRUST COMPANY
VANGUARD FIDUCIARY TRUST COMPANY TARGET RETIREMENT 2040 MASTER TRUST
$108.2B
VANGUARD FIDUCIARY TRUST COMPANY
VANGUARD FIDUCIARY TRUST COMPANY TARGET RETIREMENT 2030 MASTER TRUST
$106.2B